New START 2017: Russia Decreasing, US Increasing Deployed Warheads

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By Hans M. Kristensen

The latest set of New START aggregate data released by the US State Department shows that Russia is decreasing its number of deployed strategic warheads while the United States is increasing the number of warheads it deploys on its strategic forces.

The Russian reduction, which was counted as of March 1, 2017, is a welcoming development following its near-continuous increase of deployed strategic warheads compared with 2013. Bus as I previously concluded, the increase was a fluctuation caused by introduction of new launchers, particularly the Borei-class SSBN.

The US increase, similarly, does not represent a buildup – a mischaracterization used by some to describe the earlier Russian increase – but a fluctuation caused by the force loading on the Ohio-class SSBNs.

Strategic Warheads

The data shows that Russia as of March 1, 2017 deployed 1,765 strategic warheads, down by 31 warheads compared with October 2016. That means Russia is counted as deploying 228 strategic warheads more than when New START went into force in February 2011. It will have to offload an additional 215 warheads before February 2018 to meet the treaty limit. That will not be a problem.

The number of Russian warheads counted by the New START treaty is only a small portion of its total inventory of warheads. We estimate that Russia has a military stockpile of 4,300 warheads with more retired warheads in reserve for a total inventory of 7,000 warheads.

The United States was counted as deploying 1,411 strategic warheads as of March 1, 2017, an increase of 44 warheads compared with the 1,367 strategic deployed warheads counted in October 2016. The United States is currently below the treaty limit and can add another 139 warheads before the treaty enters into effect in February 2018.

The number of US warheads counted by the New START treaty is only a small portion of its total inventory of warheads. We estimate that the United States has a military stockpile of 4,000 warheads with more retired warheads in reserve for a total inventory of 6,800 warheads.

Strategic Launchers

The New START data shows that Russia as of March 1, 2017 deployed 523 strategic launchers, an increase of 15 launchers compared with October 2016. That means Russia has two (2) more launched deployed today than when New START entered into force in February 2011.

Russia could hypothetically increase its force structure by another 177 launchers over the next ten months and still be in compliance with New START. But its current nuclear modernization program is not capable of doing so.

Under the treaty, Russia is allowed to have a total of 800 deployed and non-deployed strategic launchers. The data shows that it currently has 816, only 16 above the treaty limit. That means Russia overall has scrapped 49 total launchers (deployed and non-deployed) since New START was signed in February 2011.

The United States is counted as deploying 673 strategic launchers as of March 1, 2017, a decrease of eight (8) launchers compared with October 2016. That means the United States has reduced its force structure by 209 deployed strategic launchers since February 2011.

The US reduction has been achieved by stripping essentially all excess bombers of nuclear equipment, reducing the ICBM force to roughly 400, and making significant progress on reducing the number of launch tubes on each SSBN from 24 to 20.

The United States is below the limit for strategic launchers and could hypothetically add another 27 launchers, a capability it currently has. Overall, the United States has scrapped 304 total launchers (deployed and non-deployed) since the treaty entered into force in February 2011, most of which were so-called phantom launchers that were retired but still contained equipment that made them accountable under the treaty.

The United States currently is counted as having 820 deployed and non-deployed strategic launchers. It will need to destroy another 20 to be in compliance with New START by February 2018.

Conclusions and Outlook

Both Russia and the United States are on track to meet the limits of the New START treaty by February 2018. The latest aggregate data shows that Russia is again reducing its deployed strategic warheads and both countries are already below the treaty’s limit for deployed strategic launchers.

In a notorious phone call between Russian President Vladimir Putin and US President Donald Trump, the Russian president reportedly raised the possibility of extending the New START treaty by another five years beyond 2021. But Trump apparently brushed aside the offer saying New START was a bad deal. After the call, Trump said the United States had “fallen behind on nuclear weapons capacity.”

In reality, the United States has not fallen behind but has 150 strategic launchers more than Russia. The New START treaty is not a “bad deal” but an essential tool to provide transparency of strategic nuclear forces and keeping a lid on the size of the arsenals. Russia and the United States should move forward without hesitation to extend the treaty by another five years.

Additional resources:

This publication was made possible by a grant from the New Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

In Reuters Interview President Trump Flunks Nuclear 101

President Donald Trump in an interview with Reuters today demonstrated an astounding lack of knowledge about basic nuclear weapons issues.

According to Reuters Trump said he wanted to build up the US nuclear arsenal to ensure it is at the “top of the pack.” He said the United States has “fallen behind on nuclear weapons capacity.”

Building up the US nuclear arsenal would be an unnecessary, unaffordable, and counterproductive move. It is unnecessary because the US military already has more nuclear weapons than it needs to meet US national and international security commitments. It would be unaffordable because the Pentagon will have problems paying for the nuclear modernization program initiated by the Obama administration. And it is counterproductive because it would further fuel nuclear buildups in other nuclear weapon states.

The claim that the US has “fallen behind on its nuclear weapons capacity” is also wrong; the US has the nuclear weapons capability it needs to meet its national and international security commitments. All nuclear-armed states have different nuclear weapons capacities depending on their individual needs. Nuclear planning is not a race but a strategy.

In terms of capacity, the United States is already at the “top of the pack” with highly capable nuclear forces that are backed up by overwhelming conventional forces. See here how the US nuclear arsenal compares with other nuclear-armed states.

Trump also called the New START Treaty “a one-sided deal” and a “bad deal.” Once again he is wrong. The treaty has equal limits for both the United States and Russia: by February 2018, neither side can have more than 1,550 warheads on 700 deployed launchers and no more than 800 total deployed and non-deployed launchers.

Next month the new bi-annual aggregate data set will be published; the previous one from September 2016 showed Russia with 1,796 warheads on 508 launchers compared with the United States with 1,367 warheads on 681 launchers.

