Is the Ukrainian Crisis Spiraling Out of Control?
Today’s news shows a heightened nuclear risk due to a dangerous feedback process at work in the Ukraine. The New York Times’ page 1 ominous headline was, “Striking Town, Ukraine Forces Defy Warning,” and the Wall Street Journal echoed the danger, “Ukraine Sends Troops East As Pro-Russia Forces Strike.” Is the Ukrainian crisis spiraling out of control, and if so, what might we do to reverse that dangerous process?
The debate has become paralyzed with the West focused on protecting the interim, pro-Western government and its primarily ethnic Ukrainian supporters, while Moscow’s concerns center on protecting ethnic Russians living in Ukraine. With the violence escalating on both sides in what is already a small civil war, the West and Russia each have legitimate concerns, but neither side is taking in the whole picture. Where are the calls for protecting the lives and the rights of both ethnic groups living in the Ukraine?
Instead, the situation is descending into a repeat of the Cold War, where each side pointed to the misdeeds of the other (Soviet subjugation of Eastern Europe versus American subjugation of Latin America), but neither side looked at the errors it was capable of correcting – namely its own. It’s time to break that cycle and start introspecting instead of acting out in anger and blame. Even if one side would do that, it could be a game changer.
To help us introspect, I won’t repeat the reports of atrocities committed by Yanukovych’s government since you are well aware of those from our mainstream media. Instead, I will focus on allegations – and I emphasize that’s all the reports on both sides are until there is a fuller investigation – that the interim government is not as innocent as Western media might lead us to believe. Just as calls for protecting one ethnic group or the other are only half the story, the same is true for each set of allegations. What is desperately needed is an in-depth investigation to sort out the truths from the half-truths from the lies.
In an interview in the Nixon Center’s The National Interest, Sergey Glazyev, a close adviser to Vladimir Putin claims that a February 20 attack by Ukrainian nationalists on five buses carrying ethnic Russians led to Russia’s decision to send troops into the Crimea:
I can furthermore tell you that, even in Crimea, about two weeks before the referendum, there were no plans to use the military among the Russian leadership, and even among our Crimean colleagues. The application of Putin to the Council of the Federation to use force was a reaction to two things – the shooting at a delegation of Crimeans coming back from Kiev who were ambushed and shot at by neo-fascist paramilitaries that stopped the five busses of the delegation, shot several people who protested, and stripped and taunted the rest; and to further threats by Maydan activists to Russians and Russian speakers. The paramilitaries burned the busses, and when Crimea learned of this disgrace, there was nothing that could stop its further course towards independence.
Should such events happen in other parts of Ukraine, people would obviously fight for their rights and safety, and call not just on Russia, but also on the international community, for help. This would be a direct consequence of the fact that, at present, neo-fascists in the South-East of Ukraine are committing outrages, resorting to armed violence, to lynch law, to the burning of houses of people they don’t like, and these aren’t just isolated cases. They began with the secret murder of an old woman on whom they put a sign “Jew and communist.” … The situation is inching closer to civil war, and in a civil war, or in mass cases of armed vigilantes shooting people, regardless of whether the perpetrators wear a police or military uniform, it will be not just Russia, but also the international community that would protect people.
This allegation led me to find an article which included video of the alleged bus attack and interviews with the alleged victims. The article states:
Reporter: On February the 20th, in the Cherkassy Oblast, a mob of armed insurgents stopped several buses with citizens from Simferopol. The passengers were beat up and dragged out of the bus. They were then piled up upon each other, they were forced to walk crouching on their heels, and forced to sing the Ukrainian anthem.
Interviewee: they were hammering the buses and pouring petrol on them, on one of their checkpoints they were executing people with shotguns, the buses there were all burned, they were throwing buckets of petrol on our bus and setting fire to it. When people fled the bus [they] were killed with baseball bats. We could have resisted, of course, but they all had firearms which they were not hiding. [They] go around in the middle of the day with assault-rifles and shotguns taken from the Berkut, with hunting rifles and sawed-off shotguns. …
The article goes on to claim that:
Unlike “official” Kiev, the Ukie blogosphere did pick up on this story, but gave it its own spin: they say that these buses were filled with pro-Russian provocateurs which they call “titushki” so that is why they got stopped, “arrested” and burned. … for the people of Crimea this is yet another reason to want out for the ugly Banderastan [a reference to Stepan Bandera who is seen as a national hero by most Ukrainians, but a Nazi collaborator by most Russians] the US and EU are building in the Ukraine.
A colleague who is fluent in Russian watched the video and sent me the following observations:
The video interviews people who allegedly suffered at the hands of Ukrainian nationalists. The two men interviewed (in Russian) and who identified themselves as Russian speaking Crimeans said that they were beaten and threatened with openly displayed firearms by Ukrainian nationalists. No evidence was presented as to how they know that’s who threatened them. The voice-over narration gravely said: “These nationalist’s will not be punished by Ukraine. Ukraine does not punish her own.”
Unfortunately, there is no mention on the video of who produced it. I don’t think this video is staged but it is clearly pushing a pro-Russian agenda.
I tried to find out who the blogger was who wrote this article, but could only find an Asia Times Online page which said, “[The author] is an anonymous blogger and occasional contributor to Asia Times Online who writes at The Vineyard of the Saker.”
My blog post of March 6 noted that the Estonian Foreign Minister, Urmas Paet, in what he thought was a private phone call – but turned out to be tapped and leaked – stated:
… there is now stronger and stronger understanding that behind [the] snipers, it was not Yanukovych, but it was somebody from the new coalition.
Especially given Estonia’s anti-Russian stance, this “declaration against self-interest” deserves further investigation, but has received almost no attention in the West. A recent exception was an investigative report by German public television, which claims strong evidence that the dead protestors were hit by sniper fire from locations controlled by other protestors, and particularly by what the article calls “the controversial Svoboda party.” It concludes:
The Kiev Prosecutor General’s Office [of the interim government] is confident in their assessment [that Yanukovych’s people are to blame for the sniper fire, but] we are not.”
I will end this post with excerpts from Pros. Stephen Cohen’s recent article on the crisis which brings its nuclear risk into clearer focus and provides a context:
If NATO forces move toward Poland’s border with Ukraine, as is being called for in Washington and Europe, Moscow is likely to send its forces into eastern Ukraine. The result would be a danger of war comparable to the Cuban missile crisis of 1962. …
Why did this happen? … The answer given by the Obama administration, and overwhelmingly by the US political-media establishment, is that President Vladimir Putin is solely to blame. … But there is an alternative explanation, one more in accord with the facts. Beginning with the Clinton administration, and supported by every subsequent Republican and Democratic president and Congress, the US-led West has unrelentingly moved its military, political and economic power ever closer to post-Soviet Russia. … this bipartisan, winner-take-all approach has come in various forms.
They include US-funded “democracy promotion” NGOs more deeply involved in Russia’s internal politics than foreign ones are permitted to be in our country; the 1999 bombing of Moscow’s Slav ally Serbia, forcibly detaching its historic province of Kosovo; a US military outpost in former Soviet Georgia (along with Ukraine, one of Putin’s previously declared “red lines”), contributing to a brief proxy war in 2008 …
All of this has unfolded, sincerely for some proponents, in the name of “democracy” and “sovereign choice” for the many countries involved, but the underlying geopolitical agenda has been clear. During the … 2004 “Orange Revolution,” an influential GOP columnist, Charles Krauthammer, acknowledged, “This is about Russia first, democracy only second…. The West wants to finish the job begun with the fall of the Berlin Wall and continue Europe’s march to the east…. The great prize is Ukraine.” …
Nothing in Washington’s replies diminishes Putin’s reasonable belief that the EU trade agreement rejected by Ukrainian President Viktor Yanukovych in November, and Yanukovych’s overthrow in February by violent street protests, leading to the current “illegitimate” government, were intended to sever Ukraine’s centuries-long ties with Russia and bind it to NATO. … the White House opposes new parliamentary elections, which would leave the existing Parliament strongly influenced, even intimidated, by its ultranationalist deputies and their armed street supporters, who recently threatened to impose their will directly by entering the building.
Obama Administration Decision Weakens New START Implementation
![icbmmalmstrom](/wp-content/uploads/sites/4/icbmmalmstrom.jpg)
At the same time the Air Force is destroying 50 silos at Malmstrom AFB (above) and another 50 at F.E Warren AFB emptied by the Bush administration, the Obama administration has decided to retain 50 silos scheduled to be emptied under the New START treaty.
By Hans M. Kristensen
After four years of internal deliberations, the U.S. Air Force has decided to empty 50 Minuteman III ICBMs from 50 of the nation’s 450 ICBM silos. Instead of destroying the empty silos, however, they will be kept “warm” to allow reloading the missiles in the future if necessary.
The decision to retain the silos rather than destroy them is in sharp contrast to the destruction of 100 empty silos currently underway at Malmstrom AFB and F.E. Warren AFB. Those silos were emptied of Minuteman and MX ICBMs in 2005-2008 by the Bush administration and are scheduled to be destroyed by 2016.
A New Development
The Obama administration’s decision to retain the silos 50 silos “reduced” under the New START treaty instead of destroying them is a disappointing new development that threatens to weaken New START treaty implementation and the administration’s arms reduction profile. And it appears to be a new development.
A chart in a DOD’s unclassified report to Congress shows that the plan to retain the 50 non-operational ICBM launchers is different than the treaty implementation efforts so far, which have been designed to “eliminate” non-operational launchers.
![newstartplan](/wp-content/uploads/sites/4/newstartplan.jpg)
The plan to retain non-deployed ICBM launchers is different than other aspects of the U.S. New START implementation plan
Indeed, a senior defense official told the Associated Press that the Pentagon had never before structured its ICBM force with a substantial number of missiles in standby status.
Reducing Force Structure Flexibility
The decision to retain the 50 empty silos is also puzzling because it reduces U.S. flexibility to maintain the remaining nuclear forces under the New START limit. The treaty stipulates that the United States and Russia each can only have 700 deployed launchers and 100 non-deployed launchers. But the 50 empty silos will count against the total limit, essentially eating up half of the 100 non-deployed launcher limit and reducing the number of spaces available for missiles and bombers in overhaul.
If, for example, two SSBNs (with 40 missiles), two ICBMs, and eight bombers were undergoing maintenance at the same time, no additional launchers could be removed from deployed status for maintenance unless the deployed force was reduced below 700 launchers. This is not inconceivable. In September 2013, for example, 76 SLBM launchers and 21 B-2A/B-52H bombers (a total of 97 launchers) were counted as non-deployed.
Why the administration would accept such constraints on the flexibility of the U.S. nuclear force posture simply to satisfy the demands of the so-called ICBM caucus in Congress is baffling.
