New low-yield nuclear warheads for cruise missiles on Russia’s submarines?.

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By Hans M. Kristensen

Two recent news reports have drawn the attention to Russia’s tactical nuclear weapons. Earlier this week, RIA Novosti quoted Vice Admiral Oleg Burtsev, deputy head of the Russian Navy General Staff, saying that the role of tactical nuclear weapons on submarines “will play a key role in the future,” that their range and precision are gradually increasing, and that Russia “can install low-yield warheads on existing cruise missiles” with high-yield warheads.

This morning an editorial in the New York Times advocated withdrawing the “200 to 300” U.S. tactical nuclear bombs deployed in Europe “to make it much easier to challenge Russia to reduce its stockpile of at least 3,000 short-range weapons.”

Both reports compel – each in their own way – the Obama administration to address the issue of tactical nuclear weapons.

The Russian Inventory

Like the United States, Russia doesn’t say much about the status of its tactical nuclear weapons. The little we have to go by is based on what the Soviet Union used to have and how much Russian officials have said they have cut since then.

Unofficial estimates set the Soviet inventory of tactical nuclear weapons at roughly 15,000 in mid-1991. In response to unilateral cuts announced by the United States in late 1991 and early 1992, Russian President Boris Yeltsin pledged in 1992 that production of warheads for ground-launched tactical missiles, artillery shells, and mines had stopped and that all such warheads would be eliminated. He also pledged that Russia would dispose of half of all airborne and surface-to-air warheads, as well as one-third of all naval warheads.

In 2004, the Russian Foreign Ministry stated that “more than 50 percent” of these warhead types have been “liquidated.” And in September 2007, Defense Ministry official Colonel-General Vladimir Verkhovtsev gave a status report of these reductions that appeared to go beyond President Yeltsin’s pledge.

Based on this, Robert Norris and I make the following cautious estimate (to be published in the Bulletin of the Atomic Scientists in late April) of the current Russian inventory of tactical nuclear weapons:

Estimate from forthcoming Nuclear Notebook in the Bulletin of the Atomic Scientists.

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Based on the number of available nuclear-capable delivery platforms, we estimate that nearly two-thirds of these warheads are in reserve or awaiting dismantlement. The remaining approximately 2,080 warheads are operational for delivery by anti-ballistic missiles, air-defence missiles, tactical aircraft, and naval cruise missiles, depth bombs, and torpedoes. The Navy’s tactical nuclear weapons are not deployed at sea under normal circumstances but stored on land.

The Other Nuclear Powers

The United States retains a small inventory of perhaps 500 active tactical nuclear weapons. This includes an estimated 400 bombs (including 200 in Europe) and 100 Tomahawk cruise missiles (all on land). Others, perhaps 700, are in inactive storage.

France also has 60 tactical-range cruise missiles, including some on its aircraft carrier, although it calls them strategic weapons.

The United Kingdom has completely eliminated its tactical nuclear weapons, although it said until a couple of years ago that some of its strategic Trident missiles had a “sub-strategic” mission.

Information about possible Chinese tactical nuclear weapons is vague and contradictory, but might include some gravity bombs.

India, Pakistan, and Israel have some nuclear weapons that could be considered tactical (gravity bombs for fighter-bombers and, in the case of India and Pakistan, short-range ballistic missiles), but all are normally considered strategic.

Russian Nuclear-Capable Cruise Missile Launch

A nuclear-capable SS-N-19 Shipwreck cruise missile is launched from a Kirov-class nuclear-powered guided missile cruiser. The ship is equipped with 20 launchers for the SS-N-19 missile, which can carry a 500-kiloton warhead. Other tactical nuclear weapon systems include the SS-N-16 anti-submarine rocket, and the SA-N-6 anti-air missile.

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Implications and Issues

Whether Vice Admiral Burtsev’s statement is more than boasting remains to be seen, but it is a timely reminder to the Obama administration of the need to develop a plan for how to tackle the tactical nuclear weapons.

