Rasmussen: Lay Short-Range Nuclear Weapons Thinking to Rest

By Hans M. Kristensen

The next steps in European security should include additional reductions in the number short-range nuclear weapons in Europe, according to a video statement issued by NATO General Secretary Anders Fogh Rasmussen:

“We also have to make progress sooner or later in our efforts to reduce the number of short-range nuclear weapons in Europe. NATO has cut the number of short-range nuclear weapons in Europe by over 90 percent. But there are still thousands of short-range nuclear weapons left over from the Cold War and most of them are in Russia. NATO is not threatening Russia and Russia is not threatening NATO. Time has come to lay this Cold War thinking to rest and focus on the common threats we face from outside: terrorism, extremism, narcotics, proliferation of missiles, weapons of mass destruction, side by side, and piracy. We can make progress of all three tracks – missile defense, conventional forces, and nuclear weapons – and create a secure Europe. It is time to stop spending our time and resources watching each other and look outward at how to reinforce our common security hope.”

That vision appears similar to the “new regional deterrence architecture” that several recent Obama administration reviews concluded would permit a reduction of the role of nuclear weapons. With that in mind, and Rasmussen’s conclusion that “Russia is not threatening NATO” and that the “time has come to lay this Cold War thinking to rest,” it should be relatively straightforward for him to recommend a withdrawal of the remaining U.S. nuclear weapons from Europe.

Unfortunately, rather than taking the initiative to complete the withdrawal of U.S. short-range nuclear weapons from Europe – a process that have been underway now for two decades but held up by Cold War thinking and NATO bureaucrats, Rasmussen instead appears to weave the future of the weapons in Europe into a web of new conditions that must be met first. In a speech at the Aspen Institute in Rome, Rasmussen described his three-track vision of collaborating with Russia on missile defenses, conventional weapons negotiations, and reducing short-range nuclear weapons:

“I think we have before us three tracks, which, if we follow them, will lead to a different, better and safer Europe: where we don’t look over our shoulders for someone else’s tanks or fighters; where missile defences bind us together, and protect us too; and where steadily, the number of short-range nuclear weapons on the continent is going down.”

Nuclear reductions appear to be the third track, after missile defense collaboration and conventional arms negotiations with Russia. For two decades, NATO has insisted the U.S. nuclear weapons in Europe have no military mission and that they’re not linked to Russia. The alliance has repeatedly been capable of and willing to make unilateral reductions – even complete withdrawal from Greece and the United Kingdom – without conditions or demanding reductions in Russian short-range nuclear weapons.

So why start linking reductions to Russia now?

Doing so seems to turn back the clock to the Cold War when NATO looked to Russia’s military forces to determine its nuclear posture in Europe. If the conclusion that “Russia is not threatening NATO” is more than words, then why make a three-track vision that assumes that Russia’s short-range nuclear weapons threaten NATO? Because the short-range weapons are not covered by any arms control regime, Rasmussen explains, the lack of transparency “makes allies cautious.”

There are certainly many good reasons to want to try to secure and reduce Russian short-range nuclear weapons. But if Russia is not threatening NATO, then Russian and U.S. short-range nuclear weapons should be addressed as a generic arms control challenge and not one that is linked to whether the U.S. has nuclear weapons in Europe or not.

Did They Lay Cold War Nuclear Thinking to Rest?
During his meeting with Italian defense minister Ignazio La Russa, did Rasmussen discuss the possibility of a withdrawal of U.S. nuclear weapons from Europe, including Italy, or just the threat of Russian short-range nuclear weapons?

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If NATO unilaterally withdrew the remaining U.S. nuclear weapons from Europe, what would happen?

Would Russia decide that it didn’t have to reduce its short-range nuclear weapons? Hardly, since those forces seem to be more tied to Russia’s perception of NATO’s conventional superiority and a need to safeguard the long border with China. Besides, many of the Russian weapons are so old that they’re likely to be retired soon.

Would Russia get an advantage in a hypothetical crisis with NATO? Hardly, since it would require that Russia ignores NATO’s conventional superiority and U.S., British, and French long-range nuclear forces.

Would Russia decide that it had more freedom to deploy conventional forces on NATO periphery? Hardly, since such decisions seem to be made regardless of U.S. nuclear weapons in Europe.

Would Iran somehow conclude that it could take additional steps acquiring nuclear weapons capability? Hardly, since its security assessment is not affected by whether the U.S. deploys nuclear weapons in Europe and it would still face serious consequences if it developed – certainly if it used – nuclear weapons.

Would Turkey and Eastern European NATO members conclude that NATO’s security guarantee was no longer credible and begin building nuclear weapons? Hardly, since their assurance is much more determined by conventional forces and political relations, and, to the limited extent nuclear forces play any role, the long-range forces of the United States, Britain, and France, would be more than adequate for any realistic scenario. Moreover, any NATO member country that began to develop nuclear weapons would face enormous pressure from the international community and from within NATO itself.

To the extent that some officials in some eastern European NATO countries feel uneasy about the inevitable withdrawal of U.S. short-range nuclear weapons from Europe, the obvious job for the Obama administration and the majority of NATO countries that favor a withdrawal is a concerted effort to educate those officials about the significant conventional and long-range nuclear capabilities that will continue to provide security when the short-range weapons are withdrawn. The revised Strategic Concept to be adopted at the Lisbon Summit in November is expected to reaffirm a role for nuclear weapons in NATO.

Rasmussen would do more for European security if he tried to decouple the future of U.S. nuclear weapons in Europe from the need to reduce and eventually eliminate short-range nuclear weapons in general. Doing so would indeed be to “lay this Cold War thinking to rest.”

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Report reveals $11.7 billion in arms deliveries in 2009, but sheds little light on individual exports

Deliveries of arms through the Defense Department’s Foreign Military Sales Program (FMS) increased by nearly $700 million in fiscal year (FY) 2009, according to the most recent edition of the Annual Military Assistance Report. The report, which is often referred to as the “Section 655 Report,” is compiled each year by the Defense Department and the State Department. The Defense Department’s contributions to the annual report are acquired by the Federation of American Scientists (FAS) through annual requests under the Freedom of Information Act. While the report is useful for tracking trends in the overall value of certain types of arms sales to specific countries, it provides very little detailed information on individual exports, or exports arranged through non-traditional US military aid programs. Changing the way the data is aggregated and presented, and expanding the report to include data on all arms exports, would make the report more useful and improve congressional and public understanding of US arms exports.