Some people got very excited about that saying the larger number of Russian deployed warheads somehow gave Russia an advantage and showed they didn’t intend to comply with the treaty. Warheads can be moved on and off launchers relatively quickly; the important number is the number of launchers where the US was counted with 173 more than Russia.

Indeed, according to the Pentagon and Intelligence Community, Russia “would not be able to achieve a militarily significant advantage by any plausible expansion of its strategic nuclear forces, even in a cheating or breakout scenario under the New START Treaty…” (Emphasis added.)

But nitpicking about numbers misses the bigger point: the New START treaty was signed with overwhelming support from the US military, Congress, former officials, and experts because the treaty caps the nuclear forces of both countries and continues an important on-site verification system and data exchange.

President Trump may have been briefed by the Pentagon on his role in the nuclear war plan. But his latest interview with Reuters shows that he urgently needs to be briefed on the status of US nuclear forces, other nuclear-armed states, and the basics of the arms control treaties the United States has signed. But that briefing needs to be done outside the White House bubble and include bi-partisan and independent input. Otherwise all indication are that President Trump will be extraordinarily poorly equipped to make informed decisions about the nuclear policy.

Additional resources:

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

In Reuters Interview President Trump Flunks Nuclear 101

President Donald Trump in an interview with Reuters today demonstrated an astounding lack of knowledge about basic nuclear weapons issues.

According to Reuters Trump said he wanted to build up the US nuclear arsenal to ensure it is at the “top of the pack.” He said the United States has “fallen behind on nuclear weapons capacity.”

Building up the US nuclear arsenal would be an unnecessary, unaffordable, and counterproductive move. It is unnecessary because the US military already has more nuclear weapons than it needs to meet US national and international security commitments. It would be unaffordable because the Pentagon will have problems paying for the nuclear modernization program initiated by the Obama administration. And it is counterproductive because it would further fuel nuclear buildups in other nuclear weapon states.

The claim that the US has “fallen behind on its nuclear weapons capacity” is also wrong; the US has the nuclear weapons capability it needs to meet its national and international security commitments. All nuclear-armed states have different nuclear weapons capacities depending on their individual needs. Nuclear planning is not a race but a strategy.

In terms of capacity, the United States is already at the “top of the pack” with highly capable nuclear forces that are backed up by overwhelming conventional forces. See here how the US nuclear arsenal compares with other nuclear-armed states.

Trump also called the New START Treaty “a one-sided deal” and a “bad deal.” Once again he is wrong. The treaty has equal limits for both the United States and Russia: by February 2018, neither side can have more than 1,550 warheads on 700 deployed launchers and no more than 800 total deployed and non-deployed launchers.

Next month the new bi-annual aggregate data set will be published; the previous one from September 2016 showed Russia with 1,796 warheads on 508 launchers compared with the United States with 1,367 warheads on 681 launchers.

Some people got very excited about that saying the larger number of Russian deployed warheads somehow gave Russia an advantage and showed they didn’t intend to comply with the treaty. Warheads can be moved on and off launchers relatively quickly; the important number is the number of launchers where the US was counted with 173 more than Russia.

Indeed, according to the Pentagon and Intelligence Community, Russia “would not be able to achieve a militarily significant advantage by any plausible expansion of its strategic nuclear forces, even in a cheating or breakout scenario under the New START Treaty…” (Emphasis added.)

But nitpicking about numbers misses the bigger point: the New START treaty was signed with overwhelming support from the US military, Congress, former officials, and experts because the treaty caps the nuclear forces of both countries and continues an important on-site verification system and data exchange.

President Trump may have been briefed by the Pentagon on his role in the nuclear war plan. But his latest interview with Reuters shows that he urgently needs to be briefed on the status of US nuclear forces, other nuclear-armed states, and the basics of the arms control treaties the United States has signed. But that briefing needs to be done outside the White House bubble and include bi-partisan and independent input. Otherwise all indication are that President Trump will be extraordinarily poorly equipped to make informed decisions about the nuclear policy.

Additional resources:

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Two Views of the Open Skies Treaty

Russian surveillance of military facilities under the Open Skies Treaty is problematic for the security of U.S. nuclear forces, a U.S. Air Force general told Congress last year. No, it is not, a U.S. Navy admiral said.

Those two disparate views were offered in response to a question for the record from Rep. Mike Coffman (R-CO) following a hearing of the House Armed Services Committee last year.

“Several Defense officials have expressed concerns about Russia’s intent to use advanced digital sensors to collect imagery under the Open Skies Treaty,” Rep. Coffman said. “Is this a significant concern for our nuclear forces?”

“Intelligence collection against our nuclear forces is always a concern,” replied Gen. Robin Rand, commander of the U.S. Air Force Global Strike Command.

“The imaging system to be placed on the Tu-214 and Tu-154 is already in use on Russian aircraft flying Open Skies missions over Europe. The new system possesses greater range and an advanced digital processing capability, providing a significant increase in the number of images that can be collected. This digital capability, through post mission image refinement of raw image data, could potentially enable the Russians to violate the treaty by keeping the raw image data and later using advanced digital image enhancement techniques to refine resolution beyond that allowed in the treaty,” Gen. Rand wrote (at p. 105).

But the same question from Rep. Coffman about the potential threat from improved Russian sensors elicited a substantially different response from VADM Terry Benedict, director of Navy Strategic Systems Programs.

“I do not believe this is a significant concern to our nuclear forces. The resolution of Open Skies imagery is similar to that available in commercial satellite imagery,” VADM Benedict wrote (at p. 106).

Moreover, he added, “All State Parties have the right under the Treaty to certify new sensors and aircraft. The United States and several of our Allies are in various stages of acquiring new digital sensors. The information Russia gleans from Open Skies is of only incremental value in addition to Russia’s other means of intelligence gathering.”

The two responses serve to illustrate the inconvenient reality that many questions of national security policy do not have simple, unequivocal answers. Views that would seem to be authoritative may be contradicted by other assessments that are equally authoritative. Reconciling the contradiction, or overcoming it, requires further investigation. And even that may not be sufficient.

