New Nuclear Notebook: Chinese Nuclear Force Modernization

Jianshuipad

Launch pads for DF-21 mobile medium-range ballistic missile launchers have been added to a Second Artillery base in southern China.
Click image for large version with annotations.
Image: Digital Globe 2012 via Apple Maps.

By Hans M. Kristensen

China continues to upgrade bases for mobile nuclear medium-range ballistic missiles. The image above shows one of several new launch pads for DF-21 missile launchers constructed at a base near Jianshui in southern China.

A new satellite image* on Apple Maps shows the latest part of a two-decade long slow replacement of old liquid-fuel moveable DF-3A intermediate-range ballistic missiles with new road-mobile solid-fuel DF-21 medium-range ballistic missiles.

Similar developments can be seen near Qingyang in the Anhui province in eastern China and in the Qinghai and Xinjiang provinces in central China.

This and other developments are part of our latest Nuclear Notebook on Chinese nuclear forces, recently published by the Bulletin of the Atomic Scientists.

New Nuclear Notebook

In the Nuclear Notebook, Robert Norris and I estimate that China currently has roughly 250 warheads in its nuclear stockpile for delivery by land- and sea-based ballistic missiles, aircraft, and possibly cruise missiles.

This is a slight increase compared with previous years that reflects the introduction of new intercontinental ballistic missiles (ICBMs) and submarine-launched ballistic missiles (SLBMs). China is the only nuclear weapon state party to the Non-Proliferation Treaty that is increasing its nuclear stockpile, which might grow a bit more over as more missiles are fielded over the next decade.

Even so, the Chinese nuclear modernization is very slow, as in the case of the introduction of DF-21 medium-range ballistic missiles (MRBMs) at Jianshui and the apparent (temporary?) leveling out of ICBM deployments; China is clearly not in a hurry to reach parity with the United States or Russia anytime soon (if at all) but instead seems focused on safeguarding its minimum retaliatory nuclear deterrent. Even so, the breadth of Chinese nuclear capabilities is widening with introduction of a class of ballistic missile submarines and cruise missiles that might have nuclear capability. With these come new scenarios and command and controls issues that are not yet apparent or understood.

Several interesting publications have made contributions to the public debate on China’s nuclear force operations and modernization over the past few years. Most valuable has been the work by Mark Stokes at Project 2049, most noticeably his 2010 report on China’s nuclear warhead storage and handling system. Also in 2010, M. Taylor Fravel and Evan Medeiros provided valuable analysis of China’s search for assured retaliation. Retired Russian general Victor Yesin claimed in 2012 that China has 1,300-1,500 nuclear warheads more than assumed by the U.S. intelligence community – a Georgetown University study even imagined 3,000 warheads (we consider these estimates exaggerated; see here and here). And renowned scholars John Lewis and Xue Litai described last year what they view as an increasing complexity of Chinese nuclear war planning.

The SSBN Force

Since our previous Notebook in 2011, most attention has been on the status of China’s new ballistic missile submarines (SSBN) and Julang-2 SLBM. After a series of technical difficulties, the DOD reported in May 2013 that the JL-2 “appears ready to reach initial operational capability in 2013.”

The range of the JL-2 has been the subject of much speculation, and we are struck by how much the range estimates vary and how much experts and news media continued to use outdated estimates or claim that the missile will be able to target the entire United States from Chinese waters. A review of the various estimates published by U.S. government agencies since 1999 shows estimates spanning from 7,000 km to as much as 12,000 km (see image below), although most hover around 7,200+ km.

jl-2range

US range estimates for China’s Julang-2 SLBM vary considerably, but most are around 7,200+ km.

The latest range estimates of 7,000+ km (NASIC) to 7,400+ km (DOD) show continued uncertainty within the U.S. Intelligence Community about the JL-2 capability. But both estimates also reaffirm that the missile cannot be used to target the continental United States from Chinese waters. Doing so would require a range of at least 8,400 km – and that would only reach Seattle. To target Washington DC from Chinese waters, the range would have to be at least 11,000 km. With the current range estimate of about 7,200+ km, a JL-2 equipped SSBN would have to sail deep into the Sea of Japan between the island of Hokkaido and Russia’s Primorsky Krai oblast to target Seattle, or venture far into the Pacific northeast of Tokyo. To target Washington DC, the SSBN would have to sail even further and launch from a position between the Aleutian Islands and Hawaii – more than halfway across the Pacific Ocean. Due to the apparent noise level of Chinese missile submarines and the extensive anti-submarine capabilities of the United States, that would indeed be risky sailing in a war.

Sending SSBNs far into dangerous water would be China’s only option to fire missiles directly at the United States if Chinese leaders wanted to avoid shooting across Russian territory (all China’s ICBMs launched at the United States from their current deployment areas would overfly Russia).

A JL-2 equipped SSBN could of course target U.S. territories outside the continental United States, including Alaska and Guam, from Chinese waters. To target Hawaii, and SSBN would have to launch from a position in the Sea of Japan or the Philippine Sea.

All of that just to say that JL-2 – despite what you might hear on the Internet – can not be used to target the continental United States. Instead, it is a regional weapon capable of targeting Alaska, Guam, India and Russia from Chinese waters.

So far three Jin-class SSBNs have been delivered and one or two more are in various stages of construction. By 2020, according to information obtained from ONI, China might operate 4-5 SSBNs (see image below). Now that China has said something about its submarines (see sections below), it would help if it would also say something in its next transparency initiative about how many SSBNs it plans to build. The United States, Russia, France and Britain have all shown their plans and there’s no reasons China cannot do so as well.

chinafleet1.jpg

 A Washington Times article recently described how many of China’s state-run press outlets have reported that China’s SSBNs “are now on routine strategic patrol,” and quoted the an article concluding that this “means that China for the first time has acquired the strategic deterrence and second strike capability against the United States.”

The first claim – that China’s SSBNs are now on routine strategic patrol – is wrong. Although it has operated an SSBN (the Xia) since the early 1980s, China has never conducted an SSBN deterrent patrol. And since the JL-2 is not yet operational, the SSBNs are certainly not on patrol yet. But even once the JL-2 becomes operational, it is not clear whether China will operate the SSBN fleet in the way other nuclear weapons states operate their SSBNs. For one thing, it seems unlikely that the Chinese leadership would authorize deployment of nuclear weapons onboard SSBNs unless in a crisis situation.

The second claim – that China for the first time has acquired the strategic deterrence and second-strike capability against the United States – is also not correct. China has had a nuclear deterrent and second-strike capability against the continental United States since 1981 when the silo-based DF-5 ICBM became operational. In 2008, that posture of 20 missiles was broadened with the addition of the road-mobile DF-31A ICBM. Even before the JL-2 has become operational, China already has about 40 ICBMs that can target the U.S. mainland.

Once the Jin/JL-2 weapon system becomes operational, China would theoretically be able to conduct SSBN deterrent patrols. But that will not in itself provide a submarine-based strike capability against the continental United States from Chinese waters because of the range limitations described above.

The So-Called Targeting Map

Chinese news media carried several stories (see for example hereherehere) in September about increasing transparency of the submarine force. Despite claims about “revelations,” the articles did not reveal much that wasn’t already known. That said, any official news about the secretive submarine force and its operations is of course better than nothing – and perhaps a new beginning.

What created the most attention in the United States, however, was a map (see figure below) that allegedly showed radioactive fallout over the western part of the country apparently following a Chinese submarine attack with the future JL-2 SLBM. I have not been able to find the original article with the map on Global Times but there were plenty of dramatic spin-offs in U.S. papers suggesting the image showed Chinese plans for a strike on the United States. And some hinted that publication in “state-run media” somehow reflected Chinese government endorsement of the information.

fallout2013

A map on a Chinese web site describes fictive fallout from hypothetical Chinese nuclear strike on the United States.

Instead, the map appears on huanqiu.com, a glossy military-techno web site without official government status. And the publication is not an “article” but a series of 30 slides with text below each image by someone who appears to have vacuum-cleaned the much of the information from the Internet – including from some of my publications. Statements made in other news articles by “military experts” Du Wenlong (identified as a senior researcher with the PLA Academy of Military Scientists) and Li Jie (affiliation not identified) do not appear in the slides. The Google translator lists the slides editor’s name as [Shen Then] and the artist that drew the map is identified as Pei Shen.

In other words, this map does not appear to be an official government product and does not appear to reflect official Chinese nuclear strike planning.

The map shows three colored regions of radioactive fallout progressively spreading across the United States after 3, 7, and 30 days. One city (Seattle) is identified and 20 other black dots appear to mark locations of major cities. Many are misplaced – and some are odd.

The radioactive fallout patterns on the map are also not very good and appear to be fictive. In reality, radioactive fallout patters are much more narrow, depending on wind and precipitation. In 2006, FAS and NRDC published a report in which we used advanced computer programs to simulate hypothetical Chinese nuclear strikes on the United States. They showed not surprisingly that use of only 20 missiles against American cities would kill tens of millions of people. Back then China only had about 20 DF-5A missiles that could reach the continental United States. But their 20 4-Megaton warheads would cause enormous devastation and extensive radioactive fallout throughout much of the United States (see figure below).

20 4MT ground

Fallout from attack on 20 US cities with 20 DF-5A 4-MT ground burst warheads.
Source: Hans M. Kristensen, et al., Chinese Nuclear Forces and U.S. Nuclear War Planning, FAS/NRDC, November 2006, p. 191.

Since then, China has introduced the DF-31A ICBM, each of which carries a smaller (but still significant) warhead. The second simulation we did therefore examined the effect of 20 DF-31A missiles, each with a 250-kiloton warhead. These explosions would also kill tens of millions of people but cause considerably less radioactive fallout (see figure below).

20 250kt ground

Fallout from attack on 20 US cities with 20 DF-31A 250-kiloton ground burst warheads.
Source: Hans M. Kristensen, et al., Chinese Nuclear Forces and U.S. Nuclear War Planning, FAS/NRDC, November 2006, p. 193.

* I’m indebted to Marius Bulla, a 21-year old GIS enthusiast and freelance photographer in Germany, for first bringing my attention to the Apple Maps image of the Jianhui upgrade.