Click here to read the full article.

Nuclear Commanders Endorse New START

The men behind a decade and a half of U.S. strategic nuclear planning say the New START treaty will enhance American national security.

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By Hans M. Kristensen

Seven former commanders of U.S. nuclear strategic planning have endorsed the New START treaty and recommended early ratification by the U.S. Senate.

In a letter sent to Senator Carl Levin and John McCain of the Senate Armed Services Committee and Senators John Kerry and Richard Lugar of the Senate Foreign Relations Committee, the retired nuclear commanders conclude that the treaty “will enhance American national security in several important ways.”

The list includes four former commanders of U.S. Strategic Air Command (SAC) and four former commanders of U.S. Strategic Command (STRATCOM) – one served both as SAC and STRATCOM commander – who were responsible for U.S. strategic nuclear war planning and for executing the strategic war plan during the last phases of the Cold War and until as recently as 2004.

In doing so, the nuclear commanders – who certainly can’t be accused of being peaceniks – effectively pull the rug under the feet of the small number of conservative Senators who have held the treaty and U.S. nuclear policy hostage with a barrage of nitpicking and frivolous questions and claims about weakening U.S. national security interests.

The endorsement by the former nuclear commanders adds to the extensive list of current and former military and civilian leaders who have recommended ratification of the New START treaty. In fact, it is hard to find any credible leader who does not support ratification.

It’s time to end the show and do what’s right: ratify the New START treaty!

REPRODUCTION OF LETTER:

July 14, 2010

Senator Carl Levin, Chairman, Armed Services Committee
Senator John McCain, Ranking Member, Senate Armed Services Committee

Senator John F. Kerry, Chairman, Senate Foreign Relations Committee
Senator Richard G. Lugar, Ranking Member, Senate Foreign Relations Committee

Gentlemen:

As former commanders of Strategic Air Command and U.S. Strategic Command, we collectively spent many years providing oversight, direction and maintenance of U.S. strategic nuclear forces and advising presidents from Ronald Reagan to George W. Bush on strategic nuclear policy.  We are writing to express our support for ratification of the New START Treaty.  The treaty will enhance American national security in several important ways.

First, while it was not possible at this time to address the important issues of non-strategic weapons and total strategic nuclear stockpiles, the New START Treaty sustains limits on deployed Russian strategic nuclear weapons that will allow the United States to continue to reduce its own deployed strategic nuclear weapons.  Given the end of the Cold War, there is little concern today about the probability of a Russian nuclear attack.  But continuing the formal strategic arms reduction process will contribute to a more productive and safer relationship with Russia.

Second, the New START Treaty contains verification and transparency measures—such as data exchanges, periodic data updates, notifications, unique identifiers on strategic systems, some access to telemetry and on-site inspections—that will give us important insights into Russian strategic nuclear forces and how they operate those forces.  We will understand Russian strategic forces much better with the treaty than would be the case without it.  For example, the treaty permits on-site inspections that will allow us to observe and confirm the number of warheads on individual Russian missiles; we cannot do that with just national technical means of verification.  That kind of transparency will contribute to a more stable relationship between our two countries.  It will also give us greater predictability about Russian strategic forces, so that we can make better-informed decisions about how we shape and operate our own forces.

Third, although the New START Treaty will require U.S. reductions, we believe that the post-treaty force will represent a survivable, robust and effective deterrent, one fully capable of deterring attack on both the United States and America’s allies and partners.

The Department of Defense has said that it will, under the treaty, maintain 14 Trident ballistic missile submarines, each equipped to carry 20 Trident D-5 submarine-launched ballistic missiles (SLBMs).  As two of the 14 submarines are normally in long-term maintenance without missiles on board, the U.S. Navy will deploy 240 Trident SLBMs.

Under the treaty’s terms, the United States will also be able to deploy up to 420 Minuteman III intercontinental ballistic missiles (ICBMs) and up to 60 heavy bombers equipped for nuclear armaments.  That will continue to be a formidable force that will ensure deterrence and give the President, should it be necessary, a broad range of military options.

We understand that one major concern about the treaty is whether or not it will affect U.S. missile defense plans.  The treaty preamble notes the interrelationship between offense and defense; this is a simple and long-accepted reality.  The size of one side’s missile defenses can affect the strategic offensive forces of the other.  But the treaty provides no meaningful constraint on U.S. missile defense plans.  The prohibition on placing missile defense interceptors in ICBM or SLBM launchers does not constrain us from planned deployments.

The New START Treaty will contribute to a more stable U.S.-Russian relationship.  We strongly endorse its early ratification and entry into force.

Sincerely,

General Bennie Davis (USAF, Ret) [SAC CINC 1981-1985]

General Larry Welch (USAF, Ret) [SAC CINC 1985-1986]

General John Chain (USAF, Ret) [SAC CINC 1986-1991]

General Lee Butler (USAF, Ret) [SAC CINC 1991-1992, STRATCOM CINC 1992-1994]

Admiral Henry Chiles (USN, Ret) [STRATCOM CINC 1994-1996]

General Eugene Habiger (USAF, Ret) [STRATCOM CINC 1996-1998]

Admiral James Ellis (USN, Ret) [STRATCOM CINC 2002-2004]

The original letter is here.

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Nuclear Plan Shows Cuts and Massive Investments

The Obama administration’s first nuclear weapons stockpile management plan is ready

By Hans M. Kristensen

The National Nuclear Security Administration (NNSA) has sent Congress the FY 2011 Stockpile Stewardship and Management Plan (SSMP) with new information about what the administration plans to spend on maintaining and modernizing nuclear weapons and facilities over the next 15-20 years.

FAS and UCS got hold of the unclassified sections of the plan and have analyzed what the Obama administration’s first nuclear weapons management plan tells us about how the Prague speech vision will be translated into national nuclear weapons policy. The SSMP consists of five sections (three are unclassified):

Smaller Nuclear Stockpile Planned

The good news is that plan shows that the United States intends to reduce the U.S. nuclear weapons stockpile by 30 to 40 percent from today’s total of approximately 5,000 weapons to 3,000-3,500 weapons at least by 2022.

Initiatives already underway from the previous administration are currently reducing the arsenal to some 4,700 weapons by the end of 2012, and the Obama administration’s Nuclear Posture Review (NPR) released in April will likely result in additional reserve weapons being retired.