The Reductions
With the DOD New START force structure decision, the future force is now set. The DOD report includes the table below (note: a column with the 2014 deployed launchers has been added to improve comparison), which is also reproduced in a fact sheet (with some corrections and additional information about bombers):
Other than the decision to retain, rather than dismantle, the excess 50 ICBM silos, there are no real surprises. The reductions in actual nuclear forces are very modest. Moreover, the June 2013 Nuclear Weapons Employment Strategy of the United States, which is intended to look beyond 2018, ordered no additional force structure reductions below the New START limits, yet determined that the United States could meet its national and international obligations with up to one-third fewer deployed weapons (1,100 warheads on 470 launchers).
Strategic Implications
What would be the scenario in which the United States would have to redeploy missiles in the extra 50 “warm” silos that the administration has decided to retain? Notwithstanding the crisis in Ukraine, it is hard to envision one.
![icbmstorage](/wp-content/uploads/sites/4/icbmstorage.jpg)
The 50 Minuteman III missiles from the silos will be stored at Hill Air Force Base for potential reloading into the “warm” silos or eventually to be used as flight test assets. What scenario would necessitate redeploying the missiles?
Image credit: @Paul Shambroom/Institute
Unlike the United States, Russia is already well below the New START limit and currently has about 140 ICBMs in silos and another 170 on mobile launchers for a total force of a little over 300 missiles. Despite Russian deployment of new missiles, this ICBM force is likely to drop well below 300 by the early 2020s.
Moreover, the Pentagon determined in 2012 that Russia “would not be able to achieve a militarily significant advantage by any plausible expansion of its strategic nuclear forces, even in a cheating or breakout scenario under the New START Treaty” (emphasis added).
To compensate for the ICBM launcher imbalance and maintain some degree of overall parity with the U.S. arsenal, Russia is deploying more warheads on each of its ICBMs.
This top-heavy posture is bad for strategic stability. It is in the U.S. national security interest to reduce this disparity to increase strategic stability between the world’s two largest nuclear powers. The decision to retain excess ICBM silos instead of destroying them contributes to a Russian misperception that the United States is intent on retaining a strategic advantage and a breakout capability from the New START treaty to quickly increase its deployed nuclear forces if necessary.
The administration can and should change its decision and destroy the ICBM silos that are emptied under New START.
This publication was made possible by a grant from the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.
New START Data Show Russian Increase, US Decrease Of Deployed Warheads
By Hans M. Kristensen
The latest aggregate data released by the US State Department for the New START treaty show that Russia has increased its counted deployed strategic nuclear forces over the past six months.
The data show that Russia increased its deployed launchers by 25 from 473 to 498, and the warheads attributed to those launchers increased by 112 from 1,400 to 1,512 compared with the previous count in September 2013.
During the same period, the United States decreased its number of deployed launchers by 31 from 809 to 778, and the warheads attributed to those launchers decreased by 103 from 1,688 to 1,585.
The increase of the Russian count does not indicate that its in increasing its strategic nuclear forces but reflects fluctuations in the number of launchers and their attributed warheads at the time of the count. At the time of the previous data release in September 2013, the United States appeared to have increased its forces. But that was also an anomaly reflecting temporary fluctuations in the deployed force.
Both countries are slowly reducing their strategic nuclear weapons to meet the New START treaty limit by 2018 of no more than 1,550 strategic warheads on 700 deployed launchers. Russia has been below the treaty warhead limit since 2012 and was below the launcher limit even before the treaty was signed. The United States has yet to reduce below the treaty limit.
Since the treaty was signed in 2010, the United States has reduced its counted strategic forces by 104 deployed launchers and 215 warheads; Russia has reduced its counted force by 23 launchers and 25 warheads. The reductions are modest compared with the two countries total inventories of nuclear warheads: Approximately 4,650 stockpiled warheads for the United States (with another 2,700 awaiting dismantlement) and 4,300 stockpiled warheads for Russia (with another 3,500 awaiting dismantlement).
Details of the Russian increase and US decrease are yet unclear because neither country reveals the details of the changes at the time of the release of the aggregate data. In about six months, the United States will publish a declassified overview of its forces; Russia does not publish a detailed overview of its strategic forces.
For analysis of the previous New START data, see: /blogs/security/2013/10/newstartsep2013/
Detailed nuclear force overviews are available here: Russia | United States
This publication was made possible by a grant from the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.
B61-12 Nuclear Bomb Integration On NATO Aircraft To Start In 2015
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Integration of the new guided B61-12 nuclear bomb will begin in 2015 on NATO Tornado and F-16 aircraft, seen here in 2008 at the Italian nuclear base at Ghedi Torre for the Steadfast Noon nuclear strike exercise. Image: EUCOM.
By Hans M. Kristensen
The US Air Force budget request for Fiscal Year 2015 shows that integration of the B61-12 on NATO F-16 and Tornado aircraft will start in 2015 for completion in 2017 and 2018.
The integration marks the beginning of a significant enhancement of the military capability of NATO’s nuclear posture in Europe and comes only three years after NATO in 2012 said its current nuclear posture meets its security requirements and that it was working to create the conditions for a world without nuclear weapons.
The integration will take place on Belgian, Dutch, and Turkish F-16A/B and on German and Italian PA-200 Tornado fighter-bombers. It is unknown if US and NATO F-16s happen simultaneously or US aircraft are first, but the process will last four years between 2015 and 2018. Integration of German and Italian Tornados will take a little over two years (see graph below).
![b61-12integration](/wp-content/uploads/sites/4/b61-12integration.jpg)
The USAF budget request shows the timelines for integration of the B61-12 onto US and NATO legacy aircraft. Later the weapon will also be integrated onto the F-35A and LRS-B next-generation long-range bomber.
The B61-12 will also be integrated on USAF F-15E (integration began last year), F-16C/D, and B-2A aircraft, and later on the F-35A Lightning II. The F-35A will later replace the F-16s. The US Air Force plans to equip all F-35s in Europe with nuclear capability by 2024.
In addition to the US Air Force, the nuclear-capable F-35A will be supplied to the Dutch, Italian, Turkish, and possibly Belgian air forces.
From the mid-2020s, the B61-12 will also be integrated on the next-generation heavy bomber (LRS-B) planned by the US Air Force.
The integration work includes software upgrades on the legacy aircraft, operational flight tests, and full weapon integration. Development of the guided tail kit is well underway in reparations for operational tests. Seven flight tests are planned for 2015. The nuclear warhead and some non-nuclear components won’t be ready until the end of the decade. The first complete B61-12 is scheduled for 2020.
Through 2019, the integration efforts are scheduled to cost more than $1 billion. Another $154 million is needed to improve security at the nuclear bases in Europe.
Integration of US nuclear weapons onto aircraft of non-nuclear weapon states that have signed the nuclear Non-Proliferation Treaty and promised “not to receive the transfer from any transferor whatsoever of nuclear weapons or other nuclear explosive devices or of control over such weapons or explosive devices directly, or indirectly,” is, to say the least, problematic.
The arrangement of equipping non-nuclear NATO allies with the capability and role to deliver US nuclear weapons was in place before the NPT entered into effect and was accepted by the NPT regime during the Cold War. But for NATO to continue this arrangement contradicts the non-proliferation standards that the member countries are trying to promote in the post-Cold War world.
How scattering enhanced nuclear bombs across Europe in five non-nuclear countries will enable “bold reductions” in US and Russian non-strategic nuclear weapons in Europe and help create the conditions for a world without nuclear weapons is another question.
This publication was made possible by a grant from the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.
NATO Nuclear Weapons Security Costs Expected to Double
![Former US Air Force Europe commander General Rodger Brady shakes hands with 703 Munitions Support Squadron personnel at Volkel Air Base in June 2008 during security upgrades to U.S. nuclear weapons storage sites in Europe. More expensive security upgrades are planned.](/wp-content/uploads/sites/4/Volkel-BradyMUNSS-061108.jpg)
Former US Air Force Europe commander General Rodger Brady shakes hands with 703 Munitions Support Squadron personnel at Volkel Air Base in June 2008 during security upgrades to U.S. nuclear weapons storage sites in Europe. More expensive security upgrades are planned.
By Hans M. Kristensen
The cost of securing U.S. non-strategic nuclear weapons deployed in Europe is expected to nearly double to meet increased U.S. security standards, according to the Pentagon’s FY2015 budget request.
According to the Department of Defense NATO Security Investment Program , NATO has invested over $80 Million since 2000 to secure nuclear weapons storage sites in Belgium, Germany, Italy, the Netherlands, and Turkey.
But according to the Department of Defense budget request, new U.S. security standards will require another $154 million to further beef up security at six bases in the five countries.
![DOD budget document says expensive security upgrades are needed for nuclear bases in Europe.](/wp-content/uploads/sites/4/NATOsecurity2014-208x300.jpg)
DOD budget document says more expensive security upgrades are needed for nuclear bases in Europe.
After a US Air Force Blue Ribbon Review in 2008 discovered that “most” U.S. nuclear weapons sites in Europe did not meet U.S. security requirements, the Dutch government denied there were security problems.
Yet more than $63 million of the over $80 million spent on improving security since 2000 were spent in 2011-2012 – apparently in response to the Blue Ribbon Review findings and other issues.
The additional $154 million suggests that the upgrades in 2011-2012 did not fix all the security issues at the European nuclear bases.
The budget document – which also comes close to officially confirming the deployment of nuclear weapons in Belgium, Germany, Italy, the Netherlands, and Turkey – states:
NATO funds infrastructure required to store special weapons within secure sites and facilities. Since 2000, NATO has invested over $80 million in infrastructure improvements in storage sites in Belgium, Germany, Italy, the Netherlands, and Turkey. Another $154 million will be invested in these sites for security improvements to meet with stringent new U.S. standards.
![NATOnukes2014](/wp-content/uploads/sites/4/NATOnukes2014.jpg)
The US Air Force still deploys about 180 nuclear B61 bombs at six bases in five European countries. Despite tight security, the bases are not secure enough.
In addition to the growing security costs, the United States spends approximately $100 million per year to deploy 184 nuclear B61 bombs in the five NATO countries. And it plans to spend an additional $10 billion on modernizing the B61 bombs and hundreds of millions on integrating the weapons on the new F-35A Lightning fighter-bomber.
No doubt the United States and NATO have more urgent defense needs to spend that money on than non-strategic nuclear weapons.
Additional background: Briefing on B61 bomb and deployment in Europe
This publication was made possible by a grant from the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.
Ukraine: The Value of Risk Analysis in Foreseeing Crises
The quantitative risk analysis approach to nuclear deterrence not only allows a more objective estimate of how much risk we face, but also highlights otherwise unforeseen ways to reduce that risk. The current crisis in Ukraine provides a good example.