Additional information: Chinese Nuclear Forces, 2013

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Capabilities of B61-12 Nuclear Bomb Increase Further

b61-12radartest

A B61-12 radar test drop conducted earlier this year.

By Hans M. Kristensen

With every official statement about the B61 nuclear bomb life-extension program, the capabilities of the new version (B61-12) appear to be increasing.

Previously, officials from the DOD, STRATCOM, and NNSA said the program is a consolidation of the B61-3, B61-4, B61-7, and B61-10 gravity bombs that would provide no additional military capabilities beyond those weapons.

This pledge echoed the 2010 Nuclear Posture Review, which states: “Life Extension Programs (LEPs)…will not support new military missions or provide for new military capabilities.”

Yet the addition of a guided tail kit will increase the accuracy of the B61-12 compared with the other weapons and provide new warfighting capabilities. The tail kit is necessary, officials say, for the 50-kilotons B61-12 (with a reused B61-4 warhead) to be able to hold at risk the same targets as the 360-kilotons B61-7 warhead. But in Europe, where the B61-7 has never been deployed, the guided tail kit will be a significant boost of the military capabilities – an improvement that doesn’t fit the promise of reducing the role of nuclear weapons.

More recently we also learned that the guided tail kit will provide the B61-12 with a “modest standoff capability,” something the current B61 versions don’t have.

And during yesterday’s hearing in the House Armed Services Committee’s Subcommittee on Strategic Forces, defense officials said the B61-12 would also replace the B61-11, a single-yield 400-kiloton nuclear earth-penetrating bomb introduced in 1997, and the B83-1, a strategic bomb with variable yields up to 1,200 kilotons.

If so, the military capabilities of the B61-12 will be able to cover the entire range of military targeting missions for gravity bombs, ranging from the lowest yield of the B61-4 (0.3 kilotons) to the 1,200-kiloton B83-1 as well as the nuclear earth-penetration mission of the B61-11.

B61-12

That’s quite an achievement for a weapon that just a few years ago was described simply as a refurbishment of four old B61s. Now the B61-12 has become the all-in-one nuclear bomb on steroids, spanning the full spectrum of gravity bomb missions anywhere.

That has some pretty significant implications in Europe where the United States has never deployed bombs with the military capabilities of the B61-7, B61-11 and B83-1. And it opens up a portfolio of enhanced targeting options with less radioactive fallout – more useable nuclear strike scenarios. Not bad for a simple life-extension, but less clear why it is needed and how it fits U.S. and NATO promises to reduce the role of nuclear weapons and seek “bold reductions” in U.S. and Russian nuclear weapons in Europe.

The Magic Reduction Bomb

During yesterday’s hearing, the military and nuclear lab officials portrayed the B61-12 as key to future reductions and modifications of the nuclear stockpile.

Since its inception, the B61-12 program has been described as a “consolidation” of four existing B61s into one allowing retirement of tree types. Now, in a blunt example of nuclear horse-trading in the 11th hour, the military and labs are adding retirement of the B61-11 and B83 as additional sweeteners to justify the expensive B61-12 program.

Without the B61-12, so the argument goes, the United States would not be able to reduce its inventory of gravity bombs. In contrast, completion of the B61-12 program “will result in a reduction in the total number of nuclear gravity bombs in our stockpile by a factor of two,” according to NNSA.

That is a stretch, to say the least. In reality, nearly two-thirds of the gravity bombs currently in the stockpile are already inactive and would likely be retired anyway (see table).

Screen Shot 2013-10-30 at 11.07.44 AM

Yesterday, the officials ridiculed the B83 as a nuclear dinosaur with too big a yield (1.2 Megatons) even though they admitted that it also has lower yields. But that has been the case for decades and the B83 role faded years ago. After Congress rejected using the B83 warhead for the Robust Nuclear Earth Penetrator (RNEP), the B83 was decertified from first the B-1 bomber and more recently the B-52 bomber as well. That leaves the B-2 as the sole carrier with many more B83s in the stockpile than needed. The same goes for the B61-7.

Conclusions and Recommendations

Despite serious questions raised about the scope, cost, and management of the B61-12 and many other nuclear modernization programs, the Pentagon and NNSA yesterday portrayed the B61-12 – as well as the yet unclear but highly risky 3+2 warhead plan for the entire stockpile – as the cheapest solution to all nuclear issues: deterrence, assurance, modernization, and reductions. If that doesn’t set off alarm bells, I don’t know what would.

The hearing reminded me of the hearing a few years back were the CEOs of the tobacco industry were asked if nicotine were addictive; under oath they all said “no.”

Similarly, when asked yesterday if they could see any reason why the United States should not continue with the planned B61 life-extension program, the nuclear officials all said “no.”

To me, the willingness to trade all gravity bombs for the B61-12 is a tacit admission that most of the existing weapons are not needed but offered as sweeteners to “sell” the expensive program to Congress and the public.

Except for Representatives Loretta Sanchez and John Garamendi, none of the members that had shown up for the hearing asked any critical or difficult questions. Instead they appeared to invite the views that they knew the witnesses had anyway. There were no independent witnesses at the hearing, which appeared to be intended as a pushback against efforts in the Senate to scale back the B61-12 program.

There are no targets for the B61-12 that cannot be held at risk with ballistic or cruise missiles. And it is unlikely that there are any nuclear bombs deployed in Europe a decade from now. Instead, a basic gravity bomb capability on the B-2 and next-generation bomber could be achieved with a simpler and cheaper non-nuclear life-extension of the B61 as proposed by Senator Dianne Feinstein.

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

 

New START Data Shows Russia Reducing, US Increasing Nuclear Forces

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By Hans M. Kristensen

While arms control opponents in Congress have been busy criticizing the Obama administration’s proposal to reduce nuclear forces further, the latest data from the New START Treaty shows that Russia has reduced its deployed strategic nuclear forces while the United States has increased its force over the past six months.

Yes, you read that right. Over the past six months, the U.S. deployed strategic nuclear forces counted under the New START Treaty have increased by 34 warheads and 17 launchers.

It is the first time since the treaty entered into effect in February 2011 that the United States has been increasing its deployed forces during a six-month counting period.

We will have to wait a few months for the full aggregate data set to be declassified to see the details of what has happened. But it probably reflects fluctuations mainly in the number of missiles onboard ballistic missile submarines at the time of the count.

Slooow Implementation

The increase in counted deployed forces does not mean that the United States has begun to build up is nuclear forces; it’s an anomaly. But it helps illustrate how slow the U.S. implementation of the treaty has been so far.

Two and a half years into the New START Treaty, the United States has still not begun reducing its operational nuclear forces. Instead, it has worked on reducing so-called phantom weapons that have been retired from the nuclear mission but are still counted under the treaty.

For reasons that are unclear (but probably have to do with opposition in Congress), the administration has chosen to reduce its operational nuclear forces later rather than sooner. Not until 2015-2016 is the navy scheduled to reduce the number of missiles on its submarines. The air force still hasn’t been told where and when to reduce the ICBM force or which of its B-52 bombers will be denuclearized.

Moreover, even though the navy has already decided to reduce the missile tubes on its submarine force by more than 30 percent from 280 in 2016 to 192 on its next-generation ballistic missile submarine, it plans to continue to operate the larger force into the 2030s even though it is in excess of targeting and employment guidance.

Destabilizing Disparity

But even when the reductions finally get underway, the New START Treaty data illustrates an enduring problem: the growing disparity between U.S. and Russian strategic nuclear forces. The United States now is counted with 336 deployed nuclear launchers more than Russia.

Russia is already 227 deployed missiles and bombers below the 700 limit established by the treaty for 2018, and might well drop by another 40 by then to about 430 deployed strategic launchers. The United States plans to keep the full 700 launchers.

Put in another way: unless the United States significantly reduces its ICBM force beyond the 400 or so planned under the New START Treaty, and unless Russia significantly increases deployment of new missiles beyond what it is currently doing, the United States could end up having nearly as many launchers in the ICBM-leg of its Triad as Russia will have in its entire Triad.

Strange Bedfellows

For most people this might not matter much and even sound a little Cold War’ish. But for military planners who have to entertain potential worst-case threat scenarios, the growing missile-warhead disparity between the two countries is of increasing concern.

For the rest of us, it should be of concern too, because the disparity can complicate arms reductions and be used to justify retaining excessively large expensive nuclear force structures.

For the Russian military-industrial complex, the disparity is good for business. It helps them argue for budgets and missiles to keep up with the United States. But since Russia is retiring its old Soviet-era missiles and can’t build enough new missiles to keep some degree of parity with the United States, it instead maximizes the number of warheads it deploys on each new missile.

As a result, the Russian Strategic Rocket Forces has begun a program to deploy modified SS-27 ICBMs with multiple warheads (the modified SS-27 is known in Russia as RS-24 or Yars) with six missile divisions over the next decade and a half (more about that in a later blog). And a new “heavy” ICBM with up to ten warheads per missile is said to be under development.

So in a truly bizarre twist, U.S. lawmakers and others opposing additional nuclear reductions by the Obama administration could end up help providing the excuse for the very Russia nuclear modernization they warn against.

Granted, the Putin government may not be the easiest to deal with these days. But that only makes it more important to continue with initiatives that can take some of the wind out of the Russian military’s modernization plans. Slow implementation of the New START Treaty and retention of a large nuclear force structure certainly won’t help.

See also blog on previous New START data.

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

B61-12 Nuclear Bomb Triggers Debate in the Netherlands

volkel-C17

In a few years, US Air Force C-17 aircraft will begin airlifting new B61-12 nuclear bombs into six air bases in five NATO countries, including Volkel Air Base in the Netherlands (seen above).

By Hans M. Kristensen

The issue of the improved military capabilities of the new B61-12 nuclear bomb entered the Dutch debate today with a news story on KRO Brandpunt (video here) describing NATO’s approval in 2010 of the military characteristics of the weapon.

Dutch approval to introduce the enhanced bomb later this decade is controversial because the Dutch parliament wants the government to work for a withdrawal of nuclear weapons from the Netherlands and Europe. The Dutch government apparently supports a withdrawal.