The “3,000 to 3,500 active, logistic spare, and reserve warheads” would be the largest stockpile that could be supported by the weapons industrial complex proposed by the new plan, and about twice the size of the New START treaty limit of 1,550 deployed strategic warheads (note that the stockpile also contains non-strategic and non-deployed warheads).

Massive Investments Forecast

The reduction comes at a considerable price. To support the stockpile, the NNSA intends to spend more than $175 billion (in then-year dollars) over the next two decades on building new nuclear weapons factories, testing and simulation facilities, and modernizing and extending the life of the nuclear weapons in the stockpile.

The plan shows for the first time how much will be spent on modernizing and extending the life of three nuclear weapons: the B61 gravity bomb, the W76 sea-based strategic warhead, and the W78 land-based strategic warhead. The cost is approximately $10 billion (in then-year dollars) between 2010 and 2025, peaking at about $1.05 billion in 2017 (at about the same time the New START strategic arms reduction treaty enters into force). Additional costs will follow as the remaining warheads in the stockpile are modernized and life-extended, projected at $1 billion per year in 2021-2030 (in then-year dollars).

US Projected Nuclear Weapons Life-Extension Costs 2010-2030

 

The NNSA plan includes about $10 billion for life-extending three warheads through 2025 and another $1 billion in average per year for additional warheads after that (all then-year dollars). Click graph for higher resolution version

 

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The plan does not include the more than $100 billion the Department of Defense is expected to spend in 2010-2030 on the platforms needed to deliver the warheads. This includes a new class of ballistic missile submarines (estimated at $80 billion-plus), a new long-range bomber (presumably with a new cruise missile), and a new tactical fighter-bomber. (See latest Nuclear Notebook on US forces)

Smaller Stockpile, Expensive Complex

One of the more interesting parts of the plan is NNSA’s claim that even a much smaller nuclear weapons stockpile “would not lead to a smaller, less costly infrastructure” than the one proposed. In fact, NNSA concludes, “the costs to maintain capabilities necessary to support the stockpile are essentially independent of the size of the stockpile.” (Emphasis added)

NNSA Stockpile-Complex Cost Matrix

 

The NNSA plan suggests that the infrastructure needed to support a stockpile of less than 1,000 warheads will be about the same size and cost about as much money as the infrastructure needed to support a stockpile of 3,500 warheads.

 

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According to NNSA’s calculations, even for a nuclear weapons stockpile of about 500 weapons, the size and cost of the infrastructure would be essential the same as what NNSA says is needed for a stockpile of 3,000-3,500 weapons. “After achieving a capability-based infrastructure, smaller total stockpiles than prescribed by post-NPR implementation strategies would not lead to a smaller, less costly infrastructure.” The basis for the argument is that even with 500 weapons, maintaining them would, in NNSA’s assessment, involve the same basic work and facilities as with the larger stockpile.

It is not uncommon to hear claims that proposed funding is the absolute minimum possible, but this claim will demand a lot of scrutiny in the months and years ahead. It implies that today’s complex maintaining 5,000 weapons would be about the same size and cost as the complex needed to maintain 8,000 weapons, which of course is not the case.

“New” Weapons or Just New Weapons

New Capabilities Planned

 

The NNSA plan includes new capabilities, such as Arming, Fuzing & Firing (AF&AF) for all the warheads in the stockpile

 

The plan echoes the NPR’s promise that the United States will not build “new” nuclear weapons, but it shows that there are plenty of modernization options short of “new.”

Until a few years ago, the United States did not have the capacity to build new nuclear weapons. Since then, however, production of new W88 warheads has restarted and “war reserve” W88s are now entering the stockpile to replace those destroyed in surveillance tests. Other warhead types will follow in the years to come. The SSMP includes plans for building new nuclear weapons production facilities to ramp up warhead production capacity from 20 per year today to 80 per year by 2022.

The planned W78 modernization is described as “the next reentry system,” and the NNSA plan states that modernizing the complex will ensure that “the development cycle of future weapons is compressed.”

The plan strongly commits to continuing “current weapon alterations and modifications” and for adding “alterations/modifications to the enduring stockpile (or future strategic systems).” This includes advanced designs to “enable vastly improved capabilities for next system arming, fuzing, and firing [AF&F] and/or radar componentry….”

AF&F and radar systems are not part of the nuclear explosive package and therefore not normally considered covered by the pledge not to improve military capabilities of nuclear warheads. But “vastly improved capabilities” for AF&F and radar systems can significantly improve the military capabilities of a weapon and change the scenarios in which it can be used. One example is the new AF&F installed on the W76-1 during the current life-extension program, which adds new height of burst settings that increase the type of facilities the weapon can be used against. Another example is the B61-11 introduced in 1997, which is a modified B61-7 but with significantly different military capabilities.

Safety and Security as Modernization Drivers

Another category of warhead modernizations described in the plan involves the addition of new safety and security features to existing (and future) warheads. The demand for increased surety, as safety and security are jointly called, was triggered by the terrorist attacks in 2001 and has resulted in the pursuit of what the NNSA plan describes as “effective, affordable use denial options that address 21st century threats.”

Safety and Security Pursuit

 

Additional nuclear surety capabilities have become important divers for warhead modernization: all warheads will get some

 

It is not clear why the requirement for new surety features has increased, much less how much is needed. The same weapons were deployed before 2001 without any problems, but NNSA states that the new surety features are being pursued “independent of any threat scenario.”

In the near-term, the development focuses on new power management systems, security sensors, and integrated surety solutions such as advanced internal/external use-denial technologies. Warheads refurbished after 2010 will get new stronglink concepts, optical firing sets, and detonator safing. Longer-term developments include “multi-point safety for future insertion opportunities,” a capability that can significantly affect the nuclear package.

Most people obviously see nuclear weapons safety and security as important, but the addition of new features will gradually bring modified life-extended warheads further from their tested design. Since this could lead to demands for warhead replacements or even testing in the future, and given “the high cost and long time frame associated with integrating, qualifying, and certifying deeply buried subsystems through the LEP process,” a cost-benefit assessment is needed to create a benchmark for how much surety is enough.

And it is important to remember that nuclear weapons surety is not only a matter of what adversaries might do. Does our deployment of nuclear weapons in Europe and atop missiles on alert expose the weapons to additional risks that could be mitigated much cheaper and effectively by withdrawing and de-alerting the weapons?