Russia’s nuclear posture is now approaching a situation where there are more tactical nuclear weapons in the inventory than strategic weapons. And NATO’s remnant of the Cold War tactical nuclear posture in Europe seems stuck in the mud of nuclear dogma and bureaucratic inaction.

None of these tactical nuclear weapons are limited or monitored by any arms control agreements, and – for all the worries about terrorists stealing nuclear weapons – are the most easy to run away with.

In April, NATO is widely expected to kick off a (long-overdue) review of its Strategic Concept from 1999. It would be a mistake to leave the initiative on what to do with the tactical nuclear weapons to the NATO bureaucrats. The vision must come from the top and President Obama needs to articulate what it is soon.

U.S. ballistic missile submarines conducted 31 nuclear deterrent patrols in 2008 at an operational tempo comparable to that of the Cold War.

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By Hans M. Kristensen [updated]

The U.S. fleet of 14 nuclear-powered ballistic missile submarines conducted 31 nuclear deterrent patrols in 2008 at an operational tempo comparable to during the Cold War.

The new patrol information, which was obtained from the U.S. Navy under the Freedom of Information Act, coincides with the completion on February 11, 2009, of the 1,000th deterrent patrol by an Ohio-class submarine since 1982.

The information shows that the United States conducts more nuclear deterrent patrols each year than Russia, France, United Kingdom and China combined.

Patrols by the Number

The 31 patrols conducted in 2008 top a 48-year history of continuous deterrent patrols. Since the USS George Washington (SSBN-598) departed Charleston, S.C., on the first nuclear-powered ballistic missile submarine (SSBN) patrol on November 15, 1960, 59 SSBNs have conducted 3,814 patrols through 2008 (see Figure 1).

Figure 1: U.S. SSBN Patrols 1960-2008

The annual number of SSBN patrols has fluctuated significantly over the years as submarines entered and left the fleet. Most patrols today occur in the Pacific Ocean. The reduction since 2000 is due to retirement of four SSBNs and lengthy modernization of four others. (click image for larger version)

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The annual number of patrols has fluctuated considerably over the years, peaking at 131 patrols in 1967. Declines occurred mainly due to retirement of SSBNs rather than changes in the mission. The retirement of the early classes of SSBNs in 1979-1981 almost eliminated patrols in the Pacific, but the new Ohio-class gradually rebuilt the posture. The stand-down of Poseidon SSBNs in October 1991 and the retirement of all non-Ohio-class SSBNs by 1993 reduced Atlantic patrols by nearly 60 percent. The patrols increased again in the second half of the 1990s and more Ohio-class SSBNs were added to the fleet, but started dropping from 2000 as four Ohio-class SSBNs were withdrawn from nuclear missions and four others underwent lengthy backfits from the Trident I C4 to the Trident II D5 Trident missile.

Figure 2: World SSBN Patrols 2008

The United States conducts more SSBN patrols than all other nuclear powers combined. China’s SSBNs have yet to conduct a deterrent patrol.

During the Cold War standoff with the Soviet Union, the vast majority of patrols were done in the Atlantic Ocean. Since the early 1990s, patrols in the Atlantic have plummeted and the SSBN force been concentrated on the west coast. The majority of U.S. SSBN patrols today occur in the Pacific.

The current number of patrols is significantly greater than the patrol levels of other countries with sea-based nuclear weapon systems. In fact, the U.S. navy conducted three times the number of SSBN patrols that the Russian navy did in 2008, and more patrols than Russia, France, Britain and China combined (see figure 2).

High Operational Tempo

Although the total annual number of SSBN patrols has decreased significantly since the end of the Cold War, the operational tempo of each submarine has not. Each Ohio-class SSBNs today conducts about the same number of patrols per year as during the Cold War, but the duration of each patrol has increased, with each submarine spending approximately 50-60 percent of its time on patrol (see Figure 3).