Last Fall, I met Daniel Altman, a Ph.D. candidate at MIT, who is visiting Stanford’s Center for International Security and Cooperation (CISAC) this academic year. When I told him of my interest in risk analysis of nuclear deterrence, he said that I should pay attention to what might happen in Sevastopol in 2017, something that had been totally off my radar screen.
Sevastopol is home to Russia’s Black Sea Fleet, and along with the rest of the Crimea, was part of Russia until 1954, when Khrushchev arbitrarily “gave” it to the Ukraine. With Russia and Ukraine both parts of the Soviet Union, such a transfer of territory seemed to make no real difference. But, when the USSR broke up in 1991, a good case can be made that the Crimea, with its largely Russian population, should have been returned to Russia.
That did not happen, and with Sevastopol now part of an independent Ukraine, Russia had to negotiate a lease on what, for centuries, had been its own naval base. That lease runs out in 2017. Back in 2008, when she was Prime Minister of a somewhat Russo-phobic Ukrainian government, Yulia Tymoshenko ruled out any extension of the lease. If that were to happen, the ethnic Russians in the Crimea, and especially those in Sevastopol – many of whom depend on the Black Sea Fleet for employment – would likely petition to be reincorporated back into Russia. This would be likely to create an extremely dangerous crisis, since Russia would see this as righting an historical mistake, while the West would see it as Russia stealing part of the Ukraine.
The potential for such a crisis was reduced in 2010, when the more Russian-friendly government of Ukrainian President Viktor Yanukovych extended the lease on Sevastopol for 25 years. But even before the current crisis, there was a risk that a new, Russo-phobic government could come to power and annul the lease extension. Now that Yanukovych has been deposed and anti-Russian Ukrainian elements are part of the interim government, that is an even greater concern.
Given Altman’s alerting me to the risk of “Sevastopol 2017,” I was less surprised, but more concerned than most Americans when the current crisis developed in Ukraine. My concern escalated yesterday (Saturday, March 1, 2014) when Putin requested and received authorization “in connection with the extraordinary situation that has developed in Ukraine … to use the Armed Forces of the Russian Federation on the territory of Ukraine until the social and political situation in that country is normalised.” The resultant actions by Russian troops are seen as an invasion by some elements of the interim Ukrainian government.
Ronald Reagan’s former ambassador to Moscow, Jack Matlock, has a more nuanced take on the situation, starting with a February 8 article which argues that whichever side (Russia or the EU) wins the economic tug of war over Ukraine would lose:
So what if President Yanukovych had signed the EC association agreement? The money available from the IMF would not have staved off bankruptcy very long and would have required unpopular austerity measures … The upshot would be that, most likely, in a year to 18 months, and maybe even sooner, most Ukrainians would blame the EU and the West for their misery.
And if the Russian promise of a loan and cheap gas is renewed to some Ukrainian government, that too would do nothing to promote the reform and modernization the Ukrainian government and economy desperately need. … Ukrainians, even those in the East, would begin to blame Russia for their misery. “If only we had signed that EU association agreement…!”
In sum, I believe it has been a very big strategic mistake – by Russia, by the EU and most of all by the U.S. – to convert Ukrainian political and economic reform into an East-West struggle. … In both the short and long run only an approach that does not appear to threaten Russia is going to work.
Ambassador Matlock posted another article yesterday (Saturday, March 1), which elaborated (emphasis added):
If I were Ukrainian I would echo the immortal words of the late Walt Kelly’s Pogo: “We have met the enemy and he is us.” The fact is, Ukraine is a state but not yet a nation. … The current territory of the Ukrainian state was assembled, not by Ukrainians themselves but by outsiders … To think of it as a traditional or primordial whole is absurd.
… there is no way Ukraine will ever be a prosperous, healthy, or united country unless it has a friendly (or, at the very least, non-antagonistic) relationship with Russia [yet that is the kind of government the West seems intent on installing.] …
So far, Ukrainian nationalists in the west have been willing to concede none of these conditions [needed for stability], and the United States has, by its policies, either encouraged or condoned attitudes and policies that have made them anathema to Moscow. …
Obama’s “warning” to Putin was ill-advised. Whatever slim hope that Moscow might avoid overt military intervention in Ukraine disappeared when Obama in effect threw down a gauntlet and challenged him. This was not just a mistake of political judgment—it was a failure to understand human psychology—unless, of course, he actually wanted a Russian intervention, which is hard for me to believe. …
Ukraine is already shattered de facto, with different groups in command of the various provinces. If there is any hope of putting it together again, there must be cooperation of all parties in forming a coalition at least minimally acceptable to Russia and the Russian-speaking Ukrainian citizens in the East and South.
Ambassador Matlock added another post today (Sunday, March 2) which is also well worth reading, and I’ll end with a few additional thoughts of my own:
Last October and again last November, I quoted Russian international relations expert, Fyodor Lukyanov, as warning that America’s penchant for regime change “will lead to such destabilization that will overwhelm all, including Russia.”
It’s hard for most Americans to see how our helping to overthrow regimes in Iraq, Libya, and the Arab world could produce fears that we also are bent on regime change in a nation as powerful as Russia. But what’s happening in Ukraine brings that fear into sharper focus.
As corrupt and unpopular as Yanukovych was, he was the elected president, and the current interim government can be viewed as the result of mob rule. It doesn’t take 51% of a population to overthrow a government, and some of the groups which overthrew Yanukovych appear to have anti-Russian, anti-Semitic, and possibly even Fascist elements.
It does not seem unreasonable to me for Putin to fear that, if an economic or other crisis were to produce large-scale protests against him, the US would again support regime change. How would we have responded if the Soviet Union had sent support to the Watts rioters in 1965?
It also needs to be recognized that, while Russia’s interests in Ukraine are primarily geopolitical, it also has some legitimate human rights concerns. Under the earlier Ukrainian government, Russian language films imported into Ukraine had to be dubbed into Ukrainian and subtitles added for ethnic Russians. To understand how this felt to them, imagine how we would feel if we were barred by law from watching Hollywood movies in their original English language versions, and instead forced to watch them dubbed into French, with English subtitles.
There is a danger of Russia subjugating Ukraine, but there also is a history of Ukraine subjugating its own Russian minority. A solution is needed which recognizes the legitimate rights of all residents of Ukraine, and right now my nation is not supporting that approach. I hope it will recognize and correct its mistake. That would shorten the suffering of Ukrainian residents of all ethnicities and reduce the risk of a Russian-American crisis – as well as its attendant nuclear risk.
B61-12: First Pictures Show New Military Capability
![B61-12nnsa](/wp-content/uploads/sites/4/B61-12nnsa.jpg)
The guided tail kit of the B61-12 will create the first U.S. guided nuclear bomb.
Image: National Nuclear Security Administration. Annotations added by FAS.
By Hans M. Kristensen
The U.S. government has published the first images of the Air Force’s new B61-12 nuclear bomb. The images for the first time show the new guided tail kit that will provide new military capabilities in violation of the Nuclear Posture Review.
The tail kit will increase the accuracy of the bomb and enable it to be used against targets that today require bombs with higher yields.
The guided tail kit is also capable of supporting new military missions and will, according to the former USAF Chief of Staff, affect the way strike planners think about how to use the weapon in a war.
The new guided weapon will be deployed to Europe, replacing nearly 200 non-guided nuclear B61 bombs currently deployed in Belgium, Germany, Italy, the Netherlands, and Turkey.
Military Characteristics
The images show significant changes to the rear end of the bomb where the tail wing section has been completely replaced and the internal parachute removed. The length of the B61-12 appears to be very similar to the existing B61 (except B61-11 which is longer) although possibly a little bit shorter (see below).
![B61-12compare](/wp-content/uploads/sites/4/B61-12compare.jpg)
The guided tail kit on the B61-12 (top) is replacing the fixed tail section on the existing B61 (bottom) and the parachute inside.
Source: Los Alamos National Laboratory/U.S. Air Force. Annotations added by FAS.
The new guided tail kit will not use GPS (global positioning system) but is thought to use an Internal Guidance System (INS). The precise accuracy is not known, but conventional bombs using INS can achieve an accuracy of 30 meters or less. Even if it were a little less for the B61-12, it is still a significant improvement of the 110-180 meters accuracy that nuclear gravity bombs normally achieve in test drops.
The tail kit will also provide the B61 with a “modest standoff capability” by enabling it to glide toward its target, another military capability the B61 doesn’t have today.
Inside the bomb, non-nuclear components will be refurbished or replaced. In the nuclear explosives package the B61-4 primary (pit) will be reused and the secondary remanufactured. Detonators will be replaced with a design used in the W88 warhead, conventional Insensitive High Explosives will be remanufactured, and a new Gas Transfer System will be installed to increase the performance margin of the primary.
The B61-4 warhead used in the B61-12 has four selectable yields of 0.3, 5, 10, and 50 kilotons. LEPs are not allowed to increase the yield of warheads but GAO disclosed in 2011 that STRATCOM “expressed a requirement for a different yield [and that] U.S. European Command and SHAPE [Supreme Headquarters Allied Powers Europe] agreed to the proposal.” It is unknown if the different yield is a modification of one of the three lower yield options or an increase of the maximum yield. During another upgrade of the B61-7 bomb to the B61-11 earth-penetrator, the yield was increased from 360 kilotons to 400 kilotons.
Although increasing safety and security were prominent justifications for securing Congressional funding for the B61-12, enhancements to the safety and security of the new bomb are apparently modest. More exotic technologies such as multi-point safety and optical detonators were rejected.
The complex upgrades add up to the most expensive U.S. nuclear bomb project ever – currently estimated at approximately $10 billion for 400-500 bombs.
Political Implications
Enhancing military capabilities of nuclear weapons (accuracy and yield) is controversial and Government officials in the United States and European capitals are trying to dodge the issue. The 2010 Nuclear Posture Review Report explicitly promised that “Life Extension Programs…will not support new military missions or provide for new military capability capabilities.” But the guided tail kit is a new military capability and so is a different explosive yield.
Military and government officials will privately admit to the change but the public line is that this is a simple life-extension of the existing B61 with no new military capabilities.
During a recent visit to Europe where I briefed the Dutch and Belgian parliaments on the status and implications of the B61 modernization, parliamentarians were concerned that this kind of clandestine nuclear modernization under the guise of life-extension is unacceptable at the national level and counterproductive at the international level. They said they had not been informed about the upcoming deployment of improved nuclear capabilities in their countries. Their governments’ position is that there is no improvement and therefore no need to inform anyone. But one Dutch government official told me in so many words that they haven’t actually checked but trust the United States would not introduce improved nuclear bombs in Europe without telling the allies. A Dutch parliamentarian said he knew for sure that the improved capability is known within the ministry of defense.