Bram Stemerdink, who was Dutch defense minister in 1977 and deputy defense minister in 1973-1976 and 1981-1982, said that the Dutch government would have been consulted about the B61-12 capabilities. “Because we have those bombs at the moment. Was the Netherlands therefore consulted, yes,” Stemerdink reportedly said.

stemerdink

Former Dutch defense minister Bram Stemerdink said the Netherlands would have been consulted about the military capabilities of the enhanced B61-12 bomb.

NATO approved the military characteristics of the B61-12 in April 2010, according to the U.S. Government Accountability Office, “including the yield, that it be capable of freefall (rather than parachute-retarded) delivery, its accuracy requirements when used on modern aircraft and that it employ a guided tailkit section, and that it have both midair and ground detonation options.”

Dutch approval is also controversial because the improved military capabilities of the B61-12 compared with the weapons currently deployed in Europe (addition of a guidance tail kit to increase accuracy and provide a standoff capability) contradict the U.S. pledge from 2010 that nuclear weapon life-extension programs “will not…provide for new military capabilities.” The U.S. currently does not have a guided standoff nuclear bomb in its stockpile. The improved military capabilities also contradict NATO’s promise from 2012 to seek to “create the conditions and considering options for further reductions of non-strategic nuclear weapons assigned to NATO…”

Last month Dutch TV disclosed a dispute between the U.S. and Dutch governments over how to discuss potential financial compensation in case of an accident involving U.S. nuclear weapons in the Netherlands.

The B61-12 is currently being designed for production with a price tag of more than $10 billion for approximately 400 bombs – possibly the most expensive U.S. nuclear bomb ever.

Nuclear weapons are unlikely to remain in Europe for long, so instead of wasting more than $10 billion on the controversial enhanced B61-12 for a mission that has expired, the United States should instead do a more basic and cheaper life extension of an existing version. Instead of wasting money on modernizing a nuclear weapon for Europe, the United States should focus its efforts on changing the views of eastern European NATO countries by providing extended deterrence in a form that actually contributes to their security.

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Dispute Over US Nuke in the Netherlands: Who Pays For An Accident?

Air transport of nuclear weapons

Who pays for a crash of a nuclear weapons airlift from Volkel Air Base?

By Hans M. Kristensen

Only a few years before U.S. nuclear bombs deployed at Volkel Air Base in the Netherlands are scheduled to be airlifted back to the United States and replaced with an improved bomb with greater accuracy, the U.S. and Dutch governments are in a dispute over how to deal with the environmental consequences of a potential accident.

The Dutch government wants environmental remediation to be discussed in the Netherlands United States Operational Group (NUSOG), a special bilateral group established in 2003 to discuss matters relating to the U.S. deployment of nuclear weapons in the Netherlands.

But the United States has refused, arguing that NUSOG is the wrong forum to discuss the issue and that environmental remediation is covered by the standard Status of Forces Agreement from 1951.

The disagreement at one point got so heated that a Dutch officials threatened that his government might have to consider reviewing US Air Force nuclear overflight rights of the Netherlands if the United States continue to block the issue from being discussed within the NUSOG.

The dispute was uncovered by the Brandpunt Reporter of the TV station KRO (see video and also this report), who discovered  three secret documents previously released by WikiLeaks (document 1, document 2, and document 3).

The documents not only describe the Dutch government’s attempts to discuss – and U.S. efforts to block – the issue within NUSOG, but also confirm what is officially secret but everyone knows: that the United States stores nuclear weapons at Volkel Air Base.

Michael Gallagher, the U.S. Charge d’Affaires at the U.S. Embassy in Hague, informed the U.S. State Department that environmental remediation is “primarily an issue of financial liability” and discussing it “potentially a slippery slope.” During on e NUSOG meeting, Dutch civilian and military participants were visibly agitated about the U.S. refusal to discuss the issue, and Gallagher warned that “a policy of absolute non-engagement is untenable, and will negatively impact our bilateral relationship with a strong ally.”

Gallagher predicted that the Dutch would continue to raise the issue, and said the Netherlands was ahead of the other European countries that host U.S. nuclear weapons on their territories in having signed and implemented the NUSOG. Unlike Germany, Belgium, Italy and Turkey, the Netherlands was the only country that had raised the issue of remediation in a forum such as NUSOG, but Gallagher warned that the other countries would raise the issue of remediation in the future as similar nuclear weapons operational groups are established.

gallager-timmermans

Charge d’Affaires Michael Gallagher shakes hands with Dutch foreign minister Frans Timmermans, who wants U.S. nuclear weapons removed from the Netherlands.

The United States has deployed nuclear weapons in the Netherlands since April 1960 and currently deploys an estimated 10-20 nuclear B61 bombs in underground vaults inside 11 aircraft shelters at Volkel Air Base. The weapons are under the custody of the US Air Force’s 703rd Munitions Support Squadron (MUNSS), a 140-personnel unit that secures and maintains the weapons at Volkel.

In a war, the U.S. nuclear bombs at Volkel would be handed over to the Dutch Air Force for delivery by Dutch F-16 fighter-bombers of the 1st Fighter Wing. The Netherlands is one of five non-nuclear NATO countries (Belgium, Germany, Italy, the Netherlands, and Turkey) that have this nuclear strike mission, which clearly violates the spirit of the nuclear Non-Proliferation Treaty.

eurobomb

A B61 nuclear bomb is loaded onto a C-17 cargo plane. Improved B61-12 bombs are scheduled to be deployed to Volkel at the end of the decade.

From 2019 (although delays are expected), the U.S. Air Force would begin to deploy the new B61-12 nuclear bomb to Volkel and the five other bases in Europe that currently store the old B61 types. The B61-12, which is scheduled for production under a $10 billion-plus program, will have improved military capabilities compared with the weapons currently stored at the bases.

The U.S.-Dutch dispute over remediation is but the latest political irritant in the deployment of U.S. nuclear weapons in Europe, a deployment nearly 200 B61 bombs at five bases in six countries that costs about $100 million a year but with few benefits. President Obama has promised “bold reductions” in U.S. and Russian tactical nuclear weapons in Europe. Volkel Air Base would be a good place to start.

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

MSNBC On Nuclear Weapons Reduction Efforts

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By Hans M. Kristensen

MSNBC used FAS data on the world nuke arsenals in an interview with Ploughshares Fund president Joe Cirincione about how deteriorating US-Russian relations might affect efforts to reduce nuclear arsenals.

The updated weapons estimates on the FAS web site are here.

Detailed profiles of each nuclear weapon state are published as Nuclear Notebooks in the Bulletin of the Atomic Scientists.

Support our work to produce high-quality estimates of world nuclear forces: Donate here.

 

SSBNX Under Pressure: Submarine Chief Says Navy Can’t Reduce

breckenridge

The head of the SSBN fleet, Rear Admiral Richard Breckenridge, says the size of the fleet is really about geography.

By Hans M. Kristensen

In a blog and video on the U.S. Navy web site Navy Live, the head of the U.S. submarine force Rear Admiral Richard Breckenridge claims that the United States cannot reduce its fleet of nuclear ballistic missile submarines further.

This is the third time in three months that Breckenridge has seen a need to go online to defend the size of the SSBN fleet. The first time was in May in reaction to my article about declining SSBN patrols. The second time was in June when he argued that the design chosen for the next-generation SSBN was the only option.

Now Breckenridge argues that the number of operational SSBNs cannot be reduced further if the U.S. Navy is to be able to conduct continuous deployments in the Pacific and Atlantic oceans.

Three public interventions in as many months shows that the plan to spend $70 billion-plus to build a new class of 12 SSBNs is under pressure, and Breckenridge acknowledges that much: “The heat inside the Pentagon right now is probably just as bad” as the summer heat outside and “with sequestration and the fiscal crisis and the budgetary impacts on the DOD topline, there’s a lot of folks looking at how low we can go with the SSBN force.”

But the 12 planned next-generation SSBNs “is the floor,” Breckenridge claims.

A Matter of Geography

It is not the first time that the navy has argued that what it has or plans to build is the absolute minimum and that anything less would undermine U.S. national security. But why does the navy plan to build 12 new SSBNs?

The answer, Breckenridge says, “really is a matter of geography.”

“For us to be able to conduct two-oceans strategic deterrence requires a bare minimum number of SSBNs of a force of twelve,” he claims. To get to that number, Breckenridge begins with a series of broad assumptions and claims about deterrence and SSBN operations.

“There are two important points for you to know for how strategic deterrence works. The first is those SSBNs have to invincible. They have to be survivable at sea. The adversary can’t find them. Hidden and unable to be detected. And second, they have to be within range of targets that matter to the adversary, that we can hold at risk to deter or dissuade them from ever considering attacking our homeland.”

“Geography requires that 60-40 split of our SSBN force,” he says. “A few more in the Pacific than in the Atlantic to be able to meet those two criteria for our nation’s defense.”

I May Not Know Much About Geography, But…

That explanation might work well for a public relations sound bite, but I hope the Pentagon folks examining the SSBN force level probe a little deeper.

First of all, why does two-oceans strategic deterrence require 12 SSBNs? Three decades ago it required 41. Two decades ago it required 33. One decade ago it required 18. Now it requires 14. And in two decades it will still require 12 SSBNs, according to the navy.

Breckenridge explains that out of 14 SSBNs currently in the fleet, 11 are on average operational but it sometimes drops to 10, with the rest undergoing maintenance (see here for article about SSBN operations). Those 10 operational SSBNs (six in the Pacific and four in the Atlantic) “is the bare minimum required to provide uninterrupted alert coverage for the combatant commander,” according to Breckenridge.

He says that the current SSBN fleet is a “lean” force. But there is nothing lean about it: the fleet is bigger than that of any other country; each Ohio-class SSBN carries more missiles than any SSBN of any other country can carry; each Trident II D5 missile can be loaded with more warheads than SLBMs of any other country; each missile is more accurate, lethal, and reliable than any other country’s SLBM; and the U.S. SSBN fleet conducts three times more deterrent patrols than any other country. The force is bloated both in terms of size, loadout, capability, and operations.

Britain and France both manage to ensure their security each with four SSBNs operating from a single base. In contrast, the “bare minimum” force that Breckenridge advocates of 10 deployable next-generation SSBNs will be able to carry 160 SLBMs with up to 1,280 warheads – more than Britain, France, China, Pakistan, India and Israel have in their total stockpiles, combined! In fact, that 10-SSBN force would be able to carry more than the entire deployed strategic warhead level proposed by President Obama in his recent Berlin speech.