Plan in Prague Speech Context

The nuclear investments forecast by the NNSA plan – combined with DOD modernization plans – should help undercut claims by (ultra)conservatives and uninformed that the New START treaty with Russia will somehow put the United States at a disadvantage.

Yet the massive investments to build weapons factories and modify warheads also raise questions about how the plan will be seen by the international community that is needed to support the Obama administration’s nonproliferation agenda. How will other nuclear weapon states interpret the plan and U.S. intensions, given that they need to be convinced to reduce, stop producing, and ultimately eliminate nuclear weapons to make nuclear reductions and eventually disarmament a reality?

In his Prague speech in April 2009, President Obama made a dual pledge: On the one hand, to “take concrete steps towards a world without nuclear weapons,” and to “put an end to Cold War thinking” by reducing “the role of nuclear weapons in our national security strategy, and urge others to do the same.” On the other hand, he pledged to “maintain a safe, secure and effective arsenal to deter any adversary, and guarantee that defense to our allies….” Whereas the president spoke of maintaining a nuclear deterrent, the NNSA plan speaks of “evolving and sustaining the nuclear deterrent.” (Emphasis added)

Likewise, while Congress during the past decade canceled or delayed, as NNSA describes them, “opportunities to exercise the full suite of design competencies through life extensions and modernizations” of nuclear weapons (presumably the Nuclear Robust Earth Penetrator and the Reliable Replacement Warhead), the new plan is designed for “providing the opportunity to fully exercise design and production skills” and “vastly improved capabilities” of modified warhead components.

The plan does echo the pledge to reduce the nuclear weapons stockpile, but that goal is conditioned on building new nuclear weapons production factories and creating a “more agile deterrent.” As the plan bluntly states, a “multi-year and steady investment in the modernization of the complex is an essential element of the NPR, allowing the United States to safely reduce the role of nuclear weapons.”

Striking a balance between disarmament and deterrence – a balance that conveys an clear transition towards disarmament – will be delicate and the administration must work to ensure that the goodwill of Prague is not undercut by nuclear modernizations.

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

NPT RevCon ends with a consensus Final Document

by Alicia Godsberg

The NPT Review Conference ended last Friday with the adoption by consensus of a Final Document that includes both a review of commitments and a forward looking action plan for nuclear disarmament, non-proliferation and the promotion of the peaceful uses of nuclear energy.  In the early part of last week it was unclear if consensus would be reached, as states entered last-minute negotiations over contentious issues.  While the consensus document represents a real achievement and is a relief after the failure of the last Review Conference in 2005 to produce a similar document, much of the language in the action plan has been watered down from previous versions and documents, leaving the world to wait until the next review in 2015 to see how far these initial steps will take the global community toward fulfilling the Treaty’s goals. (more…)

Speaking at the CSIS Global Security Forum

By Hans M. Kristensen

Clark Murdock and John Warden with the Center for Strategic and International Studies invited me to speak today at their Global Security Forum. My co-panelists were General Larry Welch (USAF, ret.) and Morton Halperin.

The question posed to us was whether the United States should, in a proliferated world, continue to reduce the role of nuclear weapons in its national security strategy. There were different views on how much and for what reasons the role could be reduced, but at least no one could envision a need to increase the role.

CSIS will probably make the video available online soon, but in the meantime here are my prepared remarks: (more…)

FAS side events at the RevCon

by Alicia Godsberg

Yesterday FAS premiered our documentary Paths To Zero at the NPT RevCon.  The screening was a great success and there was a very engaging conversation afterward between the audience and Ivan Oelrich, who was there to promote the film.  As a result of some suggestions, we are hoping to translate the narration to different languages so the film can be used as an educational tool around the world.  You can see Paths To Zero by following this link – we will also be putting up the individual chapters soon.

This morning I spoke at a side event at the NPT RevCon entitled “Law Versus Doctrine: Assessing US and Russian Nuclear Postures.”  I was asked to give FAS’s perspective on the New START, NPR, and new Russian military doctrine.  Several people asked me for my remarks, so I’m posting them below the jump.   (more…)

Speaking at the NPT-Review Conference

The Nuclear Non-Proliferation Treaty Review Conference is Underway in New York

By Hans M. Kristensen

I gave two talks at the review conference of the Non-Proliferation Treaty, both on non-strategic nuclear weapons.

The first was an FAS/BASIC panel on May 10 on Prospects for a shift in NATO’s nuclear posture.

The second was a panel organized by Pax Christi on May 12 on NATO’s nuclear policy.

My prepared remarks follow below:

U.S. Nuclear Weapons in Europe: Which Way Forward?

Hans M. Kristensen
Director, Nuclear Information Project
Federation of American Scientists
Presentation to FAS/BASIC Panel on Shifting NATO’s Nuclear Posture
Nuclear Non-Proliferation Treaty Review Conference, New York, May 10, 2010

I’ve been asked to talk about the status of the deployment in Europe and about the Obama administration’s policy. There are of course many other issues affecting the status and future of the deployment, but let me focus on those two here.

There are currently about 200 U.S. nuclear bombs deployed in Europe. That is a far cry from the peak of 7,300 tactical nuclear weapons that were deployed there in 1971.  But comparing with the Cold War is no longer relevant; the issue is how the posture fits the security challenges of today.

The deployment currently is about as big as the entire Chinese arsenal, or nearly as much as India, Pakistan, and Israel have combined. That’s a lot for an arsenal that NATO says is not targeted or directed against anyone.

Yet for an alliance that officially emphasizes the importance of continued and widespread deployment of U.S. nuclear weapons in Europe, the past two decades have been a contradiction: since 1993 when the withdrawal of ground-launched and naval weapons was completed, these “essential” bombs have been reduced from 700 to 200, the number of nuclear bases reduced from 14 to 6, and the number of countries participating in the NATO strike mission reduced from six to four.

The burden sharing principle has been reduced to a shadow of it former self: out of NATO’s 28 members, only five (18 percent) have nuclear weapons on their territory, and only four (14 percent) have the strike mission. Most recently, three of the remaining four asked NATO to formally discuss the future of the mission.

The practice of equipping and training non-nuclear NPT signatories in NATO with U.S. nuclear weapons capabilities was largely tolerated by the NPT community during the Cold War. But this arrangement is untenable in an era where the focus is on nonproliferation because it muddles the message, condones double standards, and is – plain and simple – in contradiction with the intention of the NPT. It is not a standard NATO or the United States should defend today.