Rep. Coffman’s exchange with Gen. Rand and VADM Benedict appeared in a hearing volume published last month on Fiscal Year 2017 Budget Request for Department of Defense Nuclear Forces, March 2, 2016, which also contains material of interest on nuclear weapons modernization programs, projected costs, and other policy matters.

Related issues were also discussed in another House Armed Services Committee hearing volume that was published last month. See U.S. Strategic Forces Posture, February 24, 2016.

Obama Administration Announces Unilateral Nuclear Weapon Cuts

By Hans M. Kristensen

The Obama administration has unilaterally cut the number of nuclear weapons in the Pentagon’s nuclear weapons stockpile to 4,018 warheads, a reduction of 553 warheads since September 2015.

The reduction was disclosed by Vice President Joe Biden during a speech at the Carnegie Endowment for International Peace earlier today.

This means that the Obama administration during its two terms has reduced the US nuclear weapons stockpile by 1,255 weapons compared with the size at the end of the George W. Bush administration – a number greater than the estimated number of warheads in the arsenals of Britain, China, France, India, Israel, North Korea, and Pakistan combined.

Stockpile Reductions In Context

The Obama administration’s additional unilateral cut shows up as a small dip on the graph of US nuclear weapons stockpile changes since 1945 (see figure below; graph corrected Sep 2017).

Graph corrected September 2017. Click to view full size.

Even so, the Obama administration still holds the position of being the administration that has cut the least warheads from the stockpile compared with other post-Cold War presidencies.

Part of the reason for this is that the overall size of the stockpile today is much smaller than two decades ago, so one would expect new warhead cuts to also be smaller. But this is only partially true because the George W. Bush administration cut significantly more warheads from the stockpile than the Clinton administration.

In fact, it is still the case that Republican presidents in the post-Cold War period have cut many more warheads from the stockpile than have Democratic presidents: 14,801 versus 4,437.

Even so, the latest cut means that the Obama administration has managed to surpass (barely) the Clinton administration in terms of how much it reduced the stockpile (24 percent versus 23 percent) (see figure below).

reductionbypresidents

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Reducing the Hedge

The administration has not disclosed what types of warheads were cut from the stockpile or what part of it they were taken from. We estimate that the warheads were taken from the inactive reserve of non-deployed warheads that are stored to provide a “hedge” against technical failure of a warhead type or to respond to geopolitical surprises.

The 2013 Nuclear Employment Strategy determined that the hedge was too big and that it was only necessary to hedge against technical warhead failure. That hedge would also serve as a geopolitical hedge. As a result, several hundred hedge warheads were no longer needed.

So the 553 cut warheads probably include excess W76, B61, and B83 warheads that were scheduled to be retired anyway as a result of changes to the nuclear war plans and the ongoing warhead life-extension programs. [Update 011317: In addition to excess W76s, the cut might also include the W84 warhead that previously armed the Ground Launch Cruise Missile. The W84 was retired once but brought back into the stockpile as a potential warhead candidate for the LRSO. But after the W80 was selected as the LRSO warhead, the W84 might have met its doom (House conservatives tried to prohibit dismantlement of the W84 in the FY2017 defense bill but the effort didn’t survive the final cut). Yet there were fewer than 400 W84s produced, so the 553 cut (“almost 500 warheads for dismantlement on top of those previously scheduled for retirement”) would have to include other warhead types as well. Those could potentially also include excess W78 ICBM warheads. Any potential B61s would likely be minimal because they await production of the B61-12.]

The Growing Dismantlement Queue

The cut adds significantly to the large inventory of retired (but still intact) warheads that are awaiting dismantlement. Secretary of State John Kerry announced in April 2015 that the retirement queue included some 2,500 warheads. Vice President Biden announced that the number has since grown to about 2,800 warheads.

Biden also announced that the Obama administration during its eight years in office had dismantled 2,226 warheads. That indicates that about 250 warheads were dismantled in the last year.

The administration has promised that all the warheads that were retired prior to 2009 will be dismantled by 2021 (in reality some warheads already dismantled were retired after 2009). But with the average rate of about 278 warheads dismantled per year during the Obama administration, it will take until 2026 to dismantle the current backlog of retired warheads.

Political and Strategic Implications

The Obama administration must be congratulated on taking additional steps to unilaterally reduce the US nuclear weapons stockpile and improve its nuclear arms reduction legacy.

This will help the US position at the Preparatory Conference for the nuclear Non-Proliferation Treaty (NPT) later this spring and will increase pressure on the other nuclear-weapons states party to the treaty (Russia, China, France, and Britain) to also take new initiatives – even without formal arms negotiations.

The Obama administration also deserves praise for continuing to provide transparency of the US nuclear arsenal. Not only has it disclosed the history of the US nuclear stockpile and provided annual updates. It has also disclosed its warhead dismantlement history and declared how many retired warheads remain in the dismantlement queue. And it has declassified other chapters of the US nuclear history, including the number of nuclear weapons deployed at sea during the Cold War.

This transparency helps facilitate a debate about the history and future of nuclear weapons that is based on facts rather than rumors. Moreover, it helps increase the incentive for other nuclear-armed states to also be more transparent. If Britain and France were also to disclose their nuclear stockpile and dismantlement histories, the three Western nuclear powers would have a significantly stronger position from which to urge Russia and other nuclear-armed states to be more transparent about their arsenals.

At home, the Obama administration’s announcement about the additional nuclear cuts helps shine the light on the Trump administration and what its nuclear policies will be. Some will decry the Obama administration’s unilateral cut as weakening US military strength, but that would be wrong for several reasons.

First, the Obama administration has started a nuclear weapons modernization program that makes the George W. Bush administration pale in comparison.