Like Russia’s future SSBN fleet, the U.S. Navy could easily operate eight SSBNs from two bases. That would ensure that six next-generation SSBNs would always be deployed or ready to deploy on short notice. Combined they would be armed with nearly 100 long-range missiles capable of carrying up to 760 warheads that can hold a risk the full range of targets. Try to put 760 Xs – even 100 – on a map of Russia or China and tell me why that would be insufficient for deterrence in this day and age.

Equally important, where does the requirement to provide “uninterrupted alert coverage” on such a scale come from? What is the scenario? And why is it necessary – more than two decades after the end of the Cold War – “to provide uninterrupted alert coverage for the combatant commander”?

The requirement comes from the nuclear strategists that create the objectives and tasks that military planners translate into a “family” of nuclear strike plans against half a dozen adversaries. Those requirements are what Breckenridge is trying to meet with his 12 SSBNs.

But there is nothing in the strategic threat environment of today’s world that requires U.S. SSBNs to “provide uninterrupted alert coverage” under normal circumstances. Indeed, the new nuclear weapons employment policy issued by the White House last month concluded that “the potential for a surprise, disarming nuclear attack is exceedingly remote” and ordered DOD to “reduce the role of launch under attack” in nuclear planning.

Consequently, the SSBNs could be taken off alert and their readiness level significantly reduced while still providing basic operational training to the crews. The annual number of SSBN deterrent patrols has already declined by more than half over past decade and may drop further in the next years.

The Pentagon is already so confident in the capability of the SSBN fleet that it has concluded that Russia “would not be able to achieve a militarily significant advantage by any plausible expansion of its nuclear forces” because it would have “little to no effect” on the U.S. ability to retaliate with a devastating strike.

Despite Russian modernizations, the size of its strategic force is declining and will continue to decline over the next decade with or without a new arms reduction agreement. And there is no indication that China, despite its own modernizations, is planning to increase the size of its strategic nuclear force to anything remotely comparable to the force level proposed by President Obama.

Yet for the next two decades, until 2031 when the first next-generation SSBN is scheduled to sail on patrol, the navy plans to continue to operate all 14 Ohio-class SSBNs. Of those, the 12 operational boats currently carry 288 Trident II D5 missiles, which will be reduced to no more than 240 deployed missiles by 2018 under the New START Treaty. But that is 80 missiles (50 percent) more than the 160 missiles that will be deployed on the 10 operational next-generation SSBNs.

Why does the navy plan to sail for two decades with 50 percent more missiles than it has already decided it can do with on the next-generation SSBN?

This is even more puzzling because the plan for 12 SSBNs with 16 missiles each “did not assume any specific changes to targeting or employment guidance,” STRATCOM commander Robert Kehler testified before Congress in November 2011.

Read that again: the significant reduction planned for deployed sea-launched ballistic missiles did not require any specific changes to targeting or employment guidance!

That statement indicates that there is significant excess capacity on the SSBN fleet. And it is mind-boggling that Congress did not even notice it.

Conclusions and Recommendations

I may not know much about geography but it appears the SSBN force is significantly in excess of what is required now or planned for later. A force of 8-10 SSBNs with six operational boats would provide more than enough capacity to perform adequate deterrence deployments in Pacific and Atlantic.

Shedding the excess SSBN capacity now would save billions of dollars in construction and operational costs and make it easier to persuade Russia to reduce it forces as well. That seems to be a double win.

Part of the problem with debating SSBN operations and the war plans they are tasked under is that everything is so secret that there essentially is no way to independently verify Breckenridge’s claims. All we have are bits a pieces and common sense.

And because of this secrecy, and the almost religious aura of legitimacy that the SSBN force enjoys, many lawmakers blindly accept the claims and do not question the size of the force or the assumptions for its operations. That ends up costing the U.S. taxpayers billions of dollars.

The issue facing us is not whether the SSBN force provides an important contribution to U.S. national security or not. It does. The issue is what composition it needs to have and how it needs to operate to provide sufficient security at an affordable price.

Russian Missile Test Creates Confusion and Opposition in Washington

russiatests

The recent test-launch of a modified Russian ballistic missile has nuclear arms reduction opponents up in arms with claims that Russia is fielding a new missile in violation of arms control agreements and that the United States therefore should not pursue further reductions of nuclear forces.

The fact that the Russian name of the modified missile – Rubezh – sounds a little like rubbish is a coincidence, but it fits some of the complaints pretty well.

Although many of the facts are missing – what the missile is and what the U.S. Intelligence Community has concluded – public information and statements indicate that the missile is a modified RS-24 Yars (SS-27 Mod 2) with intercontinental range.

Whatever the missile is, it is certainly no reason for why the United States should not seek to reduce U.S. and Russian nuclear forces further. On the contrary, the continued modernization of nuclear weapons underscores why it is important that the United States continues its push for reducing the numbers and role of nuclear weapons.

The Accusations

Under the headline “Russian Aggression: Putin violating nuclear missile treaty,” the article on Washington Times Free Beacon web site accuses Russia of being engaged in “a major violation” of the terms of the Intermediate-range Nuclear Forces (INF) Treaty signed with the United States in 1987.

The treaty bans all nuclear ground-launched ballistic and cruise missiles with range between 500 and 5,500 km (about 300-3,400 miles).

Claims of Russian cheating are frequent in the Washington arms control debate – just as claims about U.S. cheating is frequent in the Moscow arms control debate – and the ones in the article are largely consistent with the claims made by Mark Schneider, a former DOD official and now with the National Institute for Public Policy.

The “new” in the article is that it quotes “one official” saying: “The intelligence community believes it’s an intermediate-range missile that [the Russians] have classified as an ICBM because it would violate the INF treaty.” In total, “Two U.S. intelligence officials said the Yars M is not an ICBM,” according to the article.

Two members of Congress, House Armed Services Committee chairman Howard “Buck” McKeon (R-CA) and House Permanent Select Intelligence Committee chairman Mike Rodgers (R-MI), have written President Obama about alleged Russian violations. They complain that they haven’t received a response but the administration says it deals with treaty compliance issue directly with Russia and informs Congress accordingly.

Accusations Disputed

The accusations that the Yars-M is not an ICBM and in violation of the INF Treaty are disputed by Russian officials and, interestingly, previous flight tests of the missile itself.

To its credit, the Washington Times took the trouble of asking Colonel General Victor Yesin about the missile. Yesin is former Chief of Staff of the Russian Strategic Rocket Forces and apparently a consultant to the Chief of the General Staff. But Yesin clearly disputed the claim by the U.S. intelligence officials, saying that the Yars-M is a “Topol-M class ICBM” and that “its range is over 5,500 km.”

That assessment fits the description made by a source in the General Staff in November 2012, following the first Yars-M launch from Kapustin Yar in October 2012 and news media rumors that Russia was developing a “fundamentally new missile.” “There are no fundamentally new missiles ‘on the approach’ for [the Russian Strategic Rocket Forces]. We are talking about modernizing the existing Yars class by improving the warhead,” he told Interfax and explained:

“Take the Layner [modification of the SS-N-23] sea-based intercontinental ballistic missile, reported by some media to be a completely new missile. It is in fact a Sineva. Only the warhead is new. Novelty lies in greater missile defense penetration capabilities, achieved owing to, among other things, a greater number of re-entry vehicles (boyevoy blok) in the warhead. The same applies to the prototype missile that was successfully launched from Kapustin Yar (Astrakhan Region) recently. There is nothing new in the missile itself. Only the ‘head’ is new. Its creators went down the same route as the designers of the Layner.”

Moreover, the claim that the short flight range of the missile test launched from Kaputsin Yar in June 2013 would indicate that the Yars-M is not an ICBM ignores that an earlier flight test of the missile last year flew 5,800 kilometers from Plesetsk north of Moscow to the Kura test range on the Kamchatka Peninsula (see table).

russiayarsm

After the May 2012 flight test, Colonel-General Vladimir Zarudnitsky of the General Staff said: “As part of the approved plan of your building the armed forces of the Russian Federation last night made a promising test launch rocket system” Frontier “with an intercontinental ballistic missile high-precision shooting.” (Emphasis added).

Col. Vadim Koval, a Russian defense ministry spokesperson, said “the main goals and tasks of the launch consisted of receiving experimental data on confirming the correctness of the scientific-technical and technological decisions in developing the intercontinental ballistic missile as well as checking the performance and determining the technical characteristics of its systems and components.” (Emphasis added).

Rather than an entirely new missile, Koval explained further, “This missile is being created by using and developing, to the maximum extent, already existing new capacities and technological solutions, which were obtained in the development of fifth generation missile complexes, which substantially reduces the terms and expenditures on its creation.”

After the successful initial launch from Plesetsk, the second test was moved to Kapustin Yar apparently to test the capability of the Yars-M payload to evade ballistic missile defense systems. An industry sources told Interfax that, “The use of new fuel is one of the features of the missile. It reduces boost phase engine operation time. Consequently, the missile’s capabilities to penetrate missile defense will go up.”

It is rare, but not unheard of, that ICBMs are launched from Kapustin Yar into the Sary-Sagan test range. It appears to happen when ICBM payloads are being tested against missile defense systems. In addition to the recent tests of the modified SS-27, an SS-25 was test launched from the site on June 7, 2012. The test flight verified the “extended service life” of the SS-25 and “the latest test of an ICBM combat payload.” During the test “information was received which in future will be used in the interests of developing effective means for overcoming missile defense,” according to the Russian Ministry of Defense.

After the June 2013 test, Deputy Prime Minister Dmitry Rogozin, called the modified SS-27 a “missile defense killer.”

It is not unusual that ballistic missiles with intercontinental range are test-flown in a compressed trajectory with much shorter range. That doesn’t make them less than strategic weapons, however. In March 2006, for example, the U.S. Navy launched a Trident II D5 sea-launched ballistic missile with a range of well over 7,400 kilometer (4,000 miles) in a compressed trajectory of 2,200 kilometers (1,380 miles) – about the same range as the Yars-M test on June 6, 2013. No one has suggested that the Trident II D5 therefore is an INF weapon.

ssbn734launch2006

The USS Tennessee (SSBN-734) launches a Trident II D5 SLBM on March 2, 2005, on a compressed trajectory of only 2,200 km – about the same range as the Yars-M test in June 2013.