So although some officials cling to Cold War arguments for maintaining U.S. nuclear weapons in Europe, the reality is that it is entirely in line with post-Cold War NATO policy and actions to reduce, curtail, and phase out the nuclear mission. It’s not going the other way. So NATO’s focus should not be whether to withdraw the weapons but how.

The top of the new American administration supports a withdrawal from Europe. You might be surprised to hear that given Hillary Clinton’s statements in Tallinn last month and what some defense officials are saying inside. But those statements are part of a strategy intended to avoid triggering a backlash from some Eastern European NATO countries and Turkey that could lock NATO’s Strategic Concept into decades of nuclear status quo.

The strategy reflects that a clear priority of the Obama administration is to reassure allies and partners and repair the rift that began to open during the previous administration. The Quadrennial Defense Review (QDR), the Ballistic Missile Defense Review (BMDR), and the Nuclear Posture Review (NPR) all emphasize this, and all hint of changes to come in the European deployment.

The QDR states: “To reinforce U.S. commitments to our allies and partners, we will consult closely with them on new, tailored, regional deterrence architectures that combine our forward presence, relevant conventional capabilities (including missile defenses), and continued commitment to extend our nuclear deterrent. These regional architectures and new capabilities, as detailed in the Ballistic Missile Defense Review and the forthcoming Nuclear Posture Review, make possible a reduced role for nuclear weapons in our national security strategy.” (Emphasis added.)

The BMDR is a little more explicit, stating: “Against nuclear-armed states, regional deterrence will necessarily include a nuclear component (whether forward-deployed or not). But the role of U.S. nuclear weapons in these regional deterrence architectures can be reduced by increasing the role of missile defenses and other capabilities.” (Emphasis added.)

Although the NPR states that the presence of U.S. nuclear weapons in Europe and the nuclear sharing arrangement “contribute to Alliance cohesion and provide reassurance to allies and partners who feel exposed to regional threats,” it also reminds that extended deterrence relies less and less of nuclear weapons and that the role will continue to decrease as the new, regional, deterrence architecture matures.

This new, tailored, regional deterrence architecture includes all components of U.S. military capabilities, ranging from effective missile defense, counter-WMD capabilities, conventional power-projection capabilities, and integrated command and control – all underwritten by strong political commitments. The missile defense, the NPR states explicitly, is “part of our extended deterrent and a visible demonstration of our Article 5 commitment to Europe.”

So it is important to understand that the Obama administration sees its security commitments as much more – and increasingly other – than forward deployment of nuclear bombs in Europe. In fact, the forward deployment is the least relevant today, and many U.S. officials privately make no attempt to conceal that they would like to withdraw the weapons and for NATO to move out of the Cold War.

Not only does the NPR retire the nuclear Tomahawk that supported NATO, there are subtle hints that the nuclear bombs may be withdrawn. The NPR reminds that even if the bombs were withdrawn from Europe, the United States will “retain the capability to forward-deploy U.S. nuclear weapons on tactical fighter-bombers (in the future, the F-35 Joint Strike Fighter) and heavy bombers (the B-2 and B-52H).” In addition, the NPR promises, the United States will “continue to maintain and develop long-range strike capabilities that supplement U.S. forward military presence and strengthen regional deterrence.”

The subtle point, I think, is that forward deployment of nuclear weapons in Europe is not very suitable for today’s security challenges, that regional deterrence and reassurance of allies are better served by a new regional security architecture that relies less on nuclear weapons, and that there are plenty of other nuclear capabilities to provide the nuclear umbrella anyway. But none of those changes to U.S. extended deterrence capabilities will be made, the NPR promises, without close consultations with allies and partners.

So I don’t think it’s matter of if but when and how the remaining U.S. weapons will be withdrawn from Europe. The problem with additional gradual unilateral reductions is that it’s hard to cut much more without looking increasingly silly when arguing that the few that will remain are still essential for NATO.

Well aware of this dilemma, opponents of withdrawal have proposed linking further cuts to reductions in Russian tactical nuclear weapons; they know full well that such a link would means nothing will happen anytime soon.

But making further reductions conditioned on Russia reducing its non-strategic nuclear weapons seems insincere because NATO for the past two decades has been perfectly capable of and willing to reduce unilaterally without any demands on Russia. Insisting on reciprocity now, when NATO has been insisting for years that the weapons are not directed against Russia, seems like a step back to the 1980s and intended to shield the last weapons against withdrawal.

Another reason why it makes little sense to link further reductions to Russian reductions is that the improved conventional and missile defense capabilities that are required by the new, tailored, regional deterrence architecture likely will deepen Russian concerns about NATO conventional capabilities. Even though Russia’s non-strategic forces are expected to decline significantly during the next decade, this will probably increase the importance of the remaining weapons in Russian thinking even more.

Fortunately, none of this prevents a unilateral withdrawal of the remaining U.S. weapons from Europe. Indeed, it seems that the way forward is perhaps a two-step process beginning with ending the nuclear sharing mission followed by complete withdrawal a little later. Whatever the schedule is, the good news is that reducing the deployment in Europe is both consistent with NATO history and security interests.

Thank you.

U.S. Nuclear Weapons in Europe: Status and Issues

Hans M. Kristensen
Presentation toPax Christi Panel on Tactical Nuclear Weapons in Europe
Nuclear Non-Proliferation Treaty Review Conference, New York, May 12, 2010

I’ve been asked to talk about the status of the deployment in Europe and what some of the implications are for NATO.

The 200 U.S. nuclear bombs currently deployed in Europe are a far cry from the peak of 7,300 tactical nuclear weapons in 1971, but comparing with the Cold War is no longer relevant; the issue is how the posture fits the security challenges of today. The current deployment is about as big as the entire Chinese arsenal, or nearly as much as India, Pakistan, and Israel have combined. That’s a lot for an arsenal that NATO says has no military mission.

Yet for an alliance that officially emphasizes the importance of continued and widespread deployment of U.S. nuclear weapons in Europe, the past two decades have been somewhat of a contradiction: since 1993 when the withdrawal of ground-launched and naval weapons was completed, these “essential” bombs have been reduced from 700 to 200, the number of nuclear bases reduced from 14 to 6, and the number of countries participating in the NATO strike mission reduced from six to four countries that now appear to have serious doubts about continuing the mission. And burden sharing in NATO is actually not very widespread: out of NATO’s 28 members, only five (18 percent) have nuclear weapons on their territory, and only four of those (14 percent) have the strike mission. So nuclear burden sharing is the exception, not the rule, in NATO.