Second, the cut reflects US military requirements. The Pentagon has long stated that even after the New START treaty is implemented next year, the United States will still have up to one-third more nuclear warheads deployed than is needed to meet US national and international commitments.

Russia currently has a nuclear weapons stockpile of nearly 4,500 warheads but is also reducing its nuclear arsenal (despite a temporary increase in deployed warheads counted under New START). While some commentators are obsessed with US-Russian nuclear parity, the Pentagon seems less interested in numbers and more interested in quality and in 2012 concluded:

The “Russian Federation…would not be able to achieve a militarily significant advantage by any plausible expansion of its strategic nuclear forces, even in a cheating or breakout scenario under the New START Treaty, primarily because of the inherent survivability of the planned U.S. Strategic force structure, particularly the OHIO-class ballistic missile submarines, a number of which are at sea at any given time.”

Instead, the Trump administration should continue the broad outline of the Obama administration’s nuclear policy of gradually but responsibly reducing the numbers and reliance on nuclear weapons while actively seeking to persuade other nuclear-armed states to follow the example.

Additional Information:

This publication was made possible by a grant from the New Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Jeremy J. Stone, 1935-2017

Jeremy J. Stone, a pioneering arms control advocate who served as president of the Federation of American Scientists (FAS) from 1970 to 2000, passed away on January 1, 2017 at his home in Carlsbad, California.

A mathematician by training, he turned to nuclear arms control in the early 1960s with a focus on preventing the development and deployment of anti-ballistic missile (ABM) systems due to their destabilizing potential. The Anti-Ballistic Missile Treaty, signed by the US and the USSR in 1972, was shaped in large part by Jeremy and his scientific colleagues, who collectively created the foundation for nuclear arms control in the last decades of the Cold War.

Jeremy jump-started the process of scientific exchange with China in the early 1970s. He was a prominent defender of dissident Soviet scientist Andrei Sakharov, and he instituted new mechanisms for monitoring and upholding the human rights of scientists around the globe. He discovered and helped terminate a CIA program to open U.S. mail.

All of these episodes, and many more, were vividly and insightfully described in his 1999 memoir “Every Man Should Try: Adventures of a Public Interest Activist”.

Jeremy was a chess-player, on and off the chess board. He took a strategic approach to his work and his life. He did not drift. He was always on his way towards one goal or another. He might take you with him if you were lucky.

He was a scintillating conversationalist who could successfully engage even the most tongue-tied staffer or physicist. He had a sophisticated sense of humor which he wielded skillfully — perhaps following the example of his early Hudson Institute boss, the nuclear strategist Herman Kahn — to disarm opponents and to make his own ideas more palatable to skeptical or hostile audiences.

He was lucky in love, having been married for 58 years to BJ (Yannet) Stone, a brilliant, beautiful and kind mathematician, who passed away in 2015.

He was an exceptionally capable talent-spotter, and he could see the latent potential in people that they could scarcely imagine in themselves. At the Federation of American Scientists, he gathered a group of scruffy young individuals of no particular academic pedigree or obvious distinction and he shined his peculiar light on them until they bloomed. He presented them (us) with enormously difficult problems — ballistic missile defense, nuclear proliferation, global arms sales, government secrecy — and challenged them to tackle those problems in creative new ways.

Of course, he was not without flaws. His intuitive powers, which usually made him uncommonly perceptive, occasionally hardened prematurely into convictions that proved to be unfounded. In one particularly lamentable episode, he suggested mistakenly that MIT physicist Philip Morrison, a Manhattan Project veteran and FAS founder, had once spied for the Soviet Union. Making such a false allegation could have been an unforgivable offense. But Morrison, himself a person of awesome depth and distinction, forgave him, although with some sadness.

More typically, Jeremy was a profoundly generous and thoughtful person. His intelligence and problem-solving abilities were often directed to meeting the needs of others — not just friends or employees (he once directed poorly dressed staff to buy some new clothes at his expense), but also casual acquaintances, foreigners, children and strangers. He knew how to give a gift, and he usually anticipated exactly what gift a particular person wanted or needed.

Above all, Jeremy was an institution builder, turning the Federation of American Scientists into a public interest platform of significant influence.

“FAS is a legitimate and prestigious scientific association,” wrote Secretary of State Henry Kissinger in a classified cable to the US Embassy in Japan in 1975. “Dr. Stone… is [a] highly regarded lobbyist on foreign policy and has wide contacts on the Hill. Embassy should have no reservations about facilitating his appointments in Japan,” Kissinger wrote.

By the time I showed up at FAS in 1989, the organization under Jeremy’s leadership had become a powerhouse of intelligent and effective advocacy in arms control and quite a few other areas. My own cohort included figures like John Pike, David Albright, Lora Lumpe, and the late Tom Longstreth, to name just a few. Wandering the halls of our Capitol Hill headquarters, I would sometimes run into Carl Sagan, former CIA director Bill Colby, Philip Morrison, Paul Nitze, former JFK aide Carl Kaysen, Ted Taylor, Dick Garwin, former Senator Alan Cranston, and you could never be sure who else. One day I literally collided with Hans Bethe in the hallway outside Jeremy’s office. (No particles were emitted.) Jeremy made all of that possible, providing a forum for scientists and others to participate in the national policy process and a strategic vision to guide them.

After leaving FAS, Jeremy pursued further adventures in conflict resolution as president of Catalytic Diplomacy, created a website in honor of his father, I.F. Stone, and advocated for independent journalism.

Will Trump Be Another Republican Nuclear Weapons Disarmer?

By Hans M. Kristensen

Republicans love nuclear weapons reductions, as long as they’re not proposed by a Democratic president.

That is the lesson from decades of US nuclear weapons and arms control management.

If that trend continues, then we can expect the new Donald Trump administration to reduce the US nuclear weapons arsenal more than the Obama administration did.

What? I know, it sounds strange but the record is very clear: During the post-Cold War era, Republication administrations have – by far – reduced the US nuclear weapons stockpile more than Democratic administrations (see graph below).