Figure 3: U.S. SSBN Patrol Rates 1960-2008

The operational tempo of U.S. SSBNs today is as high as it was during the Cold War. Interesting spikes occurred during the Cuban Missile Crisis and the collapse of the Soviet Union. (click image for larger version)

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The high operational tempo is made possibly by each SSBN having two crews, Blue and Gold. Each time a submarine returns from a patrol, the other crew takes over, spends a few weeks repairing and replenishing the boat, and takes the SSBN out for its next patrol.

The data also reveals a couple of interesting spikes of increased patrols in 1963/1965 and 1991. The reasons for this increased activity is not known but the periods coincide with the Cuban missile crisis and the failed coup attempt in the final days of the Soviet Union in 1991.

Another way to examine the data is to see how may patrol days each submarine and the fleet accumulate each year. During the Cold War the larger submarine fleet averaged approximately 6,000 patrol days each year, with a peak of 8,515 patrol days in 1967.  That performance declined to an average of 3,400 days in the post-Cold War era as the size of the SSBN fleet was reduced. With the removal of four SSBNs from nuclear operations and four others undergoing lengthy missile backfits, the fleet’s total patrol days has now dropped to a little over 2,200 (see figure 4).

Figure 4: U.S. SSBN Patrol Days 1960-2008

While the total SSBN fleet accumulates far less patrol days today than during the Cold War because the fleet is smaller, each submarine spends as much time on patrol as during the Cold War.. (click image for larger version)

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Yet total patrol day numbers can be deceiving because they can obscure how each submarine is doing. Because the Ohio-class SSBN design was optimized for lengthy deterrent patrols, the average number of days each submarine spends on patrol has been higher in the post-Cold War period than during the Cold War itself. Patrols can be shortened by technical problems, but many Ohio-class submarines today stay on patrol for more than 80 days. Last year, the USS Maine (SSBN-741) conducted a 98-day patrol in the Pacific.

What is a Deterrent Patrol?

An SSBN deterrent patrol is an extended operational deployment during part of which the submarine covers its assigned target package in support of the strategic war plan. Each Ohio-class patrol typically lasts 60-90 days, but one submarine in late 2008 conducted an extended patrol of 98 day and patrols have occasionally exceeded 100 days. Occasionally a patrol is cut short by technical problems, in which case another SSBN can be deployed on short notice. As a result, patrols today in average last about 72 days.

Being on patrol does not mean the submarine is continuously submerged on-station and holding targets at risk. In fact, when the submarine is not on Hard Alert holding targets at risk in Russia, China, or regional states, much of the patrol time is spent on cruising between homeport, patrol areas, exercising with other naval forces, undergoing inspections and certifications, performing Weapon System Readiness Tests (WSRTs), conducting retargeting exercises, and Command and Control exercises.

Another activity involves so-called SCOOP exercises (SSBN Continuity of Operations Program) where the SSBN will practice replenishment or refit in forward ports in case the homeport is annihilated in wartime. In the Pacific, the SCOOP ports include Pearl Harbor, Hawaii (see Figure 5), Guam, Seaward, Alaska, Astoria, Oregon, and San Diego, California. In the Atlantic they include Port Canaveral and Mayport, Florida, Roosevelt Roads, Puerto Rico, and Halifax, Canada. The SSBN may even return to its homeport and redeploy a day or two later on the same patrol.

Figure 5: SSBN Replenishment at Forward Location

USS Henry M. Jackson (SSBN-730) loading fresh fruit in Pearl Harbor during a SCOOP visit to Hawaii in March 2008 on its first patrol after a four-year overhaul where it was refueled and modernized to carry the Trident II D5 ballistic missile.

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Although patrols normally end at the base where they started, this is not always the case. An SSBN that departs Naval Submarine Base Bangor, Washington, might go on-station for several weeks in alert operational areas, conduct various training and exercises, and then arrive at Pearl Harbor in Hawaii. After a brief port visit and replenishment the submarine typically resumes its patrol and eventually returns to Bangor. But sometimes the patrol will end in Hawaii, a new crew be flown in to replace the old, and the submarine undergo refit at the forward location as part of a SCOOP exercise. The SSBN then departs Hawaii on a new patrol, goes on-station in alert operational areas, conducts more exercises and inspections, and eventually returns to Bangor where the new patrol ends.