The parliamentarians were also concerned that improving the military capabilities sends the wrong message about NATO’s nuclear policy, in particular its promise to reduce nuclear weapons in Europe and seeking to create the conditions for a world without nuclear weapons. Deploying a new guided nuclear bomb on a new stealthy F-35 fighter-bomber in Europe will make it hard for NATO to argue that Russia should reduce and not improve its non-strategic nuclear posture.
![B61-12glide](/wp-content/uploads/sites/4/B61-12glide.jpg)
The B61-12 will have a new military capability to glide toward its target.
Image: Los Alamos National Laboratory
Many NATO countries quietly favor a withdrawal of the U.S. nuclear weapons from Europe but feel hamstrung by NATO policy, which mistakenly confuses generic security concerns of some eastern European allies with a need for nuclear weapons in Europe. The security concerns obviously must be addressed but not with fake assurance by tactical nuclear bombs that are the least likely to ever be used in response to the kinds of security challenges that face Europe today.
NATO decided in 2012 “that the Alliance’s nuclear force posture currently meets the criteria for an effective deterrence and defense posture.” If so, why enhance it with guided B61-12 nuclear bombs and F-35 stealth fighter-bombers?
Additional information: previous articles about the B61-12
This publication was made possible by a grant from the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.
A Conversation with Nobel Laureate Dr. Jack Steinberger
On January 27, 2014, I had the privilege and pleasure of meeting with Dr. Jack Steinberger at CERN, the European Organization for Nuclear Research, in Geneva, Switzerland. In a wide-ranging conversation, we discussed nuclear disarmament, nonproliferation, particle physics, great scientific achievements, and solar thermal power plants. Here, I give a summary of the discussion with Dr. Steinberger, a Nobel physics laureate, who serves on the FAS Board of Sponsors and has been an FAS member for decades.
Dr. Steinberger shared the Nobel Prize in 1988 with Leon Lederman and Melvin Schwartz “for the neutrino beam method and the demonstration of the doublet structure of the leptons through the discovery of the muon neutrino.” Dr. Steinberger has worked at CERN since 1968. CERN is celebrating its 60th anniversary this year and is an outstanding exemplar of multinational cooperation in science. Thousands of researchers from around the world have made use of CERN’s particle accelerators and detectors. Notably, in 2012, two teams of scientists at CERN found evidence for the Higgs boson, which helps explain the origin of mass for many subatomic particles. While Dr. Steinberger was not part of these teams, he helped pioneer the use of many innovative particle detection methods such as the bubble chamber in the 1950s. Soon after he arrived at CERN, he led efforts to use methods that recorded much larger samples of events of particle interactions; this was a necessary step along the way to allow discovery of elusive particles such as the Higgs boson.
In addition to his significant path-breaking contributions to physics, he has worked on issues of nuclear disarmament which are discussed in the book A Nuclear-Weapon-Free World: Desirable? Feasible?, (was edited by him, Bhalchandra Udgaonkar, and Joseph Rotblat). The book had recently reached its 20th anniversary when I talked to Dr. Steinberger. I had bought a copy soon after it was published in 1993, when I was a graduate student in physics and was considering a possible career in nuclear arms control. That book contains chapters by many of the major thinkers on nuclear issues including Richard Garwin, Carl Kaysen, Robert McNamara, Marvin Miller, Jack Ruina, Theodore Taylor, and several others. Some of these thinkers were or are affiliated with FAS.
While I do not intend to review the book here, let me highlight two ideas out of several insightful ones. First, the chapter by Joseph Rotblat, the long-serving head of the Pugwash Conferences, on “Societal Verification,” outlined a program for citizen reporting about attempted violations of a nuclear disarmament treaty. He believed that it was “the right and duty” for citizens to play this role. Asserting that technological verification alone is not sufficient to provide confidence that nuclear arms production is not happening, he urged that the active involvement of citizens become a central pillar of any future disarmament treaty. (Please see the article on Citizen Sensor in this issue of the PIR that explores a method of how to apply societal verification.)
The second concept that is worth highlighting is minimal deterrence. Nuclear deterrence, whether minimal or otherwise, has held back the cause of nuclear disarmament, as argued in a chapter by Dr. Steinberger, Essam Galal, and Mikhail Milstein. They point out, “Proponents of the policy of nuclear deterrence habitually proclaim its inherent stability… But the recent political changes in the Soviet Union [the authors were writing in 1993] have brought the problem of long-term stability in the control of nuclear arsenals sharply into focus. … This development demonstrates a fundamental flaw in present nuclear thinking: the premise that the world will forever be controllable by a small, static, group of powers. The world has not been, is not, and will not be static.”
Having laid bare this instability, they explain that proponents of a nuclear-weapon-free world also foresee that minimal deterrence will “encourage proliferation” because nations without nuclear weapons would argue that if minimal deterrence appears to strengthen security for the nuclear-armed nations, then why shouldn’t the non-nuclear weapon states have these weapons. After examining various levels for minimum nuclear deterrence, the authors conclude that any level poses a catastrophic risk because it would not “eliminate the nuclear threat.”
While Dr. Steinberger demurred that he has not actively researched nuclear arms control issues for almost 20 years, he is following the current nuclear political debates. He expressed concern that President Barack Obama “has said that he would lead toward nuclear disarmament but he hasn’t.” Dr. Steinberger emphasized that clinging to nuclear deterrence is “a roadblock” to disarmament and that “New START is too slow.”
On Iran, he said that if he were an Iranian nuclear scientist, he would want Iran to develop nuclear bombs given the threats that Iran faces. He underscored that if the United States stopped threatening Iran and pushed for global nuclear disarmament, real progress can be made in halting Iran’s drive for the latent capability to make nuclear weapons. He also believes that European governments need to decide to “get rid of U.S. nuclear weapons based in Europe.”
![](https://fas.org/wp-content/uploads/2014/02/Dr-Jack-Steinberger-at-CERN-24-Jan-2014-1024x768-1.jpg)
Another major interest of his is renewable energy that can provide reliable, around the clock electrical power. In particular, he has repeatedly spoken out in favor of solar thermal power. A few solar thermal plants have recently begun to show that they can generate electricity reliability even during the night or when clouds block the sun. Thus, they would provide “baseload” electricity. For example, the Gemasolar Thermosolar Plant in Fuentes de Andalucia, Spain, has an electrical power of 19.9 MW and uses a “battery” to generate power. The battery is a molten salt energy storage system that consists of a mixture of 60 percent potassium nitrate and 40 percent sodium nitrate. This mixture can retain 99 percent of the thermal energy for up to 24 hours. More than 2,000 specially designed mirrors, or “heliostats,” arrayed 360 degrees around a central tower, reflect sunlight onto the top part of the tower where the molten salt is heated up. The heated salt is then directed to a heat exchanger that turns liquid water into steam, which then spins a turbine coupled to an electrical generator.
Dr. Steinberger urges much faster accelerated development and deployment of these types of solar thermal plants because he is concerned that within the next 60 years the world will run out of relatively easy access to fossil fuels. He is not opposed to nuclear energy, but believes that the world will need greater use of true renewable energy sources.
Turning to the future of the Federation of American Scientists, Dr. Steinberger supports FAS because he values “getting scientists working together,” but he realizes that this is “hard to do” because it is difficult “to make progress in understanding issues” that involve complex politics. Many scientists can be turned off by messy politics and prefer to stick within their comfort zones of scientific research. Nonetheless, Dr. Steinberger urges FAS to get scientists to perform the research and analysis necessary to advance progress toward nuclear disarmament and to solve other challenging problems such as providing reliable renewable energy to the world.
50 Years Later “Dr. Strangelove” Remains a Must-See Film and Humorous Reminder of Our Civilization’s Fragility
Fifty years ago on January 30th, “Dr. Strangelove: Or How I Learned to Stop Worrying And Love the Bomb,” a seminal political-military satire and dark comedic film premiered. Based on Peter George’s novel Red Alert, the film gave us some of the most outrageously humorous and simultaneously satirical dialog in the history of the silver screen. For example, Peter Sellers as the President of the United States, “Gentleman, you cannot fight in here. This is the War Room.” Director/producer Stanley Kubrick produced a masterpiece that not only entertained viewers but turned out to be incredibly predictive about U.S.-Soviet Cold War nuclear policies, strategies, and outcomes.
The U.S. Air Force refused to cooperate with Kubrick and his production company because they felt that the premise of an accidental nuclear war being launched by a U.S. general wasn’t credible. In fact, on December 9, 1950, General Douglas MacArthur requested authorization to use atomic bombs against 26 targets in China after the People’s Liberation Army entered the Korean War. The Soviet Union had tested their first A-bomb the year before, so it is certainly possible that MacArthur’s use of such weapons could have triggered a nuclear conflict. In terms of nuclear accidents or “broken arrows” as the U.S. military refers to such events, there have been dozens of incidents including a January 17, 1966 Air Force crash involving nuclear warheads that contaminated thousands of acres in Palomares, Spain (although thankfully fail-safe switches on the damaged atomic bombs prevented any nuclear explosions). A computer generated false alert (one of countless false warnings over the years), on November 9, 1979 almost triggered nuclear Armageddon when President Jimmy Carter’s National Security Adviser Zbigniew Brzezinski was informed at 3 a.m. that 2,200 Soviet missiles were within minutes of impacting on the U.S. mainland. It turned out to be a training exercise loaded inadvertently into SAC’s early warning computer system.
Actor George C. Scott played a Strategic Air Command (SAC) general named Buck Turgidson not unlike real life Chief of Naval Operations Admiral Thomas Moorer. In 1969, Moorer proposed salvaging the war by targeting North Vietnam with two nuclear bombs – a proposal allegedly lobbied for by President Nixon’s Secretary of State Dr. Henry Kissinger. After it is discovered that Sterling Hayden’s character, General Jack D. Ripper has on his own authority (a credible possibility until coded locks were installed on most U.S. nuclear weapons later in the 1960s and on submarine-launched nuclear missiles in the late 1990s)1 ordered an all-out nuclear attack on Russia by his squadrons of B-52 bombers (an aircraft the United States still relies on after sixty years of deployment), General Turgidson pleads with Peter Sellers’ character President Merkin Muffley to consider, “…if on the other hand, we were to immediately launch an all-out and coordinated (nuclear) attack on all their airfields and missile bases, we’d stand a damn good chance of catching them with their pants down…I’m not saying we wouldn’t get our hair mussed, but I do say no more than 10-20 million (Americans) killed, tops, depending on the breaks.” Ironically nuclear war advocates Colin Gray and Keith Payne literally quoted Turgidson’s casualty figures verbatim when in 1980 they advised then presidential candidate Ronald Reagan that America could fight and win such a war against the Soviet Union.2
But Peter Sellers, who incredibly played three roles in the film, excelled as the title character Dr. Strangelove, an amalgam of NASA’s Werner von Braun, who built Nazi V-2 rockets by turning his back when SS soldiers worked thousands of Jewish conscripts to death and was part of Operation Paperclip, a group of German scientists amnestied by the United States (and the Soviet Union handpicked its own Nazi brainpower) after the war to help build Cold War weapons, Edward Teller, who worked on the hydrogen bomb, helped found Lawrence Livermore National Laboratory, was an Atoms for Peace enthusiast and advocated for the Strategic Defense Initiative (SDI- the “Star Wars” missile shield), and Herman Kahn, who worked at RAND, then founded the Hudson Institute, and wrote the seminal “thinking about the unthinkable” book On Thermonuclear War, published in 1960.