Even if we don’t count numbers of weapons (because arsenals have gotten smaller) but only look at by how much the nuclear stockpile was reduced, the history is clear: Republican presidents disarm more than Democrats (see graph below).

It’s somewhat of a mystery. Because Democratic presidents are generally seen to be more likely to propose nuclear weapons reductions. President Obama did so repeatedly. But when Democratic presidents have proposed reductions, the Republican opposition has normally objected forcefully. Yet Republican lawmakers won’t oppose reductions if they are proporsed by a Republican president.

Conversely, Democratic lawmakers will not opposed Republican reductions and nor will they oppose reductions proposed by a Democratic president.

As a result, if the Republicans control both the White House and Congress, as they do now after the 2016 election, the chance of significant reductions of nuclear weapons seems more likely.

Whether Donald Trump will continue the Republication tradition remains to be seen. US-Russian relations are different today than when the Bush administrations did their reductions. But both countries have far more nuclear weapons than they need for national security. And Trump would be strangely out of tune with long-held Republican policy and practice if he does not order a substantial reduction of the US nuclear weapons stockpile.

Perhaps he should use that legacy to try to reach an agreement with Russia to continue to reduce US and Russia nuclear arsenals to the benefit of both countries.

Further reading: Status of World Nuclear Forces

This publication was made possible by a grant from the New Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Human Factors in Verifying Warhead Dismantlement

Arms control agreements that envision the verified dismantlement of nuclear weapons require the availability of suitable technology to perform the verification. But they also depend on the good faith of the participants and a shared sense of confidence in the integrity of the verification process.

An exercise in demonstrated warhead dismantlement showed that such confidence could be easily disrupted. The exercise, sponsored by the United States and the United Kingdom in 2010 and 2011, was described in a recent paper by Los Alamos scientists. See Review of the U.S.-U.K. Warhead Monitored Dismantlement Exercise by Danielle Kristin Hauck and Iain Russell, Los Alamos National Laboratory, August 4, 2016.

Participants played the roles of the host nation, whose weapons were to be dismantled, and of the monitoring nation, whose representatives were there to verify dismantlement. Confusion and friction soon developed because “the host and monitoring parties had different expectations,” the authors reported.

“The monitoring party did not expect to justify its reasons for performing certain authentication tasks or to justify its rationale for recommending whether a piece of equipment should or should not be used in the monitoring regime. However, the host party expected to have an equal stake in authentication activities, in part because improperly handled authentication activities could result in wrongful non-verification of the treaty.”

“Attempts by the host team to be involved in the authentication activities, and requests for justifications of monitoring party decisions felt intrusive and controlling. Monitoring party rebuffs to the host team reduced the host’s confidence in the sincerity of the monitoring party for cooperative monitoring.”

What emerged is that verified dismantlement of nuclear weapons is not simply a technical problem, though it is also that.

New START Data Shows Russian Warhead Increase Before Expected Decrease

newstart2016-2

Click to view larger version

By Hans M. Kristensen

The latest set of so-called New START treaty aggregate data published by the U.S. State Department shows that Russia is continuing to increase the number of nuclear warheads it deploys on its declining inventory of strategic launchers.

Russia now has 259 warheads more deployed than when the treaty entered into force in 2011.

Rather than a nuclear build-up, however, the increase is a temporary fluctuation cause by introduction of new types of launchers that will be followed by retirement of older launchers before 2018. Russia’s compliance with the treaty is not in doubt.

In all other categories, the data shows that Russia and the United States continue to reduce the overall size of their strategic nuclear forces.

Strategic Warheads

The aggregate data shows that Russia has continued to increase its deployed strategic warheads since 2013 when it reached its lowest level of 1,400 warheads. Russian strategic launchers now carry 396 warheads more.

Overall, Russia has increase its deployed strategic warheads by 259 warheads since New START entered into force in 2011. Although it looks bad, it has no negative implications for strategic stability.

The Russian warhead increase is probably a temporary anomaly caused primarily by the fielding of additional new Borei-class ballistic missile submarines (SSBNs). The third boat of the class deployed to its new base on the Kamchatka Peninsula last month, joining another Borei SSBN that transferred to the Pacific in 2015.

The United States, in contrast, has continued to decrease its deployed strategic warheads. It dipped below the treaty limit in September 2015 but has continued to decrease its deployed warheads to 1,367 deployed strategic warheads

Overall, the United States has decreased its deployed strategic warheads by 433 since New START entered into force in February 2011.

As a result, the disparity in Russian and U.S. deployed strategic warheads is now greater than at any previous time since New START entered into force in 2011: 429 warheads.

It’s important to remind that the counted deployed strategic warheads only represent a portion of the two countries total warhead inventories; we estimate Russia and the United States each have roughly 4,500 warheads in their military stockpiles. The New START treaty only limits how many strategic weapons can be deployed but has no direct effect on the size of the total nuclear stockpiles.

borei3pacific092716

The Russian increase in deployed strategic warheads is temporary due to fielding of several new Borei-class ballistic missile submarines. This picture shows the Vladimir Monomakh arriving at the submarine base near Petropavlovsk on September 27, 2016.

Strategic Launchers

The aggregate data shows that both Russia and the United States continue to reduce their strategic launchers.

Russia has been below the treaty limit of 700 deployed strategic launchers since New START entered into force in 2011. Even so, it continues to reduce its strategic launchers. Thirteen deployed launchers have been removed since March 2016 and Russia overall now has 13 launchers fewer than in 2011.

Russia will have to dismantle another 47 launchers to meet the limit of 800 deployed and non-deployed launchers by February 2018. Those launchers will likely come from retirement of the remaining Delta III SSBNs, retirement of additional Soviet-era ICBMs, and destruction of empty excess ICBM silos.