There are several issues that need to be addressed. The first is the mission. NATO is fond of saying that the forward deployment no longer has any military mission. It only serves as a symbol of the U.S. commitment to defend NATO, and without this forward symbol, so the argument goes, the U.S. security interest in Europe would weaken. Whether one agrees with this argument – and I for one believe it is absolutely nonsense – the last thing Europe should look to as the Atlantic glue is a deployment that the United States itself no longer thinks is important. There is a view forming back in Washington that it’s kind of silly for some of the NATO governments to continue to put so much emphasis on this deployment and you only have to look to the NPR report to see how much effort it makes to signal to Europe that extended deterrence and Article V do not depend on deploying nuclear bombs in Europe.

NATO is currently reviewing the nuclear mission, of which the forward deployment is a sub-issue. I think the deployment constrains the review and limits NATO’s ability think anew about the appropriate contribution of nuclear weapons to NATO security. No matter how the forward deployment has been adjusted and what one might otherwise think about the virtues of the deployment, it is at its core a Cold War posture.

Related to the mission review is the question of resources. The forward deployment requires special personnel, special equipment, special command and control, special inspections, special security arrangements, special emergency plans, special political and legal agreements, and special funding, all of which compete with conventional missions and place unnecessary burdens on people, equipment, and institutions. The weapons were withdrawn from Lakenheath and Ramstein partly because those bases needed to focus their mission on real-world contingencies. Those who insist that the deployment is still necessary need to demonstrate what the net benefit is to NATO.

The mission review is closely related to how the deployment affects relations with Russia and other potential adversaries. NATO has insisted for two decades that the weapons in Europe are not aimed at Russia or any country. That may or may not be true, but the deployment is frequently used by Russian officials as an excuse to reject constraints on their own non-strategic nuclear weapons. And Russian military planners will necessarily have to plan contingencies against potential NATO attacks with the weapons deployed in Europe. This ties NATO and Russia to a deterrence relationship that they don’t need to have, and that works against closer relations.

We now see some proposing that further reductions in the U.S. deployment should be linked to reductions in Russian non-strategic weapons. That would of course be one way to make sure the U.S. weapons are not withdrawn anytime soon, but making further reductions conditioned on Russia reducing its non-strategic nuclear weapons is misguided for several reasons. First, because NATO for the past two decades has been perfectly capable of and willing to reduce unilaterally without any demands on Russia. Second, the United States has unilaterally reduced its nonstrategic arsenal far more than Russia because these weapons are no longer seen as important to national security. Insisting on reciprocity now, when NATO has been insisting for years that the deployment is not linked to Russia, seems a step back that would give the European deployment an importance it doesn’t deserve and risk complicating prospects for Russian reductions.

Then there is the issue of safety.  This is more significant than people generally think. The 200 weapons are scattered in 87 aircraft shelters at six bases in five countries. Ten years ago, the U.S. Air Force discovered that weapons maintenance procedures at the shelters under specific conditions could lead to accidents with a nuclear yield. Two years ago, the Air Force Blue Ribbon Review determined that security at the host country bases did not meet U.S. security standards. And just a few months ago, peace activists at Kleine Brogel demonstrated loudly and clearly that despite extensive security arrangements unauthorized people can get deep into a nuclear base and very close to the weapons. The widespread deployment was designed to survive a Soviet attack, but in today’s world widespread deployment is out of sync with nuclear weapons storage in the age of extreme terrorism.

Finally there is the issue of NATO’s nonproliferation standard. The practice of equipping and training non-nuclear NPT signatories in NATO with U.S. nuclear weapons capabilities was largely tolerated by the NPT community during the Cold War. But this arrangement is untenable in an era where the focus is on nonproliferation because it muddles the message, creates double standards, and is – plain and simple – in contradiction with the intention of the NPT. It is not a standard that NATO or the United States should defend today. The nuclear sharing is simply not important enough to justify this contradiction.

The top of the new American administration supports a withdrawal from Europe. You might be surprised to hear that given Hillary Clinton’s statements in Tallinn last month and what some defense officials are saying inside. But those statements are, I think, part of a strategy intended to avoid triggering a backlash from some Eastern European NATO countries and Turkey that could lock NATO’s Strategic Concept into another two decades of nuclear status quo.

Not only does the NPR retire the nuclear Tomahawk that supported NATO, there are subtle hints that the bombs may be withdrawn. The NPR reminds that even if the nuclear bombs were withdrawn from Europe, the United States will “retain the capability to forward-deploy U.S. nuclear weapons on tactical fighter-bombers (in the future, the F-35 Joint Strike Fighter) and heavy bombers (the B-2 and B-52H).” In addition, the NPR promises, the United States will “continue to maintain and develop long-range strike capabilities that supplement U.S. forward military presence and strengthen regional deterrence.”

The subtle message to NATO, I think, is that the Obama administration does not believe that forward deployment of nuclear weapons in Europe is necessary for today’s security challenges, that regional deterrence and reassurance of allies are better served by a new regional security architecture that relies less on nuclear weapons, and that there are plenty of other nuclear capabilities to provide the nuclear umbrella to the limited extent that that is necessary. Such a posture has been in effect in Northeast Asia since 1992, and many U.S. officials privately make no attempt to conceal that they would like to withdraw the weapons from Europe too and for NATO to move on.

So I don’t think it’s matter of if but when and in what form the U.S. weapons will be withdrawn from Europe. A way forward might be a two-step process beginning with ending the nuclear sharing mission followed by complete withdrawal a little later. Whatever the schedule is, the good news is that reducing the deployment in Europe is both consistent with NATO history and security interests and the views of the new American administration.

Thank you.

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

United States Discloses Size of Nuclear Weapons Stockpile

The Obama administration has declassified the history and size of the U.S. nuclear weapons
stockpile, a long-held national secret. Click image to get the fact sheet.


By Hans M. Kristensen

The Obama administration has formally disclosed the size of the Defense Department’s stockpile of nuclear weapons: 5,113 warheads as of September 30, 2009.

For a national secret, we’re pleased that the stockpile number is only 87 warheads off the estimate we made in February 2009. By now, the stockpile is probably down to just above 5,000 warheads.

The disclosure is a monumental step toward greater nuclear transparency that breaks with outdated Cold War nuclear secrecy and will put significant pressure on other nuclear weapon states to reciprocate.