Deep in the bowels of the War Room, Dr. Strangelove responded to the Russian ambassador’s fearful notification that even if only one of the U.S. nuclear bombs struck Russia, the result would be the triggering of a doomsday machine. Sellers’ character admonished the ambassador, “But the whole point of a doomsday machine is lost if you keep it a secret. Why didn’t you tell the world, aye?” Coincidentally again, truth followed fiction according to David Hoffman’s Pulitzer Prize-winning 2009 work The Dead Hand, as in November 1984, the Soviets did indeed construct a partially automated retaliatory nuclear strike system called Perimetr and tested it. Stranger still, Colonel Valery Yarynich of the Soviet Union’s Strategic Rocket Forces pointed out to his superiors that it was irrational and inconsistent with deterrence theory for them to go out of their way to hide Perimetr’s existence from U.S. leaders. This occurred during the height of the Cold War when the United States possessed 11,000 strategic nuclear warheads to the Soviet’s 9,900. In total, including tactical and intermediate-range bombs, the United States led 20,924 to 19,774 warheads.
When General Turgidson expressed skepticism that the Russians had the brains to build such a doomsday machine, Dr. Strangelove strongly disagreed, noting that such a system was entirely feasible. “The technology required is even within the means of the smallest nuclear power. It requires only the will to do so….It is remarkably simple to [build]. When you merely wish to bury bombs, there’s no limit to the size. After that they are connected to a gigantic complex of computers.” This echoed the real life February 1955 radio broadcast of German Nobel Laureate Otto Hahn, who first split the uranium atom in the late 1930s. Hahn warned that the detonation of as few as ten cobalt bombs, each the size of a naval vessel, would cause all mankind to perish. In the early 1980s, astronomer Carl Sagan and other scientists3 examined and subsequently built-on analyses of the last few decades via the TTAPS study. They concluded that as few as 100-200 nuclear warheads exploding within the span of a few hours could credibly trigger a nuclear winter, plunging temperatures dramatically in the northern hemisphere as tremendous nuclear firestorms block the sun’s rays, leading to wholesale starvation, exposure, and the radiation-borne deaths of billions of people worldwide.4
Dr. Strangelove was originally scheduled for its first screening on Friday, November 22, 1963. The assassination of President Kennedy earlier that day caused the producers to delay the film’s release date by several weeks. Time was needed to not only heal the nation’s gaping wound but to edit the film to remove some objectionable material relating to the murder of the president. Coincidental references by the hydrogen bomb-riding Slim Pickens character Major T.J. “King” Kong that the survival kits carried by each bomber crewman could help provide them a pretty good time in Dallas was redubbed to “Vegas.” A concluding sequence of a free-for-all pie fight in the War Room was edited out for stylistic reasons and also removed George C. Scott’s objectionable dialogue that, “Our commander-in-chief has been struck down in the prime of his life.” Not so coincidentally, perhaps, JFK’s murder and Nikita Khrushchev’s Politburo ouster in 1964 (the year of the film’s actual release), ended a post-Cuban Missile Crisis-Almost Armageddon (October 1962) apotheosis by both leaders to prevent another nuclear crisis. They cooperated in an earnest effort to prevent another visit to the brink of extinction by working to end the Cold War and reverse the nuclear arms race in favor of peaceful coexistence. The results of their labors cannot be underestimated—the Hot Line Agreement and the Limited Test Ban Treaty.
Today in 2014, “Dr. Strangelove,” along with other antiwar films like “Fail Safe,” “The Sum of All Fears,” “On the Beach,” “War Games,” and “Olympus Has Fallen,” remind us that all of humanity must acknowledge that nuclear war is not a blast from the past or an obsolete fear from a remote period in history. It is a real life current and future threat to our global civilization – indeed to our species’ continued existence on this planet.
But has anyone studied the actual possibilities of a nuclear Armageddon? Aside from Dr. Strangelove’s analysis discussing a study on nuclear war made by “the Bland Corporation” (which is obviously a reference to the real-life Rand Corporation), the answer is a definitive “yes.” According to Ike Jeane’s 1996 book Forecast and Solution: Grappling with the Nuclear, the risks of large-scale nuclear war average about 1-2 percent per year, down from a high of 2-3 percent annually during the Cold War (1945-1991). But Dr. Martin Hellman of Stanford and other analysts believe that as more decades pass since the only recorded use of nuclear weapons in combat (Hiroshima and Nagasaki in August 1945), the probability may increase to ten percent over the duration of this century.5
While President Barack Obama has called for the elimination of nuclear weapons, so too have past American leaders as diverse politically as Jimmy Carter, Ronald Reagan, and Ralph Nader. Meanwhile thousands of nuclear warheads – 90-plus percent in the hands of America and Russia – still exist in global arsenals. Both countries continue to spend tens of billions of dollars annually to update, improve, and modernize their nuclear forces. For example, U.S. submarine-launched ballistic missiles (SLBMs) have increased dramatically in accuracy from a 12 percent chance of destroying a hardened Russian missile silo to 90-98 percent effectiveness; thus giving these weapons a highly effective “kill” probability and putting pressure on Russia to launch its silo-based ballistic missiles on warning of attack. While U.S. missile “defenses” may soon include “Rods from God,” 20-30 foot long, two-foot wide tungsten cylinders fired from U.S. Air Force space-based assets, the Russians have also upgraded their aging Cold War arsenal by building dozens of new Topol-M ICBMs and Bulava SLBMs.
Substantial progress in reducing this Armageddon threat cannot be accomplished until decades-long objections by overly conservative members of Congress, the Russian Duma and both nations’ military leadership are lifted. Such multilateral, verifiable (new technologies make this relatively easy to achieve), measures include a global comprehensive nuclear test ban (laboratory sub-critical nuclear tests not excluded), and the standing down from heightened alert levels of not only Russian and American strategic and tactical nuclear weapons but those of China, France, Britain, Israel, Pakistan and India. This would transition all sides’ dangerous nuclear weapons from the physical capability of being fired in 15 minutes or less to 72 hours or longer—don’t we at least deserve three days to think about it before we destroy the world? We also need an accelerated global zero nuclear reduction agreement as well as an essential, little-mentioned but critically important move that the mainstream corporate media has rarely granted its stamp of legitimacy. This would be a unanimous United Nations demand as voiced by leaders in America and Russia, for the phase-out of all nuclear power plants, research as well as production facilities (with the exception of a handful of super-guarded medical radioisotope manufacturing and storage facilities) in the next 10-15 years.
Eliminating not just existing stocks of nuclear weapons, but also all of the 400 global nuclear power facilities is the trump card in the deck of human long-term survival. There are numerous issues including: proliferation, nuclear accidents, the long-term sequestration of tremendous amounts of deadly nuclear wastes, the economic non-competitiveness of nuclear energy, and the realization that nuclear plants are not a viable, safe or reasonable solution to global warming especially in the long term (since plutonium-239 has a half-life of an amazing duration of more than 20,000 years)! Dr. Strangelove’s circular slide rule-assisted calculation requiring humanity to survive the war by remaining in deep underground mineshaft spaces for merely a century was ergo a definite miscalculation—sorry Herr Merkwurdichliebe. 6
Five decades later, the hauntingly humorous end title lyrics and music of “Dr. Strangelove,” accompanied by actual images of awesome Cold War-era nuclear tests, serves as a read-between-the-lines warning to the human race: “We’ll meet again, don’t know where, don’t know when, but I know we’ll meet again some sunny day.” Nuclear weapons and nuclear power – indistinguishable in terms of the deadly threat to our species – must be eliminated now before it is too late. A penultimate but overwhelmingly appropriate edit of George C. Scott’s last line in the film is especially relevant here. “We must not allow a nuclear Armageddon!”
Additional Sources
Walter J. Boyne, Beyond the Wild Blue: A History of the U.S. Air Force, 1947- 1997, New York: St. Martin’s Press, 1997, p. 394.
Columbia Pictures Corporation-Sony Pictures, 40th Anniversary Edition: Dr. Strangelove. Documentary- “Inside Dr. Strangelove,” 2004.
Bruce Cumings, The Origins of the Korean War, Volume 2. Princeton University Press, 1990, pp. 749-751.
The Defense Monitor (Center for Defense Information), Vol. 15, No. 7, “Accidental Nuclear War: A Rising Risk?” by Michelle Flournoy, 1986.
The Defense Monitor (Center for Defense Information), Vol. 36, No. 3, “Primed and Ready- Special Report: Nuclear Issues,” by Bruce G. Blair, May/June 2009.
Peter Janney, Mary’s Mosaic: The CIA Conspiracy to Murder John F. Kennedy, Mary Pinchot Meyer, and Their Vision for World Peace. New York: Skyhorse Publishing, 2012, pp. 242-247; 261-263.
Premiere (Magazine), “The 100 Greatest Movie Characters of All-Time,” April 2004, p. 58.
Carl Sagan, “The Case Against SDI,” Discover, September 1985, pp. 66-75.
H. Eric Semler, et al., The Language of Nuclear War: An Intelligent Citizen’s Dictionary. New York: Harper & Row Publishers, 1987, p. 44.
Oliver Stone and Peter Kuznick, The Untold History of the United States. New York: Gallery Books-Simon & Schuster, 2012, pp. 272, 362, 540-42.
John Tierman, editor, Empty Promise: The Growing Case Against Star Wars. Boston:
Beacon Press, 1986, pp. 2-3.
Louis Weber, editor, Movie Trivia Mania. Beekman House-Crown Publishers, Inc., 1984 p. 21.
Jeffrey W. Mason is a nuclear weapons, arms control, outer space, and First Contact scholar, published author and scriptwriter for acclaimed PBS-TV documentaries who possesses two MA degrees—one in international security. He has worked for the Center for Defense Information (11 years) where he helped produce award-winning PBS-TV documentaries on child soldiers, the Hiroshima bombing, and “The Nuclear Threat at Home.” He worked for the Defense Threat Reduction Agency, the State Department, Professionals’ Coalition for Nuclear Arms Control, Congressional Research Service, Amnesty International, Clean Water Action, and the International Studies Association.