The United States is not also for the first time below the limit for deployed strategic launchers. The latest data lists 681 launchers deployed, a reduction of 60 compared with March 2016. The reduction reflects the ongoing work to denuclearize excess B-52H bombers, deactivate four excess launch tubes on each SSBN, and remove ICBMs from 50 excess silos.

The United States still has a considerable advantage in deployed strategic launchers: 681 versus Russia’s 508. But the disparity of 173 launchers is smaller than it was six months ago. The United States will need to dismantle another 48 launchers to meet the treaty’s limit of 800 deployed and non-deployed strategic launchers by February 2018.

Strategic Context

The ongoing implementation of the New START treaty is one of the only remaining bright spots on the otherwise tense and deteriorating relationship between Russia and the United States. Despite the current increase of Russian deployed strategic warheads, which is temporary and will be followed by retirement of older systems in the next few years that will reduce the count, Russian compliance with the treaty by 2018 is not in doubt. And both countries continue to reduce their deployed and non-deployed strategic launchers.

In fact, the temporary warhead increase seems to be of little concern to U.S. military planners. DOD concluded in 2012 that Russia “would not be able to achieve a militarily significant advantage by any plausible expansion of its strategic nuclear forces, even in a cheating or breakout scenario under the New START Treaty…”

Equally important are the ongoing onsite inspections and notifications between the United States and Russia. The two countries have each carried out 103 inspections and exchanged 11,817 notifications since the treaty entered into force in 2011. These activities are increasingly important confidence-building measures.

Yet the modest reductions under the treaty must also be seen in the context of the extensive nuclear weapons modernization programs underway in both countries. Although these programs do not constitute a buildup of the overall nuclear arsenal, they are very comprehensive and reaffirm the determination by both Russia and the United States to retain large offensive nuclear arsenals at high levels of operational readiness.

Although those forces are significantly smaller than the arsenals that existed during the Cold War, they are nonetheless significantly larger than the arsenals of any other nuclear-armed state.

Moreover, New START contains no sub-limits, which enables both sides to take advantage of loopholes. Whereas the now-abandoned START II treaty banned multiple warheads (MIRV) on ICBMs, the New START treaty has no such limits, which enables Russia to incorporate MIRV on its new ICBMs and the United States to store hundreds of non-deployed warheads for re-MIRVing of its ICBMs. Russia is developing a new “heavy” ICBM with MIRV and the next U.S. ICBM (GBSD) will be capable of carrying MIRV as well.

Similarly, the “fake” bomber count of attributing only one deployed strategic weapon per bomber despite its capacity to carry many more has caused both sides to retain large inventories of non-deployed weapons to retain a quick upload capability with many hundreds of long-range nuclear cruise missiles. And both sides are developing new nuclear-armed cruise missiles.

How the two countries justify such large arsenals is somewhat of a mystery but seem to be mainly determined by the size of the other side’s arsenal. According to the U.S. State Department, the New START “limits are based on the rigorous analysis conducted by Department of Defense planners in support of the 2010 Nuclear Posture Review.”

Yet a recent GAO analysis of the 2010 NPR force structure found that “DOD officials were unable to provide us documentation of the NPR’s analysis of strategic force structure options that were considered.” Instead, STRATCOM, the Air Force and the Navy conducted their own analysis of options, which were discussed at senior-level meetings but not documented.

Both sides can easily reduce their nuclear forces further and increase security, reduce insecurity, and save money while doing so. Possible steps include: a five-year extension of the New START Treaty, lowering the limits of the existing treaty by one-third while maintaining the inspection regime, and taking unilateral steps to reduce the nuclear weapons modernization programs.

Additional information:

This publication was made possible by a grant from the New Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Non-Nuclear Bombers For Reassurance and Deterrence

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Two non-nuclear B-1 bombers accompanied by two Japanese F-16 fighters before heading to South Korea for a demonstration overflight with South Korean forces in response to North Korea’s recent nuclear test.

By Hans M. Kristensen

The U.S. Air Force today sent two non-nuclear B-1 bombers to overfly South Korea in response to North Korea’s recent nuclear test.

The operation coincides with the deployment of two non-nuclear B-1 bombers and a recently denuclearized B-52 bomber to Europe for exercise Ample Strike.

To be sure, nuclear bombers continue to deploy to both Asia and Europe, and U.S. strategic bombers have had the capability to deliver conventional weapons for many years.

But the use of exclusively non-nuclear strategic bombers in support of extended deterrence missions signals a new phase in U.S. military strategy that is part of an effort to reduce the role of nuclear weapons.

Korea: Non-Nuclear Bomber Deployment

The conventional B-1 overflight of Korea was explicitly described by U.S. Pacific Command as a “response to the recent nuclear test by North Korea.”

The two B-1s are from the 28th Bomb Wing at Ellsworth Air Force Base in South Dakota, which in August forward deployed a squadron of the bombers to Anderson AFB on Guam for several months of operations in the Pacific. The B-1s relieved nuclear-capable B-52 bombers that had operated from the base more or less continuously since 2004. Nuclear B-2 bombers also occasionally operate out of Guam.

Europe: Non-Nuclear Bomber Deployment

The B-1 overflight of South Korea coincides with the deployment of a non-nuclear bomber strike group to Europe for exercise Ample Strike. The group consists of two non-nuclear B-1 bombers from Dyess AFB and a recently denuclearized B-52 bomber from Barksdale AFB that operate out of the RAF Fairford base in the United Kingdom.

The B-52 that visited Slovakia prior to exercise Ample Strike was recently denuclearized under the New START treaty.

Converting Bombers to Non-Nuclear Missions

The non-nuclear strategic bombers sent on assurance and deterrence operations in Europe and Asia are part of conversion of formerly nuclear bombers to conventional-only capability.