Conclusions and Recommendations

If there are Russian violations of the INF Treaty, then the United States certainly should raise it directly with Moscow.

But the claim that the Yars-M missile flight-tested on June 6 to a range of 2,050 kilometers is an intermediate-range ballistic missile in violation of the INF treaty seems strange since the same missile apparently was flight tested to an ICBM range of 5,800 kilometers just a year ago.

Of course, we don’t know who the U.S. intelligence officials cited in the Washington Times article are, if what they say is accurate, and to what extent it reflects a coordinated assessment by the U.S. Intelligence Community. We may learn more about the Yars-M in the future.

But several Russian government, military, and industry officials have consistently stated that the Yars-M is not a new missile but a modification of the RS-24 Yars (SS-27 Mod 2) and that it has intercontinental range.

The intension of the allegations in the article seems clear: to create doubts about further reductions of U.S. nuclear forces. One of the “officials” quoted in the article directly questions: “How can President Obama believe [the Russians] are going to live up to any nuclear treaty reductions when he knows they are violating the INF treaty by calling one of their missiles something else?”

The thought that Americans would use INF treaty allegations to argue against reducing the number of strategic nuclear weapons that can hit the United States seems kind of bizarre. After all, under current Russian war plans, many of the 400-500 warheads President Obama has proposed can be offloaded under a new agreement, are most likely currently tasked to hold at risk several hundred targets in the United States – including some in California and Michigan.

Since Russia – unlike the United States – is already below the New START Treaty limit on deployed nuclear weapons and likely to drop further before the treaty enters into force in 2018, it seems like a no-brainer that it is in the U.S. interest to nurture that trend by reducing its own forces further.

This is even more important because the very reason some Russian officials could potentially be tempted to argue that an INF-missile was needed is that China is modernizing of its medium-range missile forces. Ironically, many of those in the United States who make the accusations about Russian INF violations are the same people who also warn about China’s nuclear modernization.

What the article completely seems to miss is that the only way that China and smaller nuclear weapons states may be persuaded to place limits on their nuclear arsenals is if the United States and Russia take bold steps to reduce their still enormous nuclear arsenals. Why then nitpick about dubious INF accusations to block that from happening?

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

New Nuclear Weapons Employment Guidance Puts Obama’s Fingerprint on Nuclear Weapons Policy and Strategy

President Barack Obama’s Berlin speech failed to capture the nuclear disarmament spirit of the Prague speech four years ago. And no wonder. Back then Obama had to contrast with the Bush administration’s nuclear policies. This time Obama had to upstage his own record.

The only real nuclear weapons news that was included in the Berlin speech was a decision previously reported by the Center for Public Integrity that the administration is pursuing an “up to a one-third reduction” in deployed nuclear weapons established under New START.

Instead, the real nuclear news of the day were the results of the Obama administration’s long-awaited new guidance on nuclear weapons employment policy that was explained in a White House fact sheet and a more in-depth report to Congress.

From a nuclear arms control perspective, the new guidance is a mixed bag.

One the one hand, the guidance directs pursuit of additional reductions in deployed strategic warheads and less reliance on preparing for a surprise nuclear attack. On the other hand, the guidance reaffirms a commitment to core Cold War posture characteristics such as counterforce targeting, retaining a triad of strategic nuclear forces, and retaining non-strategic nuclear weapons forward deployed in Europe.

Pursue Additional Reductions

The top news is that the administration has decided that it can meet its security obligations with “up to one-third” fewer deployed strategic warheads that it is allowed under the New START treaty. That would imply that the guidance review has concluded that the United States needs 1,000-1,100 warheads deployed on land- and sea-based strategic warheads, down from the 1,550 permitted under the New START treaty.

It is not entirely clear from the public language, but it appears to be so, that these additional reductions will be pursued in negotiations with Russia rather than as reciprocal unilateral reductions.

Even though the nuclear weapons employment policy would allow for reductions below the New START Treaty levels, it does not direct any changes to the currently deployed forces of the United States. That is up to the follow-on process of the Secretary of Defense producing an updated Nuclear Weapons Employment Policy (NUWEP) appendix to the Guidance for the Employment of the Force (GEF), and the Chairman of the Joint Chiefs of Staff then producing an update to the nuclear supplement to the Joint Strategic Capabilities Plan (JSCP-N).

These updates will inform the Commander of STRATCOM on how to direct the Joint Functional Component Command Global Strike (JFCC-GS) to update the strategic war plan (OPLAN 8010-12), and Geographic Combatant Commanders such as the Commander of European Command to update their regional plans.

So if an when Russia agrees to cutting its deployed strategic warheads by up to one third, it could take several years before President Obama’s guidance actually affects the nuclear employment plans.

Already now, many news articles covering the Berlin speech misrepresent the “cut” by saying it would reduce the U.S. “arsenal” or “stockpile” by one third. But that is not accurate. The envisioned one-third reduction of deployed strategic warheads will not in and of itself destroy a single nuclear warhead or reduce the size of the bloated U.S. and Russian nuclear arsenals.

Reduce Launch Under Attack

The new guidance recognizes, which is important although late, that the possibility of a disarming surprise nuclear attack has diminished significantly since the Cold War. Therefore, the guidance “directs DoD to examine further options to reduce the role of Launch Under Attack plays in U.S. planning, while retaining the ability to Launch Under Attack if directed.”

Launch under attack is the capability to be able to launch nuclear forces after detection that an adversary has initiated a major nuclear attack. Because it only takes about 30 minutes for an ICBM to fly from Russia over the North Pole, Launch Under Attack (LOA) has meant keeping hundreds of weapons on alert and ready to launch within minutes after receiving the launch order.

Barack Obama promised during his election campaign in 2007 that he would work with Russia to take nuclear weapons off “hair-trigger alert,” but the Nuclear Posture Review instead decided to continue the existing readiness of nuclear forces. Now the DOD is directed to study how to reduce LOA in nuclear strike planning but retain some LOA capability.

The guidance does not explicitly say – to the extent it is covered by the DOD report – that nuclear force will be retained on alert. The NPR makes such a statement clearly. The DOD guidance report only states that the practice of open-ocean targeting should be retained so that a weapon launched by mistake would land in the open ocean.

Despite the decision to reduce deployed strategic warheads and reduce Launch Under Attack, the guidance hedges against the change by stating that “the maintenance of a Triad and the ability to upload warheads ensures that, should any potential crisis emerge in the future, no adversary could conclude that any perceived benefits of attacking the United States or its Allies and partners are outweighed by the costs our response would impose on them.”

Counterforce Reaffirmed

The new guidance reaffirms the Cold War practice of using nuclear forces to hold nuclear forces at risk. According to the DOD summary, the new guidance “requires the United States to maintain significant counterforce capabilities against potential adversaries” and explicitly “does not rely on a ‘counter-value’ or ‘minimum deterrence’ strategy.”

This reaffirmation is perhaps the single most important indicator that the new guidance fails to “put and end to Cold War thinking” as envisioned by the Prague speech.

Because “counterforce is preemptive or offensively reactive,” in the words of a STRATCOM-led study from 2002, reaffirmation of nuclear counterforce reaffirms highly offensive planning that is unnecessarily threatening for deterrence to work in the 21st Century. This condition is exacerbated because the reaffirmation of counterforce is associated with a decision to retain – albeit at a reduced level – the ability to Launch Under Attack if directed (see below).

The “warfighting” nature of nuclear counterforce drives requirements for Cold War-like postures and technical and operational requirements that sustain nuclear competition between major nuclear powers at a level that undercuts efforts to reduce the role and numbers of nuclear weapons.

No Sole Purpose…But

Four years after the Nuclear Posture Review decided that the United States could not adopt a sole purpose of nuclear weapons to deter only nuclear attacks, the new guidance reaffirms this rejection by saying “we cannot adopt such a policy today.”

Even so, the guidance apparently reiterates the intention to work towards that goal over time. And it directs the DOD to undertake concrete steps to further reducing the role of nuclear weapons.

Non-Strategic Nuclear Weapons

The decisions regarding non-strategic nuclear weapons are disappointing because they fail to progress the issue. In fact, the White House fact sheet explicitly states that the guidance review did not address forward deployed non-strategic nuclear weapons in Europe.

Even so, the guidance decides to retain a forward-based posture in Europe until NATO agrees it is time to change the posture. The last four years have shown that NATO is incapable of doing so because a few eastern NATO countries cling to Cold War perceptions about nuclear weapons in Europe that blocks progress.

In effect, the lack of initiative now means countries like Lithuania now effectively dictate U.S. policy on non-strategic nuclear weapons.

Hedging Against Hedging

The guidance also directs that the United States will continue to retain a large reserve of non-deployed warheads to hedge against technical failures in deployed warheads.

This both means enough extra warhead types within each leg to hedge against another warhead on that leg failing, as well as keeping enough extra warheads for each leg to hedge against failure of one of the warheads on another leg.

Now that warhead life-extension programs are underway, the guidance directs that DOD should only retain hedge warheads for those modified warheads until confidence is attained. This is a little cryptic because why would the DOD not do that, but the intension seems to be to avoid keeping the old hedge warheads longer than necessary.

Moreover, the guidance also states that all of the hedging against technical issues will provide enough reserve warheads to allow upload of additional warheads – including those removed under the New START Treaty – in response to a geopolitical development somewhere in the world.

This all suggests that we should not expect to see significant reductions in the hedge in the near future but that much of the current hedging strategy will be in place for the next decade and a half.

Conclusions

The Obama administration deserves credit for seeking further reductions in nuclear forces and the role of Launch of Warning in nuclear weapons employment planning. A White House fact sheet and a DOD report provide important information about the new nuclear weapons employment guidance, a controversial issue on which previous administrations have largely failed to brief the public.