Hedging and Strategic Stability
The concept of strategic stability emerged during the Cold War, but today it is still unclear what the term exactly means and how its different interpretations influence strategic decisions. After the late 1950s, the Cold War superpowers based many of their arguments and decisions on their own understanding of strategic stability1 and it still seems to be a driving factor in the arms control negotiations of today. However, in absence of a common understanding of strategic stability, using this argument to explain certain decisions or threat perceptions linked to the different aspects of nuclear policy tend to create more confusion than clarity.
In the 2010 Nuclear Posture Review (NPR) report,2 the Obama administration used the term strategic stability as a central concept of U.S. nuclear policy vis-à-vis Russia and China. Altogether it appeared 29 times in the report, in reference to issues mostly related to nuclear weapons capabilities. In the U.S.-Russian bilateral relationship, strategic stability was associated with continued dialogue between the two states to further reduce U.S.-Russian nuclear arsenals, to limit the role of nuclear weapons in national security strategies, and to enhance transparency and confidence-building measures. At the same time, the United States pledged to sustain a safe, secure, and effective nuclear arsenal by modernizing its nuclear forces, retaining the triad, and “hedging against potential technical problems or vulnerabilities.”
On the other hand, Russia seems to use the term strategic stability in a broader context, claiming that the question of ballistic missile defense, conventional prompt global strike, and the militarization of outer space all affect strategic stability between Moscow and Washington. U.S. modernization efforts in these areas are seen as attempts to undermine the survivability of the Russian nuclear arsenal and steps to gain strategic advantage over Russia. Therefore, Moscow has been repeatedly arguing that any future arms control agreement should address all factors which affect strategic stability.3
Although these are the issues which Russia explicitly mentions in reference to strategic stability, there is another “hidden” issue which might also have a counterproductive impact on long term stability because of its potential to undermine strategic parity (which seems to be the basis of Russian interpretation of strategic stability).4 This issue is the non-deployed nuclear arsenal of the United States or the so-called “hedge.”
During the Cold War, both superpowers tried to deploy the majority of their nuclear weapons inventories. Reserve nuclear forces were small as a result of the continuous development and production of new nuclear weapons, which guaranteed the rapid exchange of the entire stockpile in a few years. The United States started to create a permanent reserve or hedge force in the early 1990s. The role of the hedge was twofold: first, to guarantee an up-build capability in case of a reemerging confrontation with Russia, and second, a technical insurance to secure against the potential failure of a warhead type or a delivery system. Despite the dissolution of the Soviet Union, during the first years of the 1990s, the United States was skeptical about the democratic transition of the previous Eastern Block and the commitment of the Russian Federation to arms control measures in general. Therefore, the Clinton administration’s 1994 NPR officially codified – for the first time – the concept of a hedge force against the uncertainties and the potential risks of the security environment.5 This concept gradually lost importance as the number of deployed strategic and non-strategic nuclear weapons kept shrinking on both sides and relations improved between Washington and Moscow. By the end of the 1990s, the main rationale for upholding the hedge force shifted towards the necessity of maintaining a back-up against technical failures. Although the nuclear arsenal was aging, a moratorium was declared on nuclear weapons testing, and several production facilities were closed. Therefore, it seemed imperative to retain fully functional nuclear warheads in reserve as an insurance policy.6
While the Clinton administration’s NPR was not too explicit about what the hedge really was, both the Bush and the Obama administrations made the specific role of the hedge clearer. Although technical considerations remained important, the Bush administration’s 2001 NPR refocused U.S. hedging policy on safeguarding against geopolitical surprises. The administration tried to abandon Cold War “threat-based” force planning and implemented a “capabilities-based” force structure which was no longer focused on Russia as an imminent threat but broadened planning against a wider range of adversaries and contingencies: to assure allies, deter aggressors, dissuade competitors and defeat enemies.7 This shift in planning meant that the force structure was designed for a post-Cold War environment with a more cooperative Russia. Therefore, the primary goal of the hedge was to provide guarantees in case this environment changed and U.S.-Russian relations significantly deteriorated.
Regardless of the main focus of the acting administration, the hedge has always served two different roles which belong to two separate institutions: the military considers the hedge a responsive force against the uncertainties of the international geopolitical environment, while the National Nuclear Security Administration (NNSA) views the hedge as a repository to safeguard the aging U.S. nuclear arsenal. These two institutions advise the administration on the required size of the hedge. Since the end of the Cold War, both the United States and Russia considerably reduced their deployed nuclear warheads, but Washington retained many of these weapons in the hedge. By now there are more non-deployed nuclear weapons than deployed nuclear weapons in its military stockpile.
According to the Federation of American Scientists,8 the United States has a military stockpile of 4,650 nuclear weapons, of which roughly 1,900 strategic nuclear weapons are deployed (this includes bomber weapons on bomber bases as deployed) and another approximately 200 non-strategic nuclear weapons are deployed in Europe. Altogether this leaves around 2,500 non-deployed nuclear weapons in reserve – approximately 2,200 strategic and 300 non-strategic.9 This hedge force10 provides the United States with a capability to increase its deployed nuclear arsenal to more than 4000 nuclear weapons within three years.11 In the long run, this capability might feed into Russian paranoia over anything that can potentially undermine strategic parity and it could become a serious roadblock on the way toward further reductions in deployed strategic as well as non-strategic nuclear arsenals.
The Obama administration has already indicated in the 2010 NPR that it is considering reductions in the nuclear hedge. According to the document, the “non-deployed stockpile currently includes more warheads than required” and the “implementation of the Stockpile Stewardship Program and the nuclear infrastructure investments” could set the ground for “major reductions” in the hedge. However, in parallel to these significant reductions, the United States “will retain the ability to ‘upload’ some nuclear warheads as a technical hedge against any future problems with U.S. delivery systems or warheads, or as a result of a fundamental deterioration of the security environment.” In line with the 2010 NPR, the 2013 Presidential Employment Guidance also envisions reductions in the deployed strategic nuclear arsenal and reaffirms the intention to reduce the hedge as well. The Pentagon report on the guidance12 discusses an “alternative approach to hedging” which would allow the United States to provide the necessary back-up capabilities “with fewer nuclear weapons.” This alternative approach puts the main emphasis on the technical role of the hedge, claiming that “a non-deployed hedge that is sized and ready to address these technical risks will also provide the United States the capability to upload additional weapons in response to geopolitical developments.” According to Hans Kristensen, Director of the Nuclear Information Project at the Federation of American Scientists, this might imply that the hedge will no longer contain two categories of warheads – as there will be enough reserve warheads to protect against technical failures and potential geopolitical challenges.13 However, at this point it is still unclear if (and when) this new approach will lead to actual force reductions in the non-deployed nuclear arsenal.
In the meantime, the United States could achieve several benefits by reducing the hedge. First, reducing the number of warheads (which require constant maintenance and periodic life extension) could save a few hundred million dollars in the federal budget. Second, it could send a positive signal to Russia about U.S. long-term intentions. In his 2013 Berlin address, President Obama indicated that his administration would seek “negotiated cuts with Russia” to reduce the number of deployed strategic nuclear weapons below the ceilings of the New START Treaty.14 In terms of deployed strategic nuclear weapons, Moscow has already met the limits of the Treaty and seems to be reluctant to negotiate any further cuts until the 2018 New START implementation deadline or until the United States also meets the Treaty limits15 (which – in light of the current trends – is probably not going to happen earlier than 2018). In addition, the deeper the two sides reduce their deployed strategic nuclear arsenals, the harder Russia tries to press the United States to include all other issues which affect strategic stability (especially ballistic missile defense). The United States has tried to alleviate Russian concerns over missile defense by offering some cooperative and transparency measures but Moscow insists that a legally binding treaty is necessary, which would put serious limits on the deployment of the system (a condition that is unacceptable to the United States Congress at the moment). Therefore, the future of further reductions seems to be blocked by disagreements over missile defense. But the proposed reduction of the hedge could signal U.S. willingness to reduce its strategic advantage against Russia.
Despite the potential benefits, U.S. government documents16 have been setting up a number of preconditions for reducing the size of the hedge. Beyond “geopolitical stability,” the two most important preconditions are the establishment of a responsive infrastructure by constructing new warhead production facilities and the successful completion of the warhead modernization programs. The Department of Energy’s FY 2014 Stockpile Stewardship and Management Plan (SSMP) proposes a so-called 3+2 warhead plan that would create three interoperable warheads for ballistic missiles and two for long-range bombers.17 The transition to interoperable warheads could, according to the plan, permit a reduction of the number of warheads in the hedge. In light of the current budget constraints, it is still unclear if the program will start as planned and even if completed according to schedule, the gradual reduction of the technical hedge would not begin until the mid-2030s. Similar challenges will arise if the administration wishes to link the reduction of the hedge to the construction of new warhead production facilities – some of which have already been delayed due to budget considerations, and the exact dates and technical details of their future completion are still unclear.
The preconditions would mean that significant reductions in the hedge18 are unlikely to materialize for at least another 15 years. Meanwhile, the deployed arsenal faces two scenarios in the coming decades: the number of warheads and delivery platforms could keep shrinking or arms control negotiations might fail to produce further reductions as a result of strategic inequalities (partly caused by the huge U.S. non-deployed arsenal). Under the first scenario, keeping the hedge in its current size would be illogical because a smaller deployed arsenal would require fewer replacement warheads19 in case of technical failures, and because fewer delivery platforms would require fewer up-load warheads in case of geopolitical surprises. Maintaining the current non-deployed arsenal would not make any more sense under the second scenario either. If future arms control negotiations get stuck based on arguments over strategic parity, maintaining a large hedge force will be part of the problem, not a solution. Therefore, insisting on the “modernization precondition” and keeping the current hedge for another 15 years would not bring any benefits for the United States.
On the other hand, President Obama could use his executive power to start gradual reductions in the hedge. Although opponents in Congress have been trying to limit his flexibility in future nuclear reductions (which could happen in a non-treaty framework), current legislative language does not explicitly limit cuts in the non-deployed nuclear arsenal. After the successful vote on the New START Treaty, the Senate adopted a resolution on the treaty ratification which declares that “further arms reduction agreements obligating the United States to reduce or limit the Armed Forces or armaments of the United States in any militarily significant manner may be made only pursuant to the treaty-making power of the President.”20 However, if gradual cuts in the hedge would not be part of any “further arms reduction agreement” but instead implemented unilaterally, it would not be subject to a new legally binding treaty (and the necessary Senate approval which comes with it). Similarly, the FY2014 National Defense Authorization Act (NDAA), which was adopted in December 2013, does not use explicit language against unilateral reductions in the hedge.21 The NDAA only talks about preconditions to further nuclear arms reductions with Russia below the New START Treaty levels and it does not propose any limitations on cutting the non-deployed arsenal. In fact, the NDAA encourages taking into account “the full range of nuclear weapons capabilities,” especially the non-strategic arsenals – and this is exactly where reducing the United States hedge force could send a positive message and prove beneficial.