This type of broken up patrol where the submarine is allowed to do more than on-station operations is sometimes described as “modified alert” and said to be different from the Cold War. But SSBNs have never been on-station all the time, with most deployed submarines being in transit between on-station alert areas and other non-alert operations. In fact, “modified alert” patrols date back to the early 1970s.

Of the 14 SSBNs currently in the fleet, two are normally in overhaul at any given time. Of the remaining operational 12 submarines, 8-9 are deployed on patrol at any given time. Four of these (two in each ocean) are on “Hard Alert” while the 4-5 non-alert SSBNs can be brought to alert level within a relatively short time if necessary. One to three SSBNs are in refit at the home base in preparation for their next patrol.

The SSBNs on Hard Alert continuously hold at risk facilities in Russia, China and regional states with an estimated 384 nuclear warheads on 96 Trident II D5 missiles that can be launched within “a few minutes” after receiving the launch order. The targets in the “target packages” are selected based on the taskings of the strategic war plan, known today as Operations Plan (OPLAN) 8010.

What is the Mission?

But why, nearly two decades after the Cold War ended, are 28 crews ordered to sail 14 SSBNs with more than 1,000 nuclear warheads on 30-plus patrols each year at an operational tempo comparable to that of the Cold War?

The official line is, as stated last month by Secretary of the Navy Donald Winter during the celebration of the 1,000th Ohio-class deterrent patrol, that “the ability of our Trident fleet to [be ready to launch its missiles] 24 hours a day, seven days a week, 365 days a year, has promoted the interests of peace and freedom around the world….Since the beginning of the nuclear age, the world has seen a drastic reduction in wartime deaths.”

Figure 6: Chilton and Roughead

STRATCOM commander General Kevin Chilton (left) and Chief of Naval Operations Admiral Gary Roughead. General Chilton says SSBNs deter not only nuclear conflict but “conflict in general” and are “as equally important today, as they ever were during the height of the Cold War.”

The warfighters add more nuances, including Commander Jeff Grimes of the Trident submarine USS Maryland (SSBN-738) who at the start of a recent deterrent patrol explained it to Navy Times: “There are nuclear weapons in the world today. Many nations have them. Proliferation is possible in the growing technologies societies have. The power of the deterrent is the knowledge that the capability exists in the hands of controlled people. So on a global scale, deterrence is showing how it’s working every day. We haven’t had a global, world war, in a long time,” he said. “Intelligence is different, the threats are different, so we do adjust the planning and contingencies for strategic operations continually to face the threats that may or may not be seen….We’re there on the front line, ready to go,” Grimes declared.

STRATCOM commander General Kevin Chilton, who in a war would advise the president on which nuclear strike options to use, said recently that although some people thought the Trident mission would end with the 1991 collapse of the Soviet Union, the SSBNs “are as equally important today, as they ever were during the height of the Cold War….The application of deterrence can actually be more complicated in the 21st century, but some fundamentals don’t change,” he said and added: “And it is not just to deter nuclear conflict. These forces have served to deter conflict in general, writ large, since they’ve been fielded.”

These are strong and diverse claims that are also made in some of the command histories that each SSBN produces. Some of them state that the mission is to “maintain world peace,” which has certainly not been the case in the post-Cold War era. Others describe the mission as “providing strategic deterrence to prevent nuclear war” (my emphasis), which sounds more credible. But even in that case, can we really tell whether it is the SSBNs that prevent nuclear war and not the ICBMs or bombers?

The enormous differences between maintaining world peace, preventing wars, and preventing nuclear war demand that officials articulate the SSBN mission much more clearly. To that end, it would be good to hear why it takes 12 operational SSBNs with more than 1,100 nuclear warheads on 30-plus patrols per year to deter nuclear attack against the United States, but only three operational SSBNs with less than 160 warheads on six patrols per year to safeguard the United Kingdom.