The DOD’s report on the new guidance reiterates that it is U.S. policy to “seek the peace and security of a world without nuclear weapons,” but helpfully reminds that “it is imperative that we continue to take concrete steps toward it now.” This is helpful because Obama’s recognition in Prague that the goal of a world free of nuclear weapons might not be achieved in his lifetime has been twisted by opponents of reductions and disarmament to mean an affirmative “not in my lifetime!”

The guidance directs that nuclear “planning should focus on only those objectives and missions that are necessary for deterrence in the 21st century.” The force should be flexible enough, the guidance says, to be able to respond to “a wide range of options” by being able to “threaten credibly a wide range of nuclear responses if deterrence should fail.”

Unfortunately, the public documents do not shed any light on what those objectives and missions are or which ones have been deemed no longer necessary.

Instead, the official descriptions of the new guidance show that its retains much of the Cold War thinking that President Obama said in Prague four years ago that he wanted to put an end to. The reaffirmation of nuclear counterforce and retention of nuclear weapons in Europe are particularly disappointing, as is the decision to retain a large reserve of non-deployed warheads partly to be able to reverse reductions of deployed strategic warheads achieved under the New START Treaty.

In the coming months and years, these decisions will likely be used to justify expensive modernizations of nuclear forces and upgrades to nuclear warheads that will prompt many to ask what has actually changed.

Background: US Nuclear Forces, 2013Russian Nuclear Forces, 2013Reviewing Nuclear Guidance – From Counterforce to Minimal Deterrence

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Nukes in Europe: Secrecy Under Siege

By Hans M. Kristensen

lubbersThe Cold War practice of NATO and the United States refusing to confirm or deny the presence of nuclear weapons anywhere is under attack in Europe. This week, two former Dutch prime ministers publicly confirmed the presence of nuclear weapons at Volkel Air Base in the Netherlands, one of six bases in NATO that still host US nuclear weapons.

The first confirmation came in the program How Time Flies on the Dutch National Geographic channel where former prime minister Ruud Lubbers confirmed that there are nuclear weapons at Volkel Air Base. “I would never have thought those silly things would still be there in 2013,” Lubbers said, who was prime minister in 1982-1994. He even mentioned a specific number: 22 bombs.

vanagtThe second confirmation Lubbers was joined yesterday by another former Dutch prime minister, Dries van Agt, who also confirmed that the weapons are there. “They are there and its crazy they still are,” said va Agt, who was prime minister in 1977-1982.

As readers of this blog are aware (and anyone who have followed this issue over the years), it is not news that the US stores nuclear weapons at Volkel AB. But it is certainly news that two former Dutch prime ministers are now confirming it.

It is not a formal Dutch break with NATO nuclear secrecy norms but it is certainly a big crack in the dike that makes the Dutch government’s continued refusal to confirm or deny nuclear weapons at Volkel AB look rather, well, silly.

The instinct of the bureaucracy will be to ignore the statements to the extent possible and retreat into past policies of neither confirming nor denying the presence of nuclear weapons. But the new situation also presents an opportunity to break with the past and attempt to engage Russia about increasing the transparency of non-strategic nuclear weapons in Europe.

Privileged Information

Information about US nuclear weapons at Volkel AB is privileged information that Lubbers and van Agt would have had access to on a highly confidential basis as prime ministers under the bilateral US-Dutch nuclear weapons storage agreement code named Toy Chest (no pun intended).

After leaving office, Lubbers and van Agt would have had to rely on other people with access to such information to be told. A nod would be sufficient to confirm the general presence of weapons, but the specific number would be harder to get. Why Lubbers says 22 is unclear; perhaps that’s the number he recalls from 1994.

Back then, the Clinton administration’s 1994 Nuclear Posture Review decided to retain 480 nuclear bombs in Europe. How many of those were at Volkel AB is unknown, but when President Clinton six years later in December 2000 signed Presidential Decision Directive/NSC-74 that authorized continued deployment of 480 nuclear weapons in Europe, 20 of those were for Volkel AB.

Since then, the United States has unilaterally reduced the stockpile in Europe by nearly 60 percent from 480 to nearly 200 bombs today. Whether the number at Volkel AB has remained the same is unknown. The base has 11 underground storage vaults inside Protective Aircraft Shelters that can house a maximum of 44 bombs (see image). The 22 bombs that Lubbers mentions would imply each vault carries two bombs, but it is probably unlikely that there are more weapons in the Volkel vaults today than in 2000.

Silly Dutch Secrecy

Getting basic information about the nuclear weapons at Volkel AB is not the only obstacle to nuclear transparency. Even aerial photos of the base are secret. For example, anyone who has tried to view Volkel AB on Google Earth will know that you can’t; the base has been completed pixel’ed out (see image below).

volkelblur

The reason is, the Dutch ministry of defense told me, that an old Dutch law requires that all military and royal (go figure!) facilities be obscured on aerial photos. And because the images covering the Netherlands on Google Earth are supplied by Aerodata International Surveys, a company partly based in Utrecht, the images are sanitized before handed over to Google Earth. It is a pity that a company such as Google lets itself be subjected to silly secrecy by accepting sanitized images on Google Earth.

The law is silly because all national-level adversaries (to Holland) have their own satellite imaging capabilities, so pixel’ing out Volkel AB won’t deny them any information. And anyone else can simply buy high-resolution satellite imagery on the Internet.

To test this point, I went to the web site of AeroGRID, a company partially owned by Aerodata (!). Armed only with a credit card, I was able to purchase a high-resolution image of Volkel Air Base that appeared to show the entire base (see image below).

volkel2008

Click to see full-size version

Problem solved? Not quite. After a closer examination, I discovered that even this “clean” image had also been manipulated, even though AeroGRID never told me that the product I had paid for was actually a fake. Someone had very carefully erased a weapon storage area at the northern part of Volkel AB by overlaying it with trees and farm fields – even inserted forest roads that appear to meet up with dead-end access roads that would otherwise give away that the image had been altered.

Despite these efforts of silly secrecy, I was able to find the secret weapon storage area on another photo that was available on Bing Maps. That photo clearly showed the secret weapons storage area. By overlaying the area from the Bing Maps image onto the AeroGRID image, one can better see the extent of the image manipulation (see image below).

volkel-fake

Click to see full-size version

The secret weapons storage area is also visible on a Dutch military base map from 1999 that shows the layout of storage buildings and access roads. Comparison of the map with the Bing Maps image, however, also reveals that the weapons storage loading area has been upgraded significantly (see image below).

volkelmap_tn

This un-redacted image is no longer available on Bing Map, however. Instead, on the new photo that is now available – yes, you guessed it – the weapons storage area has been deleted (see image below).

Holland_Volkel_Bing2013_ed

Click to see full-size version

So why is the weapons storage area at Volkel AB secret? The facility was probably used to store the nuclear weapons until the underground vaults were added to the Protective Aircraft Shelters in 1991. But since then the weapons have been in the vaults. Perhaps they are sometimes serviced in the weapons storage area, or perhaps it’s simply a weapons storage area and therefore automatically considered secret. But now that we know that the weapons storage area is there and what it looks like, there is no need to manipulate the images anymore.

Implications and Conclusions

The confirmation by two former Dutch prime ministers that nuclear weapons are present at Volkel AB is an important contribution to increasing nuclear transparency in Europe. Although it doesn’t tell us something we don’t know, it challenges NATO’s long-standing, outdated, and counterproductive policy of keeping nuclear weapons locations secret. Germany has also confirmed that it hosts nuclear weapons.

Instead of trying to hush things up and continue the secrecy, the Dutch and German governments should together with NATO use the disclosures as an opportunity to reach out to Russia and propose a limited but reciprocal declaration of nuclear weapons storage at Volkel AB, Büchel AB in Germany, and one or two Russian bases. A declaration could be accompanied by verification of the absence of nuclear weapons from one or two bases in each country where nuclear weapons have been removed. Doing so could help jump-start the process of increasing transparency of non-strategic nuclear weapons in Europe, a goal NATO and the Dutch and German governments say they favor. Russia might be interested in exploring such an initiative.

Of course, such a transparency initiative will require the national leadership to twist the arms of the bureaucrats who will oppose any change. But incremental micromanagement of nuclear status quo in Europe will not move the ball forward; it requires political vision and leadership.

Continuing the nuclear secrecy no longer serves a beneficial purpose. The secrecy is not needed for safety or national security; those needs are taken care of by guards, guns, gates, and overall military and political postures. Instead, the secrecy fuels mistrust and rumors that lock NATO and Russia into old mindsets, postures, and relations. The secrecy is also used to chill a public debate that could otherwise result in a demand to withdraw the nuclear weapons from Europe.

One particularly controversial issue that faces the Dutch government and parliament in the next few years is that the B61 bombs at Volkel AB within the next decade are scheduled to be replaced with an improved nuclear bomb that is equipped with a new guidance tail kit that increases the weapon’s accuracy and gives it a standoff capability.

The combination of the new guided standoff B61-12 bomb and the stealthy F-35A Joint Strike Fighter – that the Dutch air force plans to get to replace the F-16 that currently has the nuclear strike mission – will significantly increase the nuclear capability at Volkel AB.

Why does the Dutch government believe it is necessary to begin deploying new guided standoff nuclear weapons at Volkel AB? How will that support the efforts to reduce the numbers and role of nuclear weapons in Europe? How will that help persuade Russia to reduce its non-strategic nuclear weapons?

It would be smart for the Dutch parliament to try to get answers to these questions from the government before the new nuclear bombs and stealth bombers start arriving at Volkel AB.

Background: Non-Strategic Nuclear Weapons (FAS 2012) | US Tactical Nuclear Weapons in Europe, 2011 (BAS 2011) | US Nuclear Weapons in Europe (NRDC 2005)

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Air Force Briefing Shows Nuclear Modernizations But Ignores US and UK Programs

afgsc2013

Click to view large version. Full briefing is here.

By Hans M. Kristensen

China and North Korea are developing nuclear-capable cruise missiles, according to U.S. Air Force Global Strike Command (AFGSC).

The new Chinese and North Korean systems appear on a slide in a Command Briefing that shows nuclear modernizations in eight of the world’s nine nuclear weapons states (Israel is not shown).

The Chinese missile is the CJ-20 air-launched cruise missile for delivery by the H-6 bomber. The North Korean missile is the KN-09 coastal-defense cruise missile. These weapons would, if for real, be important additions to the nuclear arsenals in Asia.