The 2013 Presidential Employment Guidance appears to move towards an alternative approach to hedging. This new strategy implies less reliance on non-deployed nuclear weapons which is a promising first step towards their reduction. However, the FY 2014 Stockpile Stewardship and Management Plan links this reduction to the successful completion of the ongoing nuclear modernization programs, anticipating that the number of warheads in the hedge force will not change significantly in the near future. Its fate will mainly depend on congressional budget fights.
This might send a bad signal to Russia, where U.S. missile defense developments and its alleged impact on strategic stability are already a primary source of concern to the Kremlin. As a result of aging technologies and necessary retirements, Russian nuclear forces have been constantly decreasing, and despite all modernization efforts,[ref]Russian has an ongoing modernization program, in the framework of which it has already begun to build a new heavy ICBM and a multiple-warhead Bulava SLBM.[/ref] it is expected that by the early 2020s the ICBM arsenal will shrink to 220 missiles.22 Russia already deploys 40 percent less strategic delivery systems than the United States and tries to keep the balance of deployed weapons by higher warhead loadings. This does not give Russia the ability to significantly increase the deployed number of warheads – not just because of the lower number of delivery vehicles but also because of the lack of reserve warheads comparable in number to the United States hedge force. In this regard there is an important asymmetry between Russia and the United States – while Washington keeps a hedge for technical and geopolitical challenges, Moscow maintains an active production infrastructure, which – if necessary – enables the production of hundreds of new weapons every year. It definitely has its implications for the long term (10-15 years) status of strategic parity, but certainly less impact on short term prospects.
In the meantime, the United States loads only 4-5 warheads on its SLBMs (instead of their maximum capacity of 8 warheads) and keeps downloading all of its ICBMs to a single warhead configuration.23 Taken into account the upload potential of the delivery vehicles and the number of warheads in the hedge force, in case of a dramatic deterioration of the international security environment the United States could increase its strategic nuclear arsenal to above 4000 deployed warheads in about three years.
Whether one uses a narrow or a broader interpretation of strategic stability, these tendencies definitely work against the mere logic of strategic parity and might have a negative effect on the chances of further bilateral reductions as well. Cutting the hedge unilaterally would definitely upset Congress and it could endanger other foreign policy priorities of the United States (such as the CTBT ratification or negotiations with Iran), but it would still be worth the effort as it could also indicate good faith and contribute to the establishment of a more favorable geopolitical environment. It could signal President Obama’s serious commitment to further disarmament, send a positive message to Russian military planners and ease some of their paranoia about U.S. force structure trends.
Anna Péczeli is a Fulbright Scholar and Nuclear Research Fellow at the Federation of American Scientists. Additionally, Péczeli is an adjunct fellow at the Hungarian Institute of International Affairs, where she works on nuclear arms control. Péczeli earned a master’s degree in international relations from Corvinus University of Budapest, and is currently working on her doctoral dissertation, which focuses on the Obama administration’s nuclear strategy.
President’s Message: Legitimizing Iran’s Nuclear Program
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Be careful of self-fulfilling prophecies about the intentions for Iran’s nuclear program. Often, Western analysts view this program through the lens of realist political science theory such that Iranian leaders seek nuclear weapons to counteract threats made to overthrow their regime or to exert dominance in the Middle East. To lend support to the former argument, Iranian leaders can point to certain political leaders in the United States, Israel, Saudi Arabia, or other governments that desire, if not actively pursue, the downfall of the Islamic Republic of Iran. To back up the latter rationale for nuclear weapons, Iran has a strong case to make to become the dominant regional political power: it has the largest population of any of its neighbors, has a well-educated and relatively technically advanced country, and can shut off the vital flow of oil and gas from the Strait of Hormuz. If Iran did block the Strait, its leaders could view nuclear weapons as a means to protect Iran against attack from powers seeking to reopen the Strait. (Probably the best deterrent from shutting the Strait is that Iran would harm itself economically as well as others. But if Iran was subject to crippling sanctions on its oil and gas exports, it might feel compelled to shut down the Strait knowing that it is already suffering economically.) These counteracting external threats and exerting political power arguments provide support for the realist model of Iran’s desire for nuclear bombs.
But viewed through another lens, one can forecast continual hedging by Iran to have a latent nuclear weapons capability, but still keeping barriers to proliferation in place such as inspections by the International Atomic Energy Agency (IAEA). In particular, Iranian leaders have arguably gained considerable political leverage over neighbors by just having a latent capability and have maintained some legitimacy for their nuclear program by remaining part of the IAEA’s safeguards system.
If Iran crosses the threshold to make its own nuclear weapons, it could stimulate neighbors to build or acquire their own nuclear weapons. For example, Saudi leaders have dropped several hints recently that they will not stand idly by as Iran develops nuclear weapons. The speculation is that Saudi Arabia could call on Pakistan to transfer some nuclear weapons or even help Saudi Arabia develop the infrastructure to eventually make its own fissile material for such weapons. Pakistan is the alleged potential supplier state because of stories that Saudi Arabia had helped finance Pakistan’s nuclear weapons program and thus, Islamabad owes Riyadh for this assistance. Moreover, Pakistan remains outside the Non-Proliferation Treaty and therefore would not have the treaty constraint as a brake on nuclear weapons transfer. Furthermore, one could imagine a possible nuclear cascade involving the United Arab Emirates, Jordan, and Egypt, all states that are developing or considering developing nuclear power programs. This proliferation chain reaction would likely then undermine Iran’s security and make the Middle East further prone to potential nuclear weapons use.
I would propose for the West to act optimistically and trust but verify Iran’s claim that its nuclear program is purely for peaceful purposes. The interim deal that was recently reached between Iran and the P5+1 (the United States, Russia, France, China, United Kingdom, and the European Union) is encouraging in that it places a temporary halt on some Iranian activities such as construction of the 40 MW reactor at Arak, the further enrichment of uranium to 20 percent uranium-235 (which is about 70 percent of the work needed to reach the weapons-grade level of 90 percent uranium-235), and continued expansion of the enrichment facilities. Iran also has become more open to the IAEA’s inspections. But these are measures that can be readily reversed if the next deal cannot be negotiated within the next several months. Iran is taking these actions in order to get relief from some economic sanctions.
Without getting into the complexities of the U.S. and Iranian domestic politics as well as international political considerations, I want to outline in the remaining part of this president’s message a research agenda for engineers and scientists. I offer FAS as a platform for these technical experts to publish their analyses and communicate their findings. Specifically, FAS will create a network of experts to assess the Iranian nuclear issues, publish their work on FAS.org, and convene roundtables and briefings for executive and legislative branch officials.
Let’s look at the rich research agenda, which is intended to provide Iran with access to a suite of peaceful nuclear activities while still putting limits on the latent weapons capacity of the peaceful program. By doing so, we can engender trust with Iranians, but this will hinge on adequate means to detect breakout into a nuclear weapons program.
First, consider the scale of Iran’s uranium enrichment program. It is still relatively small, only about a tenth of the capacity needed to make enough low enriched uranium for even the one commercial nuclear plant at Bushehr. Russia has a contract with Iran for ten years of fuel supply to Bushehr. If both sides can extend that agreement over the 40 or more years of the life of the plant, then Iran would not have the rationale for a large enrichment capacity based on that one nuclear plant. However, Iran has plans for a major expansion of nuclear power. Would it be cost effective for Iran to enrich its own uranium for these power plants? The short answer is no, but because of Iranian concerns about being shut out of the international enrichment market and because of Iranian pride in having achieved even a modestly sized enrichment capacity, Iranian leaders will not give up enrichment. I would suggest that a research task for technical experts is to work with Iran to develop effective multi-layer assurances for nuclear fuel. Another task is to assess what capacity of enrichment is appropriate for the existing and under construction research and isotope production reactors or for smaller power reactors. These reactors require far less enrichment capacity than a large nuclear power plant. A first order estimate is that Iran already has the right amount of enrichment capacity to fuel the current and planned for research reactors. But nuclear engineers and physicists can and should perform more detailed calculations.
One reactor under construction has posed a vexing challenge; this is the 40 MW reactor being built at Arak. The concern is that Iran has planned to use heavy water as the moderator and natural uranium as the fuel for this reactor. (Heavy water is composed of deuterium, a heavy form of hydrogen with a proton and neutron in its nucleus, rather than the more abundant “normal” hydrogen, with a proton in its nucleus, which composes the hydrogen atoms in “light” or ordinary water.) A heavy water reactor can produce more plutonium per unit of power than a light water reactor because there are more neutrons available during reactor operations to be absorbed by uranium-238 to produce plutonium-239, a fissile material. The research task is to develop reactor core designs that either use light water or use heavy water with enriched uranium. The light water reactor would have to use enriched uranium in order to operate. A heavy water reactor could also make use of enriched uranium in order to reduce the available neutrons. Another consideration for nuclear engineers who are researching how to reduce the proliferation potential of this reactor is to determine how to lower the power rating, while still providing enough power for Iran to carry out necessary isotope production services and scientific research with the reactor. The 40 MW thermal power rating implies that if operated at near full power for a year, this reactor can make one to two bombs’ worth of plutonium annually. Another research problem is to design the reactor so that it is very difficult to use in an operational mode to produce weapons-grade plutonium. Safeguards and monitoring are essential mechanisms to forestall such production but might not be adequate. Here again, research into proliferation-resistant reactor designs would shed light on this problem.
Regarding isotope production, further research and development would be useful to figure out if non-reactor alternative technologies such as particle accelerators can produce the needed isotopes at a reasonable cost. Derek Updegraff and Pierce Corden of the American Association of the Advanced of Science have been investigating alternative production methods. Science progresses faster when additional researchers investigate similar issues. Thus, this research task could bear considerable fruit if teams can develop cost effective non-reactor means to produce medical and other industrial isotopes in bulk (or whatever quantity is required). If such development is successful, Iran and other countries could retire isotope production reactors that could pose latent proliferation concerns.
Finally, I will underscore perhaps the biggest research challenge: how to ensure that the Iranian nuclear program is adequately safeguarded and monitored. One of the next important steps for Iran is to apply a more rigorous safeguards system called the Additional Protocol and for a period of time, perhaps from five to ten years, apply inspection measures that go beyond the requirements of the Additional Protocol in order to instill confidence in the peaceful nature of Iran’s nuclear program. Dozens of states have ratified the Additional Protocol, which requires the IAEA to assess whether there are any undeclared nuclear material and facilities in the country being inspected. The Additional Protocol was formed in response to the finding in 1991 in Iraq that Saddam Hussein’s nuclear technicians were getting close to producing fissile material for nuclear weapons, despite the fact that Iraq was subject to regular IAEA inspections of its declared nuclear material and facilities. The undeclared facilities were often physically near declared facilities. There are concerns that given the large land area of Iran, clandestine nuclear facilities might go unnoticed by the IAEA or other means of detection and thus pose a significant risk for proliferation. The research task is to find out if there are effective means to find such clandestine facilities and to provide enough warning before Iran would be able to make enough fissile material and form it into bombs.