Figure 7: USS Maryland (SSBN-738) Underway on Nuclear Deterrent Patrol

USS Maryland (SSBN-738) departs Kings Bay on February 15, 2009, for its 53rd deterrent patrol in the Atlantic Ocean to prevent nuclear war, prevent world war, deter conflict, maintain world peace, promote the interests of peace of freedom, deter proliferators, in a mission that remains“equally important…as during the height of the Cold War,” depending on who is describing it.

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Last year Russia’s SSBNs returned to sea at a level not seen in a decade and it plans to build eight new Borey-class SSBNs with new multi-warhead missiles. France is completing its fourth Triomphant-class SSBNs also with a new multi-warhead missile, and Britain has announced plans to build four new SSBNs. China is building 3-5 new Jin-class SSBNs with 8000-kilometer missiles, and India is said to be working on an SSBN as well. The U.S. Navy has also begun design work on its next ballistic missile submarine to replace the Ohio-class.

In short, the nuclear powers seem to be recommitting themselves to an era of deploying large numbers of nuclear weapons in the oceans. Most people tend to view sea-based nuclear weapons as the most legitimate leg of the Triad. Yet of all strategic nuclear weapons, sea-based ballistic missiles are the most difficult to track, the most problematic to communicate with in a crisis, the hardest to verify in an arms control agreement, and the only ones that can sneak up on an adversary in a surprise attack.

If the Obama administration wants to decisively move the world toward “dramatic reductions” and ultimately the elimination of nuclear weapons, then it must seek answers to these issues. In the short term, it needs to ask whether the Cold War operational tempo of U.S. SSBNs is counterproductive by sending a signal to other nuclear weapon states that triggers modernization of their forces and makes reductions harder to achieve than otherwise. In other words, what is the net impact of the SSBN patrols on U.S. national security objectives in an era of pursuing nuclear disarmament?

Addition Resources: Russian Sub Patrols | Chinese Sub Patrols
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More than 100 U.S. nuclear bombs have been withdrawn from RAF Lakenheath, the forward base of the U.S. Air Force 48th Fighter Wing.  Image: GoogleEarth

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By Hans M. Kristensen

The United States has withdrawn nuclear weapons from the RAF Lakenheath air base 70 miles northeast of London, marking the end to more than 50 years of U.S. nuclear weapons deployment to the United Kingdom since the first nuclear bombs first arrived in September 1954.

The withdrawal, which has not been officially announced but confirmed by several sources, follows the withdrawal of nuclear weapons from Ramstein Air Base in Germany in 2005 and Greece in 2001. The removal of nuclear weapons from three bases in two NATO countries in less than a decade undercuts the argument for continuing deployment in other European countries.

Figure 1: US Nuclear Weapons in Europe 2008

Withdrawal of U.S. nuclear weapons from three European bases since 2001 means that two-thirds of the arsenal is now on the southern flank.

Status of European Deployment

I have previously described that President Bill Clinton in November 2000 authorized the Pentagon to deploy 110 nuclear bombs at Lakenheath, part of a total of 480 nuclear bombs authorized for Europe at the time.

President George Bush updated the authorization in May 2004, which apparently ordered the withdrawal of nuclear weapons from Ramstein Air Base in Germany. The withdrawal from Lakenheath might also have been authorized by the Bush directive, or by an update issued within the past three years. This reduction and consolidation in Europe was hinted by General James Jones, the NATO Supreme Commander at Europe at the time, when he stated in a testimony to a Belgian Senate committee: “The reduction will be significant. Good news is on the way.”

Last week I reported that security deficiencies found by the U.S. Air Force Blue Ribbon Review at “most” sites were likely to lead to further consolidation of the weapons, and that “significant changes” were rumored at Lakenheath.

Table 1: US Nuclear Weapons in Europe 2008

Derived from more extensive table. Click table or here to download the full table.