The B-1 was removed from nuclear planning in 1997 when the B-2 entered the force. But the B-1 was retained in a Nuclear Rerole Plan under which it could be returned to the nuclear mission in six months if necessary. The rerole plan was canceled in 2003 but the B-1s still had equipment that made them accountable under the 2010 New START treaty. Eventually, the last B-1 was stripped of nuclear equipment in 2011.

The B-1 has been used as a bomber as part of the war on terrorism for years. But the bomber was recently equipped with the new long-range conventional JASSM cruise missile and integrated into Air Force Global Strike Command as a strategic strike bomber alongside the B-52 and B-2 bombers. Each B-1 can carry up to 24 JASSMs.

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The B-1 has been equipped to carry up to 24 long-range conventional JASSM cruise missiles and is being integrated into strategic strike planning.

The B-52 used in the ongoing Ample Strike exercise in Europe along with two non-nuclear B-1s was recently denuclearized as part of the implementation of the New START treaty. A total of 30 operational B-52s will be denuclearized before 2018 to reduce the number of deployed nuclear bombers to no more than 60.

B-52s have been able to launch Conventional Air Launched Cruise Missiles for many years but are now being converted to carry the JASSM and, in the case of 30 operational B-52s, being stripped of their nuclear capability. Each B-52 can carry up to 20 JASSMs.

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The B-52 is being upgraded to carry the long-range conventional JASSM cruise missile. This drop test in 2016 is part of a bomb bay upgrade to enable each B-52 to carry 20 JASSMs.

Reducing the Role of Nuclear Weapons

The two non-nuclear bomber operations are important because they follow the 2013 Nuclear Employments Strategy which, among other things, directed the military to “conduct deliberate planning for non-nuclear strike options to assess what objectives and effects could be achieved through integrated non-nuclear strike options…”

Although non-nuclear weapons are officially not seen as a substitute for nuclear weapons, the guidance stated that “planning for non-nuclear strike options is a central part of reducing the role of nuclear weapons.”

Advocates for building a new nuclear air-launched cruise missile (LRSO) argue old-fashionedly that the weapon is essential for providing assurance and deterrence in support of allies in Europe and Asia. But the recent non-nuclear bomber operations demonstrate that conventional bomber with conventional cruise missiles can also serve that mission – and already do.

This publication was made possible by a grant from the New Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Seeking Verifiable Destruction of Nuclear Warheads

A longstanding conundrum surrounding efforts to negotiate reductions in nuclear arsenals is how to verify the physical destruction of nuclear warheads to the satisfaction of an opposing party without disclosing classified weapons design information. Now some potential new solutions to this challenge are emerging.

Based on tests that were conducted by the Atomic Energy Commission in the 1960s in a program known as Cloudgap, U.S. officials determined at that time that secure and verifiable weapon dismantlement through visual inspection, radiation detection or material assay was a difficult and possibly insurmountable problem.

“If the United States were to demonstrate the destruction of nuclear weapons in existing AEC facilities following the concept which was tested, many items of classified weapon design information would be revealed even at the lowest level of intrusion,” according to a 1969 report on Demonstrated Destruction of Nuclear Weapons.

But in a newly published paper, researchers said they had devised a method that should, in principle, resolve the conundrum.

“We present a mechanism in the form of an interactive proof system that can validate the structure and composition of an object, such as a nuclear warhead, to arbitrary precision without revealing either its structure or composition. We introduce a tomographic method that simultaneously resolves both the geometric and isotopic makeup of an object. We also introduce a method of protecting information using a provably secure cryptographic hash that does not rely on electronics or software. These techniques, when combined with a suitable protocol, constitute an interactive proof system that could reject hoax items and clear authentic warheads with excellent sensitivity in reasonably short measurement times,” the authors wrote.

See Physical cryptographic verification of nuclear warheads by R. Scott Kemp, et al,Proceedings of the National Academy of Sciences, published online July 18.

More simply put, it’s “the first unspoofable warhead verification system for disarmament treaties — and it keeps weapon secrets too!” tweeted Kemp.

See also reporting in Science Magazine, New Scientist, and Phys.org.

In another recent attempt to address the same problem, “we show the viability of a fundamentally new approach to nuclear warhead verification that incorporates a zero-knowledge protocol, which is designed in such a way that sensitive information is never measured and so does not need to be hidden. We interrogate submitted items with energetic neutrons, making, in effect, differential measurements of both neutron transmission and emission. Calculations for scenarios in which material is diverted from a test object show that a high degree of discrimination can be achieved while revealing zero information.”

See A zero-knowledge protocol for nuclear warhead verification by Alexander Glaser, et al, Nature, 26 June 2014.

But the technology of nuclear disarmament and the politics of it are two different things.

For its part, the U.S. Department of Defense appears to see little prospect for significant negotiated nuclear reductions. In fact, at least for planning purposes, the Pentagon foresees an increasingly nuclear-armed world in decades to come.

A new DoD study of the Joint Operational Environment in the year 2035 avers that:

“The foundation for U.S. survival in a world of nuclear states is the credible capability to hold other nuclear great powers at risk, which will be complicated by the emergence of more capable, survivable, and numerous competitor nuclear forces. Therefore, the future Joint Force must be prepared to conduct National Strategic Deterrence. This includes leveraging layered missile defenses to complicate adversary nuclear planning; fielding U.S. nuclear forces capable of threatening the leadership, military forces, and industrial and economic assets of potential adversaries; and demonstrating the readiness of these forces through exercises and other flexible deterrent operations.”

See The Joint Operating Environment (JOE) 2035: The Joint Force in a Contested and Disordered World, Joint Chiefs of Staff, 14 July 2016.

Navy Builds Underground Nuclear Weapons Storage Facility; Seattle Busses Carry Warning

Seattle busses warn of largest nuclear weapons base. Click image to see full size.

The US Navy has quietly built a new $294 million underground nuclear weapons storage complex at the Strategic Weapons Facility Pacific (SWFPAC), a high-security base in Washington that stores and maintains the Trident II ballistic missiles and their nuclear warheads for the strategic submarine fleet operating in the Pacific Ocean.