At the same time, a closer look at the characterization used for nuclear modernizations in the various countries shows generalizations, inconsistencies and mistakes that raise questions about the quality of the intelligence used for the briefing.

Moreover, the omission from the slide of any U.S. and British modernizations is highly misleading and glosses over past, current, and planned modernizations in those countries.

For some, the briefing is a sales pitch to get Congress to fund new U.S. nuclear weapons.

Overall, however, the rampant nuclear modernizations shown on the slide underscore the urgent need for the international community to increase its pressure on the nuclear weapon states to curtail their nuclear programs. And it calls upon the Obama administration to reenergize its efforts to reduce the numbers and role of nuclear weapons.

Russia

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The briefing lists seven Russian nuclear modernizations, all of which are well known and have been underway for many years. Fielded systems include SS-27 ICBM, Bulava SLBM, Kalibr SLCM, and KH-102 ALCM.

It is puzzling, however, that the briefing lists Bulava SLBM and Kalibr SLCM as fielded when their platforms (Borei SSBN and Yasen SSGN, respectively) are not. The first Borei SSBN officially entered service in January 2013.

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Nuclear Cruise Missile For Yasen SSGN

It is the first time I’ve seen a U.S. government publication stating that the non-strategic Kalibr land-attack SLCM is nuclear (in public the Kalibr is sometimes called Caliber). The first Yasen SSGN, the Severodvinsk, test launched the Kalibr in November 2012. The weapon will also be deployed on the Akula-class SSGN. The Kalibr SLCM, which is dual-capable, will probably replace the aging SS-N-21, which is not. There are no other Russian non-strategic nuclear systems listed in the AFGSC briefing.

A new warhead is expected within the next five years, but since no new missile is listed the warhead must be for one of the existing weapons.

China

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The briefing lists six Chinese nuclear modernizations: DF-31A ICBM, DF-41 ICBM, Jin SSBN, JL-2 SLBM, CJ-20 ALCM, and a new warhead.

The biggest surprise is the CJ-20 ALCM, which is the first time I have ever seen an official U.S. publication crediting a Chinese air-launched cruise missile with nuclear capability. The latest annual DOD report on Chinese military modernization does not do so.

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H-6 with CJ-20. Credit: Chinese Internet.

The CJ-20 is thought to be an air-launched version of the 1,500+ kilometer ground-launched CJ-10 (DH-10), which the Air Force in 2009 reported as “conventional or nuclear” (the AFGSC briefing does not list the CJ-10). The CJ-20 apparently is being developed for delivery by a modified version of the H-6 medium-range bomber (H-6K and/or H-6M) with increased range. DOD asserts that the H-6 using the CJ-20 ALCM in a land-attack mission would be able to target facilities all over Asia and Russia (east of the Urals) as well as Guam – that is, if it can slip through air defenses.

The elusive DF-41 ICBM is mentioned by name as expected within the next five years. References to a missile known as DF-41 has been seen on and off for the past two decades, but disappeared when the DF-31A appeared instead. The latest DOD report does not mention the DF-41 but states that, “China may also be developing a new road-mobile ICBM, possibly capable of carrying a multiple independently targetable reentry vehicle (MIRV).” (Emphasis added).

AFGSC also predicts that China will field a new nuclear warhead within the next five years. MIRV would probably require a new and smaller warhead but it could potentially also refer to the payload for the JL-2.

Pakistan

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Pakistan is listed with five nuclear modernizations, all of which are well known: Hatf-8 (Shaheen II) MRBM, Hatf-9 (NASR) SRBM, Hatf-7 (Babur) GLCM, Hatf-8 (Ra’ad) ALCM, and a new warhead. Two of them (Hatf-8 and Hatf-7) are listed as fielded.

The briefing mistakenly identifies the Hatf-9 as an ICBM instead of what it actually is: a short-range (60 km) ballistic missile.

The new warhead might be for the Hatf-9.

India

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India is listed with four nuclear modernizations, all of which are well known: Agni V ICBM, Arihant SSBN, “Sagurika” SLBM, and a new warhead. The U.S. Intelligence Community normally refers to “Sagurika” as Sagarika, which is known as K-15 in India.

Neither the Agni III nor Agni IV are listed in the briefing, which might indicate, if correct, that the two systems, both of which were test launched in 2012, are in fact technology development programs intended to develop the technology to field the Agni V.

The U.S. Intelligence Community asserts that the Agni V will be capable of carrying multiple warheads, as recently stated by an India defense industry official – a dangerous development that could well motivate China to deploy multiple warheads on some of its missiles and trigger a new round of nuclear competition between India and China.

The new warhead might be for the SLBM and/or for Agni V.

North Korea

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North Korea is listed with five nuclear modernizations: Musudan IRBM, TD-2 SLV/ICBM, KN-08 ICBM, KN-09 CDCM, and a warhead.

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The biggest surprise is that AFGSC asserts that the KN-09 is nuclear-capable. There are few public reports about this weapon, but the South Korean television station MBC reported in April that it has a range of 100-120 km. MBC showed KN-09 as a ballistic missile, but AFGSC lists it as a CDCM (Coastal Defense Cruise Missile).

Musudan_web

The Musudan IRBM is listed as “fielded” even though the missile, according to the U.S. Intelligence Community, has never been flight tested. In this case, “fielded” apparently means it has appeared but not that it is operational or necessarily deployed with the armed forces.

The Mushudan is listed as “fielded,” similar to the Russian SS-27, even though the North Korean missile has never been flight tested.

kn-08

The KN-08 ICBM, which was displayed at the May 2012 parade, was widely seen by non-governmental analysts to be a mockup. But AFGSC obviously believes the weapon is real and expected to be “fielded” within the next five years. There were rumors in January 2013 that North Korea had started moving KN-08 launchers around the country at the beginning of a saber-rattling campaign that lasted through March.

Finally, the AFGSC briefing also predicts that North Korea will field a nuclear warhead within the next five year. Whether this refers to North Korea’s first weaponized warhead or newer types is unclear.

United Kingdom

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The UK section does not include any weapons modernizations, which doesn’t quite capture what’s going on. For example, Britain is deploying the modified W76-1/Mk4A, which British officials have stated will increase the targeting capability of the Trident II D5 SLBM. Accordingly, a warhead icon has been added to the U.K. bar above.

Moreover, although the final approval has not been given yet, Britain is planning construction of a new SSBN to replace the current fleet of four Vanguard-class SSBNs. The missile section is under development in the United States. The new submarine will also receive the life-extended D5 SLBM.

United States

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The U.S. section also does not show any nuclear modernizations, which glosses over important upgrades.

For example, the Minuteman III ICBM is in the final phases of a decade-long multi-billion dollar life-extension program that will extend the weapon to 2030. Privately, Air Force officials are joking that everything except the shell is new. Accordingly, a fielded ICBM icon has been added to the U.S. bar.

Moreover, full-scale production and deployment of the W76-1/Mk4A warhead on the Trident II D5 SLBM is underway. The combination of the new reentry body with the D5 increases the targeting capability of the weapon. Accordingly, a fielded warhead icon has been added to the U.S. bar.

In addition, from 2017 the U.S. Navy will begin deploying a modified life-extended version of the D5 SLBM (D5LE) on Ohio-class SSBNs. Production of the D5LE is currently underway, which will be “more accurate” and “provide flexibility to support new missions,” according to the navy and contractor. Accordingly, a forthcoming SLBM icon has been added to the U.S. bar.

Finally, the United States has begun design of a new SSBN class, a long-range bomber, a long-range cruise missile, a fighter-bomber, a guided standoff gravity bomb, and is studying a replacement-ICBM.

Hardly the dormant nuclear enterprise portrayed in the briefing.

France

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France is listed with four nuclear modernizations, all well known: Triomphant SSBN, M51 SLBM, ASMP-A ALCM, and a new warhead.

The introduction of the ASMP-A is complete but the M51 SLBM is still replacing M45 SLBMs on the SSBN fleet.

The warhead section only appears to include the TNA warhead for the ASMP-A but ignores that France from 2015 will begin replacing the TN75 warhead on the M51 SLBM with the new TNO.

What is Meant by Nuclear and Fielded?

The AFGSC briefing is unclear and somewhat confusing about what constitutes a nuclear-capable weapon system and when it is considered “fielded.”

AFGSC confirmed to me that the slide only lists nuclear-capable weapon systems.

Air Force regulations are pretty specific about what constitutes a nuclear-capable unit. According to Air Force Instruction 13-503 regarding the Nuclear-Capable Unit Certification, Decertification and Restriction Program, a nuclear-capable unit is “a unit or an activity assigned responsibilities for employing, assembling, maintaining, transporting or storing war reserve (WR) nuclear weapons, their associated components and ancillary equipment.”

This is pretty straightforward when it comes to Russian weapons but much more dubious when describing North Korean systems. Russia is known to have developed miniaturized warheads and repeatedly test-flown them on missiles that are operationally deployed with the armed forces.

North Korea is a different matter. It is known to have detonated three nuclear test devices and test-launched some missiles, but that’s pretty much the extent of it. Despite its efforts and some worrisome progress, there is no public evidence that it has yet turned the nuclear devices into miniaturized warheads that are capable of being employed successfully by its ballistic or cruise missiles. Nor is there any public evidence that nuclear-armed missiles are operationally deployed with the armed forces.

Moreover, the U.S. Intelligence Community has recently issued strong statements that cast doubt on whether North Korea has yet mastered the technology to equip missile with nuclear warheads. James Clapper, the director of National Intelligence, testified before the Senate on April 18, 2013, that despite its efforts, “North Korea has not, however, fully developed, tested, or demonstrated the full range of capabilities necessary for a nuclear-armed missile.”

So how can the AFGSC briefing label North Korean ballistic missiles as nuclear-capable – and also conclude that the KN-09 cruise missile is nuclear-capable?

There are similar questions about the determination of when a weapon system is “fielded.” Does it mean it is fielded with the armed forces or simply that it has been seen? For example, how can a North Korean Musudan IRBM be considered fielded similarly to a Russia SS-27 ICBM?