The stockpile disclosure, along with the rapid reduction of operational deployed warheads disclosed yesterday, the Obama administration is significantly strengthening the U.S. position at the Nuclear Non-Proliferation Treaty (NPT) Review Conference.

Progress toward deep nuclear cuts and eventual nuclear disarmament would have been very difficult without disclosing the inventory of nuclear weapons.

FAS and others have long advocated disclosure and argued that keeping the size of the nuclear arsenal secret serves no real national security purpose in the post-Cold War era. Now that the size of the nuclear stockpile is no longer a secret, that dismantlement numbers are no longer secret, and the number of deployed strategic warheads is no longer a secret, the United States should also disclose the total number of strategic and non-strategic weapons in the stockpile.

Stockpile History and Forecast

When the Bush administration took office in 2001, the stockpile included 10,526 warheads. In June 2004, the NNSA announced a decision to cut the 2001 stockpile “nearly in half” by 2012. That goal was achieved five years early in December 2007, at which point the White House announced an additional cut of 15 percent by 2012. Once these reductions are completed, the stockpile will include approximately 4,600 warheads, a force level last seen in 1956.

FAS/NRDC Estimate for the US Stockpile 1945-2010
The FAS/NRDC estimate was 13 warheads off from the 5,113 warhead stockpile disclosed by the Pentagon earlier today. This chart shows our stockpile estimate along with our estimate for the number of deployed strategic warheads for the years 1945-2010.

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The Obama administration has not yet announced a decision to further reduce the nuclear stockpile, but there are several hints in the Nuclear Posture Review (NPR) that it intends to reduce the stockpile further. The NPR states that the United States will be “significantly reducing the size of the technical hedge overall,” a reference to the thousands of non-deployed but intact warheads kept in storage for potential upload back unto missiles and bombers in case of Russia or China building up and to replace warheads that develop technical problems.

The NPR also states that the number of warheads awaiting dismantlement “will increase as weapons are removed from the stockpile under New START.” Since the New START does not require removing weapons from the stockpile – only from strategic delivery vehicles – this is also a reference to further stockpile reductions. One senior official told me that some of these reductions would be made soon.

But the “major reductions in the nuclear stockpile” promised by the NPR appear to be conditioned on “implementation of the Stockpile Stewardship Program and the nuclear infrastructure investments….” If Congress approves these investments, some “hedge” warheads can “be retired along with other stockpile reductions planned over the next decade.”

Estimated U.S. Nuclear Weapons Inventories, 2010
The nuclear stockpile is only a portion of the total U.S. inventory of nuclear weapons.
We estimate the total number of assembled warheads is close to 9,600, probably
a little less given ongoing dismantlement of retired warheads.

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Stockpile Warhead Categories

The stockpile contains many subcategories of warheads. There are two overall categories: active and inactive. The active category includes two subcategories: deployed warheads on missiles and bomber bases and nondeployed warheads in the “Responsive Force” for uploading in case of Russia or China building up or technical failure of deployed warheads. The inactive category includes warheads without limited-life components (such as tritium) in long-term storage.

But since the stockpile is always in a flux with warheads being moved between platforms and maintenance, each of these subcategories have numerous other categories that relate to the readiness of the warheads. According to information obtained from the government, there are four readiness state (RS) categories related to warhead functions:

RS-A: Warheads that may be used for possible wartime employment.

RS-B: Warheads intended to be used for logistical purposes (e.g., LLC exchange (LLCE), repairs, surveillance, transportation, etc.).

RS-C: Warheads intended to be used for QUART replacement.

RS-D: Warheads intended to be used for reliability replacement.

There are also five readiness state categories that relate to the warhead location an maintenance requirements:

RS-1: Active stockpile warheads intended to be located primarily on launchers or at an operational base.

RS-2: Active stockpile warheads intended to be located primarily at either an operational base or depot.

RS-3: Inactive stockpile warheads intended to be located primarily at a depot, have the LLCs removed as soon as logistically practical, require refurbishment, and require reliability and safety assessments.

RS-4: Inactive stockpile warheads intended to be located primarily at a depot, have the LLCs removed as soon as logistically practical, do NOT require refurbishment, but do require reliability and safety assessments.

RS-5: Inactive stockpile warheads intended to be located at a depot, have LCCs removed as soon as logistically practical, do NOT require refurbishment, do NOT require reliability assessments, but do require safety assessments.

Other Countries

The disclosure puts pressure of the other nuclear weapon states to reciprocate. Nuclear weapon states that do not disclose the size of their nuclear arsenals will now be seen as secretive and obstructing nuclear transparency and progress towards deep cuts and eventually disarmament. Some nuclear countries have given ballpark numbers:

The Chinese Foreign Ministry declared in a fact sheet in 2004 that, “Among the nuclear-weapon states, China. . . possesses the smallest nuclear arsenal.” That suggested fewer than 200 operationally available warheads, as declared by Britain in 1998. (See also the latest Nuclear Notebook on China.)

Britain further declared in 2007 that it would “reduce the maximum number of operationally available warheads from fewer than 200 to fewer than 160” by 2007. This suggests that a limited inventory of non-operationally available warheads exists.

France declared in 2008 that its “arsenal will include fewer than 300 nuclear warheads” following a reduction of the bombers. French president Nicolas Sarkozy claimed France was “completely transparent because it has no other weapons beside those in its operational arsenal.” Nonetheless, a small number of spares or warheads undergoing surveillance probably exist in additional to those in the “operational arsenal.” (See also the latest Nuclear Notebook on France.)

Russia has not, to my knowledge, disclosed anything about the size of its stockpile. (See latest Nuclear Notebook on Russia.)

Dismantlements

The Pentagon also released warhead dismantlement numbers back to 1995. I’ll blog later on what that means.

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

2010 RevCon begins

by Alicia Godsberg

Today marked the opening of the 8th Review Conference to the Treaty on the Non-Proliferation of Nuclear Weapons at the United Nations.  The general debate began today and will continue through Thursday, with an NGO presentation to the delegates this Friday to end the week.  Today’s plenary provided a few revelations from the U.S. and Indonesia that could impact the rest of the RevCon and the nuclear  nonproliferation and disarmament regime in general… (more…)

United States Moves Rapidly Toward New START Warhead Limit

Current pace of U.S. strategic warhead downloading could reach New START limit in 2010.