The SWFPAC and the eight Ohio-class nuclear-powered ballistic missile submarines (SSBNs) homeported at the adjacent Bangor Submarine Base are located only 20 miles (32 kilometers) from downtown Seattle. The SWFPAC and submarines are thought to store more than 1,300 nuclear warheads with a combined explosive power equivalent to more than 14,000 Hiroshima bombs.

A similar base with six SSBNs is located at Kings Bay in Georgia on the US east coast, which houses the SWFLANT (Strategic Weapons Facility Atlantic) that appears to have a dirt-covered warhead storage facility instead of the underground complex built at SWFPAC. Of the 14 SSBNs in the US strategic submarine fleet, 12 are considered operational with 288 ballistic missiles capable of carrying 2,300 warheads. Normally 8-10 SSBNs are loaded with missiles carrying approximately 1,000 warheads.

To bring public attention to the close proximity of the largest operational nuclear stockpile in the United States, the local peace group Ground Zero Center for Nonviolent Action has bought advertisement space on 14 transit buses. The busses will carry the posters for the next eight weeks. FAS is honored to have assisted the group with information for its campaign.

The Limited Area Protection and Storage Complex

Although the new underground storage complex is not a secret – its existence has been reported in public navy documents since 2003 – it has largely escaped public attention until now.

The new complex is officially known as the Limited Area Protection and Storage Complex (LAPSC), or navy construction Project Number P973A. The complex was originally estimated to cost $110 million but ended up costing nearly $294 million.

The US Navy describes the complex as “a reinforced concrete, underground, multi-level re-entry body processing and storage facility” with “hardened floors, and hardened load-bearing walls and roof.” Glen Milner at the Ground Zero Center helped locate some of the budget documents. Other construction details provided by the navy further describe the complex as:

A 16,000-m2 [180,000 square feet] multi-level, underground, hardened, blast-resistant, reinforced concrete structure, with approximate dimensions of 110 meters long by 82 meters wide. Two tunnels (approximately 122 meters long, 6 meters wide, and 6 meters tall) will provide heavy vehicle access to and from the LAPSC. An aboveground portion of the facility will provide administrative and utility support spaces. Special features of the facility include: power-operated physical security and blast-resistant doors, TEMPEST shielded rooms, seven (7) overhead bridge cranes (2 ton capacity), three (3) elevators, lightning protection system, grounding system, liquid waste collection/retention system, emergency air purge system, fire protection systems, and multiple HVAC systems. This project will also provide a new 1000 kW emergency generator (enclosed within a new hardened, reinforced concrete structure), two security guard towers, lightning protection, utilities, and other site improvements. The existing Limited Area perimeter fence, security zone, and patrol roads will be expanded to encompass the new LAPSC.

The underground complex is similar to the general design of the large underground nuclear weapons storage facility Kirtland AFB in New Mexico, known as Kirtland Underground Munitions Storage Complex (KUMSC) – except KUMSC appears to be four times bigger than the SWFPAC complex. It appears to include 10 weapons storage bays (each 30 x 8 meters; 98 x 26 feet) where nuclear W76 and W88 warheads in their containers will be stored when they’re not deployed on submarines (see image analysis below).

New underground nuclear weapons storage site at Naval Base Kitsap. Click to view full size.

The primary building contractor, Ammann & Whitney, describes the unique blast doors and gas-tight features intended to ensure the safe storage and handling of the nuclear weapons:

The structures are reinforced concrete containment structures designed to withstand both interior and exterior explosions. All exterior penetrations and blast doors are gas-tight. There are a total of 24 blast doors; 12 are located in the above ground structures and 12 in the buried structure. All 12 doors in the above ground structures are subject to exterior blast loads while seven are subject to additional internal gas loads. Of the 12 doors in the buried structure, six doors are subject to blast loads from both sides, the remaining six are subject to blast loads from one side only but three must be gas-tight. Penetrations from the buried structure are blast resistant and gas-tight.

Design of the complex began in 2002, construction in 2007, and by 2009 the excavation and main outlines were clearly visible on satellite images. The complex was completed in 2012. Construction required enormous amounts of concrete. Over an 18-month period between December 2008 and mid-2010, for example, two hundred cement trucks entered the base every two weeks.

Nuclear weapon at SWFPAC were previously stored in above-ground earth-covered bunkers, or igloos, from where they were transported to two above-ground handling facilities for maintenance or for loading onto Trident II sea-launched ballistic missiles for deployment on operational SSBNs.

But the navy has concluded that a “single underground protected structure provides the most robust protection for fulfilling this mission against all threats.” With the completion of the underground complex, the old surface facilities (2 handling buildings and 21 igloos) will be demolished (see site outline above).

The US Navy plans to operate nuclear-armed ballistic missile submarines at Naval Base Kitsap at least through 2080.

Over the next could couple of years the navy will “convert” four of the 24 missile launch tubes on each SSBN. The conversion will remove the capability to launch missiles from the four tubes, which no longer count under the New START treaty. The 384 excess warheads associated with the 24 missiles will likely be dismantled, leaving roughly 1,000 warheads at SWFPAC.

In the longer term (in the 2030s), the US Navy will transition to a new fleet of 12 SSBNs that will replace the current 14 Ohio-class SSBNs. Each of the new submarines will only carry 16 missiles, a reduction of an additional four tubes from the 20 left on the New START compatible SSBNs. Assuming seven of the 12 new SSBNs will be based at Bangor, that will leave 112 missiles with an estimated 896 warheads at SWFPAC and Bangor submarine base, or a reduction of about one-third of the warheads currently stored there.

Despite these expected reductions, the Naval Base Kitsap complex (the SWFPAC and Bangor submarine base) will remain the largest and most important nuclear weapons base in the United States for the foreseeable future.

This publication was made possible by a grant from the New Land Foundation and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.