Or how can the Musudan IRBM be identified as already “fielded” when it has not been flight tested and only displayed on parade, when the KN-08 is identified as not “fielded” even though it has also not been flight tested, also been displayed on parade, and even moved around North Korea?

Finally, how can the Russian Bulava SLBM and Kalibr SLCM be listed as “fielded” when their delivery platforms (Borei SSBN and Yasen SSGN, respectively) are listed as not fielded?

These inconsistencies cast doubt on the quality of the AFGSC briefing and whether it represents the conclusion of a coordinated Intelligence Community assessment, or simply is an effort to raise money in Congress for modernizing U.S. bombers and ICBMs.

Implications and Recommendations

There are still more than 17,000 nuclear weapons in the world and all the nuclear weapon states are busy maintaining and modernizing their arsenals. After Russia and the United States have insisted for decades that nuclear cruise missiles are essential for their security, the AFGSC briefing claims that China and North Korea are now trying to follow their lead.

For some, the AFGSC briefing will be (and probably already is) used to argue that nuclear threats against the United States and its allies are increasing and that Congress therefore should oppose further reductions of U.S. nuclear forces and instead approve modernizations of the remaining arsenal.

But Russia is not expanding its nuclear forces, the nuclear arsenals of China and Pakistan are much smaller than U.S. forces, and North Korea is in its infancy as a nuclear weapon state.

Instead, the rampant nuclear modernizations shown in the briefing symbolize struggling arms control and non-proliferation regimes that appear inadequate to turn the tide. They are being undercut by recommitments of a small group of nuclear weapon states to retain and improve nuclear forces for the indefinite future. The modernizations are partially being sustained by non-nuclear weapon states – often the very same who otherwise say they want nuclear disarmament – that insist on being protected by nuclear weapons.

The AFGSC briefing shows that there’s an urgent need for the international community to increase its pressure on the nuclear weapon states to curtail their nuclear programs. Especially limitations on MIRVed missiles are urgently needed. For its part, the Obama administration must reenergize its efforts to reduce the numbers and role of nuclear weapons.

There have been many nice speeches about reducing nuclear arsenals but too little progress on limiting the endless cycle of modernizations that sustain them.

Document: Air Force Global Strike Command Command Briefing

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Chinese Nuclear Developments Described (and Omitted) by DOD Report

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Click on image to view full-size version.

By Hans M. Kristensen

Going, going, gone! In its latest annual report to Congress on the military and security developments of the People’s Republic of China, the Pentagon has removed the last public authoritative overview of Chinese nuclear forces.

Until 2010, the annual reports included a table with a detailed breakdown of the different types of ballistic missiles that enabled the public to monitor the development of China’s nuclear modernization. In 2011, however, things began to change when a less detailed table was included that only showed overall categories of missiles. That version appeared in 2012 as well, but the 2013 report includes no table at all of China’s missile forces.

The tidbits of information left in the report indicate an ICBM force that is modernizing but leveling out and an SSBN force that is approaching functional capability.

Land-Based Nuclear Forces

DOD reports the same number of ICBMs as last year, 50-75. The Pentagon considers a missile with a range of at least 5,500 km to be an ICBM, so this number includes the DF-5A, DF-31A, DF-31 and DF-4. Of these, only the DF-5A and DF-31A can reach the continental United States.

The 50-75 ICBMs is the same number DOD has reported for the past three years, which indicates that the ICBM force level has leveled out for now. But DOD predicts that additional DF-31As will be deployed over the next two-three years.

df-31parade

The report also repeats the prediction from previous years that China “may also be developing” a new road-mobile ICBM that is “possible capable of” carrying MIRVed warheads. The U.S. Intelligence Community has for several decades assessed that China has a capability to develop and deploy MIRV but that it has not yet done so. One sentence in the report comes close to saying that that’s about to change with “The new generation of mobile missiles, with warheads consisting of MIRVs and penetration aids,” but the report does not confirm widespread rumors (see here and here) that a 10-warhead DF-41 ICBM was test launched last year. All appeared to feed off this article. Many MIRV reports appear to confuse warheads with decoys and penetration aids.

The report does not provide an update of nuclear medium-range missiles, except confirming that a few aging liquid-fuel DF-3As are still operational. They will likely be retired within the next few years.

As one would imagine, the new and increasingly mobile missile force requires updating the command and control system. The DOD report states that China has done so and states that “improved communications links” means that “the ICBM units now have better access to battlefield information, uninterrupted communications connecting all command echelons, and the unit commanders are able to issue orders to multiple subordinates at once, instead of serially via voice commands.”

At the same time, further increases in the number of mobile ICBMs, the DOD report states, “will force the PLA to implement more sophisticated command and control systems and processes that safeguard the integrity of nuclear release authority for a larger, more dispersed force.”

Sea-Based Nuclear Forces

The DOD report states that China has added a third Jin-class (Type 094) SSBN to its fleet and that two more are in various stages of construction. Their nuclear ballistic missile, the Julang-2, is not yet operational, however, but the report indicates that has missile program has overcome technical difficulties, completed a series of successful testing in 2012, and appears ready to reach initial operational capability in 2013.

There is no confirmation of the rumor that the JL-2 has a capability to carry multiple warheads.

The single Xia-class (Type 92) SSBN that China built back in the early 1980s has never been fully operational. It is still afloat, moored at the Jianggezhuang naval base near Qingdao in the Shandong province. The boat will likely be retired, along with its Julang-1 SLBMs, once the Jin-class SSBNs become fully operational.

Moreover, the report predicts that China within the next decade might begin construction of a new class of SSBNs, known as the Type 096. If so, that suggests that the Jin-class design may not have been considered a success.

jinyulin2012_tn

A Jin-class (top) ballistic missile submarine and Shang-class attack submarine are seen docked at the naval base near Longpo on Hainan Island in this DigitalGlobe/GoogleEarth satellite image from June 27, 2012. Jin-class SSBN were first seen at Hainan in February 2008.

Once fully operational, the DOD report states, SSBNs based at Hainan Island “would then be able to conduct nuclear deterrence patrols.” But now China will operate the SSBN fleet remains to be seen. It might begin to mimic deterrence patrols of other nuclear weapon states, but it seems unlikely that China will begin to deploy nuclear-armed missiles on its SSBNs under normal circumstance because the Central Military Commission is unlikely to hand over nuclear warheads to the armed forces unless in an emergency.

Moreover, Chinese SSBNs are relatively noisy (see graph below) and vulnerable to enemy anti-submarine capabilities, so it seems contrary to China’s core strategic objective of protecting its retaliatory nuclear capability to send some of it out to sea where it can be sunk by enemy attack submarines.

chinasubsound_tn

This vulnerability is compounded by the fact that Chinese SSBNs have never conducted a deterrence patrol (see below), which makes the Chinese navy woefully inexperienced in operating an SSBN effectively and safely.

Data obtained from U.S. Naval Intelligence under the Freedom of Information Act shows that Chinese missile submarines have never conducted a deterrent patrol. The attack submarine fleet is more active, with patrols having more than quadrupled over the past decade from around four per year to approximately eighteen patrols last year (see graph).

chinapatrol2013

The increase in general-purpose submarine patrols has coincided with the introduction of the Chang-class (Type 093) nuclear-powered attack submarine (SSN) from 2005, but probably also reflects operations by more advanced diesel-electric submarines. The introduction of Type 093 SSNs has been slow, however, with only two in service and four improved version under construction to replace the remaining aging first-generation Han-class (Type 091) class SSNs.

Within the next decade, the DOD report predicts, China will likely begin construction of a new class of nuclear-powered attack submarines (Type 096), which might be equipped with land-attack cruise missiles.

Air-Based Nuclear Forces

The DOD report does not explicitly credit the Chinese air force with a nuclear capability but it probably has a limited secondary mission with nuclear gravity bombs. The H-6 medium-range bomber was used to carry out a dozen nuclear tests in the 1970s and 1980s.

The report states that China is modifying the H-6 to “a new variant that possesses greater range and will be armed with a long-range cruise missile.” Elsewhere the report states that H-6 upgrades “may provide the capability to carry new, longer-range cruise missiles.” So whether the H-6 upgrades involve one or more types of long-range cruise missiles is a little unclear.

So far the air-launched cruise missiles have not been credited with nuclear capability, although the ground-launched DH-10 (which is not mentioned in the DOD report) was described as “conventional or nuclear” by the Air Force National Air and Space Intelligence Center in 2009.

Conclusions and Implications

Chinese nuclear modernizations continue with modest pace with focus on safeguarding a retaliatory capability by replacing land-based liquid-fuel missiles with solid-fuel versions, increasing mobile ICBMs, and building a small fleet of ballistic missile submarines.

The size of the ICBM force appears to be leveling out for now, although more may be deployed in the future. And once the 36 JL-2 SLBMs on the three Jin-class SSBNs become operational, they will increase the Chinese nuclear ballistic missile force by approximately 27 percent compared with the current inventory.

Yet because older types are also being retired, the impact on the size of the total nuclear weapons stockpile so far appears to be modest. Earlier this year, Assistant Secretary of Defense for Global Affairs, Madelyn Creedon, testified before the Senate that despite China’s nuclear force modernizations, “we estimate that it has not substantially increased its nuclear warhead stockpile in the past year…” Moreover, STRATCOM Commander General Kehler last year rejected claims by some that China has hundreds or thousands more nuclear weapons than the “several hundred” estimated by the U.S. Intelligence Community.

The complete deletion of the table overview of China’s missile forces is striking because the Pentagon for years has been complaining about a lack of transparency in China’s military modernization. Ironically, this complaint was repeated when the Pentagon briefed this year’s report. Said Deputy Assistant Secretary of Defense for East Asia, David Helvey:

“So what – what concerns me – is the extent to which China’s military modernization occurs in – in the absence of the type of openness and transparency that others are certainly asking of China and the potential implications and consequences of that lack of transparency on the security calculations of others in the region. And so it’s that uncertainty, I think, that’s of greater concern.”

Instead of assisting Chinese nuclear secrecy, the United States should push for transparency and accountability. Authoritative overviews of Chinese nuclear force developments are important to enable the public to assess implications of China’s nuclear modernization and to counter attempts by those who use the uncertainty created by lack of information to hype the threat in order to justify excessive military spending.

This publication was made possible by grants from the New-Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.