The withdrawal from Lakenheath means that the U.S. nuclear weapons deployment overseas is down to only two U.S. Air Force bases (Aviano AB in Italy and Incirlik in Turkey) plus four other national European bases in Belgium, Germany, Holland and Italy, for a total of six bases in Europe. It is estimated that there are 150-240 B61 nuclear bombs left in Europe, two-thirds of which are based on NATO’s southern flank (see Table 1).

Some Implications

Why NATO and the United States have decided to keep these major withdrawals secret is a big puzzle. The explanation might simply be that “nuclear” always means secret, that it was done to prevent a public debate about the future of the rest of the weapons, or that the Bush administration just doesn’t like arms control. Whatever the reason, it is troubling because the reductions have occurred around the same time that Russian officials repeatedly have pointed to the U.S. weapons in Europe as a justification to reject limitations on Russia’s own tactical nuclear weapons.

In fact, at the very same time that preparations for the withdrawal from Ramstein and Lakenheath were underway, a U.S. State Department delegation visiting Moscow clashed with Russian officials about who had done enough to reduce its non-strategic nuclear weapons. General Jones’ “good news” could not be shared.

Figure 2: History of U.S. Nuclear Weapons in Europe 1954-2008

While NATO boasts about its nuclear reductions since the Cold War, the Alliance is more timid about the reductions in recent years. Click on graph to see full-size version.

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By keeping the withdrawals secret, NATO and the United States have missed huge opportunities to engage Russia directly and positively about reductions to their non-strategic nuclear weapons, and to improve their own nuclear image in the world in general.

The news about the withdrawal from Lakenheath comes at an inconvenient time for those who advocate continuing deployment of U.S. non-strategic nuclear weapons in Europe. By following on the heels of the withdrawal from Ramstein Air Base in 2004-2005 and Greece in 2001, the Lakenheath withdrawal raises the obvious question at the remaining nuclear sites: If they can withdraw, why can’t we?

What is at stake is not whether NATO should be protected with nuclear weapons, but why it is still necessary to deploy tactical nuclear weapons in Europe. Japan and South Korea are also covered by the U.S. nuclear umbrella, but without tactical nuclear weapons deployed in Asia. The benefits from withdrawing the remaining non-strategic nuclear weapons from Europe far outweigh the costs, risks and political objectives of keeping them there. The only question is: who will make the first move?

Previous reports: USAF Report: “Most” Nuclear Sites in Europe do not Meet US Security Requirements (FAS, June 2008) | United States Removes Nuclear Weapons from German Base, Documents Indicate (FAS, July 2007) | U.S. Nuclear Weapons in Europe (NRDC, 2005)

By Hans M. Kristensen

Mine is smaller! No, mine is smaller!!

China and the United Kingdom have started a new type of nuclear arms race for the honor to have the smallest number of nuclear weapons.

In April 2004, the Chinese Foreign Ministry declared in the fact sheet China: Nuclear Disarmament and Reduction of: “Among the nuclear-weapon states, China…possesses the smallest nuclear arsenal.”

In May 2007, British Defense Minister Des Browne stated in a written response to a parliamentary question that the United Kingdom has “the smallest stockpile of any of the nuclear weapon states recognised under the NPT.”

Apparently, the race is on for who is the smallest.

So Who Is The Smallest Nuclear Power?

The size of the nuclear weapons inventory of both countries is secret, but it is possible to make best estimates.

Britain announced in December 2006 that it had reduced the number of “operationally available warheads” from fewer than 200 to “less than 160.” The gesture was somewhat hollow, however, because Britain hasn’t had room for more than 144 warheads on its Trident D5 missiles for years. Moreover, the language hints that Britain has more nuclear warheads in storage. Assuming it retains a small reserve, the total British stockpile is probably around 200 warheads.