By Hans M. Kristensen

The United States appears to be moving toward early implementation of the New START treaty signed with Russian less than one month ago.

The rapid implementation is evident in the State Department’s latest fact sheet, which declares that the United States as of December 31, 2009, deployed 1,968 strategic warheads.

The New START force level of 1,550 deployed strategic warheads is not required to be reached until 2017 at the earliest. But at the current downloading rate, the United States could reach the limit before the end of this year.

Since the signing of the Moscow Treaty in 2002, the United States has removed an average of 490 warheads each year from ballistic missiles and bomber bases, for a total of approximately 3,436 warheads. There are now only a few hundred strategic warheads left at U.S. bomber bases, with most of the deployed warheads concentrated on ballistic missiles.

The last time the United States deployed less than 2,000 strategic warheads was in 1956. The peak was nearly 12,790 deployed strategic warheads in 1987.

The rapid downloading of U.S. strategic forces illustrates just how confident the military is in the capability of U.S. nuclear forces to provide a credible deterrent even at the New START level. Several thousand non-deployed warheads in storage can be loaded back onto missiles and bombers if necessary.

Even so, the rapid downloading gives the Obama administration a strong basis to argue at the nuclear Non-Proliferation Treaty Review Conference that it is serious about moving forward on nuclear arms control.

Additional information: United States Reaches Moscow Treaty Warhead Level EarlyObama and the Nuclear War Plan

This publication was made possible by a grant from Carnegie Corporation of New York and Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

U.S. Defense Department sold more than $15 billion in arms in the first quarter of Fiscal Year 2009, report reveals

By Matt Schroeder

Arms sold by the Defense Department to foreign recipients totaled more than $15 billion in the first quarter of Fiscal Year 2009, according to a report obtained by the Federation of American Scientists (FAS). The quarterly report, which is dated February 2009 and is required by Section 36(a) of the Arms Export Control Act, indicates that defense articles and services sold through Defense Department Security Assistance programs from October through December 2008 were worth approximately $15.79 billion[1]. The United Arab Emirates was the largest buyer, accounting for $7 billion of sales. Saudi Arabia was a distant second with $1.87 billion, and Iraq was third with $947 million in sales. The remaining top ten recipients are listed in the table below. Sales to the top ten countries accounted for more than 80% of total sales, and nearly 89% of unclassified arms sales. These data show that a handful of countries continue to account – in dollar value terms – for the vast majority of arms sold through the US Defense Department.

 

DSCA Security Assistance Sales

1 October 2008 through 31 December 2008

Country Total Estimated Case Value
United Arab Emirates $7,017,276,438
Saudi Arabia $1,874,981,657
Iraq $947,469,859
NAMO $871,283,087
Egypt $479,317,918
South Korea $476,861,899
Switzerland $303,522,255
Turkey $258,385,648
Canada $255,271,952
Colombia $219,957,504
Source: Quarterly report required under Section 36(a) of the Arms Export Control Act, February 2009. Table compiled by the Federation of American Scientists.

The report contains new or more detailed data on the following:

Outstanding letters of offer that include Major Defense Equipment worth $1 million or more as of 31 December 2008.

Arms sales agreements (i.e. “accepted letters of offer”) that include Major Defense Equipment worth $1 million or more during the first quarter of FY2009.

Total value of defense articles and services sold to each country/purchaser during FY09 as of 31 December 2008.

Foreign Military Sales (FMS) Direct Credits and Grant Apportionment for FY09 as of 31 December 2008.

Foreign Military Sales projections for FY09 as of 31 December 2008.

Foreign Military Construction Sales, 1 October 2008 through 31 December 2008.

U.S. Munitions items sold, leased, or otherwised transferred by the DoD to other U.S. government entities, 1 October 2008 through 31 December 2008.

Security Assistance Surveys authorized between 1 October and 31 December 2008.

Excess Defense Articles transfers under Foreign Military Sales and Grants, 1 October 2008 through 31 December 2008.

Waivers of nonrecurrent cost (NC) recoupment charges, 1 October 2008 through 31 December 2008. Note: this section contains detailed commodity data.

Concluded government-to-government agreements regarding foreign coproduction of defense articles of United States origin, 1 October 2008 through 31 December 2008.

Much of this data is not available in other reports, or is not as detailed. For example, the Section 36(a) report contains specific data on missile sales, most of which are redacted in the most comprehensive publicly available source of data, the Annual Military Assistance Report (i.e. Section 655 report).[2] Data on sales of other commodities are also notably more specific than comparable data in the Annual Military Assistance Report. For example, the Section 36(a) report reveals that an October 2008 ammunition sale to Israel consisted of HEDP, White Star & Practice 40 mm ammunition valued at $9,897,682. Comparable data on ammunition (deliveries) in the Annual Military Assistance Report is aggregated into commodity categories that are so broad (e.g. “cartridge, 37 mm to 75 mm”) that the data are almost meaningless.

The Section 36(a) report is not a substitute for the Annual Military Assistance Report. It only includes disaggregated data[3]. on sales agreements, not actual deliveries, and only on a small sub-set of Defense Department arms sales (i.e. sales of Major Defense Equipment valued at $1 million or more). Furthermore, the data on commercial sales were withheld from public release by the Department of State [To the State Department’s credit, however, they recently posted a CSV file containing the data on commercial exports in the FY08 Section 655 report. CSV files are readily convertable into excel spreadsheets, databases, and other use-friendly research tools].

In short, the Section 36(a) report is a useful supplement to the Annual Military Assistance Report, and its narrow and specific commodity categorization is a model for other reports, many of which, like the Annual Military Assistance Report, are in dire need of an overhaul (See Eight Recommendations for Improving Transparency in US Arms Transfers).

The FAS has submitted requests for more recent editions of the Section 36(a) report, and will post them on the Strategic Security Blog and our U.S. Arms Transfers: Government Data webpage as they become available.

Click here for a pdf version of this summary.


[1] A more complete accounting of the value of arms sales in FY2009 will be released within the next couple months as part of the “supporting information” in the Congressional Budget Justification for Foreign Operations. Data from previous years is available on the Federation of American Scientists’ website.
[2] It should be noted that the commodity-specific data in the Section 36(a) report is on agreements (i.e. accepted Letters of Offer and Acceptance) while the data on Defense Department exports in the Section 655 report is on arms that were delivered to the foreign recipient.
[3] By disaggregated data, we are referring to country-specific data that is disaggregated by commodity.