A key consideration of any part of this research agenda is how to cooperate with Iranian counterparts. For this plan to be acceptable and achievable, Iranian engineers, scientists, and leaders must own these concepts and believe that the plan supports their objectives to have a legitimate nuclear program that can generate electricity, produce isotopes for medical and industrial purposes, and provide other peaceful benefits including scientific research. Thus, we will need to leverage earlier and ongoing outreach to Iran by organizations such as the Pugwash Conferences on Science and World Affairs, the U.S. National Academy of Sciences, the American Association for the Advance of Science, and the Richard M. Lounsbery Foundation. Future workshops with Iranian counterparts are essential and companion studies by these counterparts would further advance the cause of legitimizing the Iranian nuclear program.
Several scientists and other technically trained experts in the United States have already been assessing aspects of this agenda as I indicated above with the mention of Updegraff and Corden’s research. Also, without meaning to slight anyone I may not know of or forget to mention, I would call out David Albright and his team at the Institute for Science and International Security, Richard Garwin of IBM, Frank von Hippel and colleagues at Princeton University, and Scott Kemp of MIT. This group is doing insightful work, but I believe that getting more engineers and scientists involved would bring more diverse ideas and more technical expertise to bear on this challenge to international security.
Engineers and scientists have a fundamental role to play in explaining the technical options to policy makers. For FAS, in particular, such work will help revitalize the organization as a true federation of scientists and engineers dedicated to devoting their talents to a more secure and safer world. FAS invites you to contact us if you have skills and knowledge you want to contribute to this proposal to help ensure Iran’s nuclear program remains peaceful.
Charles D. Ferguson, Ph.D.
President, Federation of American Scientists
A Citizen Approach to Nonproliferation
Have you ever watched a football match where thousands of attendees witness an event that the officials missed? Sometimes there is wisdom in the crowd, especially a crowd who understand the rules of the game. Officials, no matter how dedicated and hardworking they may be, cannot be everywhere or look everywhere at every moment. Indeed, sometimes just one set of eyes can call attention to what should have been obvious or would have been missed.
Consider the individual with administrative responsibilities working for an import/export company who has been told that the company works on the acquisition of farming equipment. Invoices and shipment information cross their desk for large diameter carbon fiber tubes or those made from maraging steel or high-speed electronics, potential items for a gas centrifuge uranium enrichment facility or nuclear weapons detonation fire sets. Maybe they are laborers in the company’s receiving facility and are responsible for uncrating and repackaging these purchases. They are witnesses to illegal activities and, if they remain uninformed, these individuals would simply go about their everyday tasks.
Shouldn’t we consider a way to reach the citizens of the world to make the world a safer place? Shouldn’t we explore how the power of the web and crowdsourcing might have a profound impact in the area of nonproliferation? Part of the power of the web is how inexpensive it is to explore concepts and allow users to vote with their participation and support.
This article describes the concept of Citizen Sensor1, which aims at leveraging citizens around the world to further strengthen the nonproliferation and international safeguard regime. Start by imagining a world with new and inexpensive methods of vigilance against the spread of nuclear weapons by producing as many knowledgeable citizens as possible – using the observations of crowds and attentive individuals through the power of the web.
The detection of undeclared nuclear facilities and nuclear weapons programs is unequivocally the greatest challenge facing the International Atomic Energy Agency. The common theme for all nuclear nonproliferation challenges is the exposure of people to information, but they are often unaware of the actual application or nature of their work or of the items and activities they see. Or, even if they are aware, they are not sure where to turn to or how to safely inform others. By using the web as both an education tool and a reporting platform, Citizen Sensor aims to alert them to this type of threat, instruct them on how they can help with early detection through education and vigilance and share their knowledge to try to deter those who seek to create a nuclear weapon or other weapons of mass destruction. From the proposed website: “The problem of nuclear proliferation is much like a puzzle – one piece of the puzzle may not show you much, but a collection of pieces will. By combining even seemingly innocuous pieces of information we can help deter nuclear threats and provide nuclear security for the world at large.”
Elements of the Internet-based Citizen Sensor Culture
A variety of potential elements could influence the creation of the Citizen Sensor. These include:
- Proliferation indicator training – What are the most important signs that might indicate proliferation is happening and how do you watch for them? Citizen Sensor would educate the web-based community as a formidable mechanism for early detection of the construction of clandestine nuclear facilities and discovery of weaponization activities. The website would allow education through words and pictures.
- “Neighborhood Watch” as a sharing platform – Post your evidence/suspicions anonymously or signed for discussion and analysis by the crowd.
- “Amber” or “911” type alert for urgent real-time events – If nuclear or radiological material or sensitive information goes missing, mobilize people to help law enforcement find them.
- “Suggestion” box – What are your ideas on how to improve a Citizen Sensor website?
- Testimonials – What supporting activities can be shared with the general public in order to encourage this work?
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The concept of Citizen Sensor reaches beyond its website; it would leverage information and capabilities on other websites (such as the IAEA, Google Earth, and Wikipedia) and it will develop an international culture of informed training, watchfulness, and reflection regarding proliferation, coupled with statistical and social science analysis of the information exchanges and discussions that transpire.
Citizen Sensor would include tools for education, information discovery, and anonymous reporting, and could serve as a test bed for other researchers to experiment with specific data processing and social science techniques. These include incentives for the public to participate and methods to screen for incorrect information.
Training modules on all elements of the nuclear fuel cycle, single/dual use items, and aspects of weaponization would be developed, along with search tools to allow users to discover any linkages/matches from their “found” information to be translated into written and/or visual knowledge.
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A successful Citizen Sensor website would catalyze a watchful and credible culture of citizen sensors – a worldwide community that produces potential actionable threats and concerns that those with authority and power would consider and act upon. It could be a significant deterrent to proliferators, as it targets the very human resources they count on.
As smart phones continue to grow in computational and sensor capability, new applications continue to arise. GammaPix™ works with the camera of iPhones2 and Android-based3 smart phones to detect radioactivity. The app allows you to measure radioactivity levels wherever you are and determine if your local environment is safe. The app can be used for the detection of radioactivity in everyday life such as exposure on airplanes, from medical patients, or from contaminated products. GammaPix™ can also be used to detect hazards resulting from unusual events like nuclear accidents (such as Fukushima), a terrorist attack by a dirty bomb, or quietly placed and potentially dangerous radioactive sources. As this technology becomes more widespread, a way to gather, process, and post the information is needed. Educating the public on its limitations is just as important as its capabilities, and Citizen Sensor website could potentially accomplish both aspects.
If Citizen Sensor had already been operational, perhaps it could have helped during the 2013 theft in Mexico of a cobalt-60 radioactive source. The thieves apparently had not been aware of what they had stolen, but what if they had been interested in making a radiological dispersal device? Just as an Amber Alert aims to help officials find a missing child or a 911 call is used for emergencies in the United States, perhaps a Citizen Sensor alert could help find missing radioactive materials.
Through the Comprehensive Test Ban Treaty Organization, the world is building a surveillance network to detect nuclear tests. According to an article in the Washington Post, “the nearly-completed International Monitoring System is proving adept at tasks its inventors never imagined. The system’s scores of listening stations continuously eavesdrop on Earth itself, offering clues about man-made and natural disasters as well as a window into some of nature’s most mysterious processes.”4 What might thousands of people, educated observers, and radioactivity-detecting smart phones find?
Requirements
Citizen Sensor must be as open as possible, without any government affiliation, by hosting through a non-governmental organization. It must be unencumbered by government policy and/or regulations. It must be responsive to current events and actively maintain updated information. Knowledgeable developers of websites and training modules for nuclear fuel cycle facilities, proliferation indicators, and sustained funding are all key factors for any chance of success.
The effort must be international and multi-lingual with capabilities that evolve over time as experience and suggestions drive its future. Contributions can be either public posts or private messages and can be either anonymous or signed. It is certain there will be false positives, and issues and concerns that do not point to proliferation activity. Both the culture and software must be structured to minimize false positives and protect it and contributors from the ramifications of false positives. It will also act as a nexus for discovery tools at other websites offering maps, images, knowledge, and analysis tools.
The challenge that is faced is the support (financial and skills) to make this concept a reality. This includes recruiting scientific talent to populate educational modules, website creation and operators and methods to promote the Citizen Sensor and its potential to educate citizens about the nature of nuclear materials and proliferation.
Editor’s Note
If interested, please send feedback and ideas to citizensensor@inl.gov.
Mark Schanfein joined Idaho National Laboratory (INL) in September 2008, as their Senior Nonproliferation Advisor, after a 20-year career at Los Alamos National Laboratory where, in his last role, he served as Program Manager for Nonproliferation and Security Technology. He served as a technical expert on the ground in the DPRK during the disablement activities resulting from the 6-Party Talks. Mark has eight years of experience working at the International Atomic Energy Agency in Vienna, Austria, in the Department of Safeguards where he served four years as a safeguards inspector and as Inspection Group Leader in Operations C, and four years as the Unit Head for Unattended Monitoring Systems (UMS) in Technical Support. In this position he was responsible for the installation of all IAEA unattended systems in nuclear fuel cycle facilities worldwide.
With over 30 years of experience in international and domestic safeguards, his current focus is on conducting R&D to develop the foundation for effective international safeguards on pyroprocessing facilities and solutions to other novel safeguards challenges.
Steven Piet has worked 31 years at Idaho National Laboratory. He earned the Bachelors, Masters, and Doctor of Science degrees in nuclear engineering from the Massachusetts Institute of Technology (MIT). He has 57 peer-reviewed journal articles and is author or co-author of 3 book chapters – in the fields of nuclear fuel cycles, fusion safety and technology, environmental science and decision making, and stakeholder assessment and decision making. For the nuclear fuel cycle program, he framed questions, searched for broadly acceptable and flexible solutions, promoted consensus on criteria, evaluated trade-offs, and identified R&D needs and possibilities to improve concepts; and was responsible for development of the world-leading multi-institution fuel cycle system dynamic model VISION. For the Generation IV advanced nuclear power program, his lab-university team diagnosed public/stakeholder issues and heuristics.
He has also been a Toastmaster for almost 9 years and has attained the educational achievement level of “Distinguished Toastmaster,” which less than 1% of Toastmasters achieve. As Club President, his club achieved President’s Distinguished Status. He was recognized as Area Governor of the year (2011-2012) and Division Governor of the year (2012-2013) and now serves as District Lt Governor of Marketing.