The British government has stated that the single SSBN on patrol at any given time carries “up to 48” warheads, a statement that partly reflects that some of the missiles have been given a “substrategic” mission, probably with only one warhead each. Depending on the number of substrategic mission missiles carried, the actual loading of the patrolling submarine probably is 36-44 warheads. Assuming a similar loading for the other two SSBNs for which there are missiles available, the estimated number of warheads needed for the British SSBN fleet since the substrategic mission first became operational in 1996 is 108-132 warheads.

The Chinese government’s statement that it possesses the smallest nuclear arsenal among the nuclear-weapon states is different than the British statement. First, the Chinese statement refers to the “arsenal” rather than stockpile described by the British statement. It is unclear what the Chinese mean by “arsenal” – whether it refers to the entire stockpile or only operational warheads. Second, the statement refers to “the nuclear-weapon states,” rather than the NPT-declared nuclear weapon states (Britain, China, France, Russia, United States), and thus appears to include India and Pakistan as well. Yet elsewhere in the statement, the foreign minister uses the term “nuclear-weapon states” to refer to Britain, China, France, Russia, and the United States. Based on publicly available information and assessments made by the U.S. Intelligence Community, China is estimated to have approximately 150 operational nuclear weapons and a total stockpile of roughly 200 warheads. Only about 100 of these may actually be deployed with the delivery systems, although few (if any) of the warheads are thought to be mated on the weapon.

The two postures differ significantly. China does not have a permanent deployment of nuclear weapons at sea, and most (if not all) of China’s land-based missiles are thought to be deployed without the nuclear warheads installed. Unlike Britain, moreover, China has a no-first-use policy for its nuclear weapons.

In the future, however, China may have to revisit its statement about its nuclear weapons inventory. Whereas the British stockpile has declined an is unlikely to increase in the future, the Chinese stockpile may be increasing some in the next decade.

Confidence Reaffirmed (Silly Secrecy Too)

The statements made by the two countries have revealed a curious phenomenon: both apparently are confident that they know how many nuclear weapons the other has. Indeed, confidence appears to be so high that both are willing to say so in public.

This is curious because both countries insist that the size of their nuclear stockpiles must be kept a secret, or national security would be jeopardized. But if they both know the size of the other’s arsenal, who are they keeping it secret from?

Background: Britain’s Next Nuclear Era | Chinese Nuclear Forces and U.S. Nuclear War Planning | British Nuclear Forces, 2005

Most Strategic Security Blog readers are probably already aware of the recent outbreak of Foot and Mouth Disease (FMD) in the UK, but I thought it might be useful to post summary information on what we know to date. In short, it appears as if the virus was found on two farms, that the likely source of the virus was a research and vaccine production facility located nearby, and that there will be hell to pay if it is determined that someone at that facility is responsible for the outbreak and subsequent shut down of beef exports from the UK. The good news is that the response to this outbreak was vastly improved from a 2001 outbreak, which resulted in close to 7 million animals being destroyed. The bad news is that it was probably released from a laboratory and will no doubt spark new concerns about animal disease research.

Details:

An out break of FMD was confirmed on August 3rd on a farm in Surrey, according to the British Department for Environment Food and Rural Affairs (DEFRA). A second case was found at a nearby farm, but tests at two other farms were negative. The owner of the Woolford Farm, where the first disease outbreak was found, reported symptoms to his veterinarian and then DEFRA on the 2nd. DEFRA said in a statement that the strain is a 01 BFS67-like virus, isolated in the 1967 FMD outbreak in the UK. That strain was being used this past July for vaccine production at a nearby facility run by Merial Animal Health, which is jointly owned by Merck and French pharmaceutical company Sanofi-Aventis.

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“It is not true,” British Defence Secretary Des Browne insisted during an interview with BBC radio, that a new fuze planned for British nuclear warheads and reported by the Guardian will increase their military capability. The plan to replace the fuze “was reported to the [Parliament’s] Select Committee in 2005 and is not an upgrading of the system; it is merely making sure that the system works to its maximum efficiency,” Mr. Browne says.

The minister is either being ignorant or economical with the truth. According to numerous statements made by US officials over the past decade, the very purpose of replacing the fuze is – in stark contrast to Mr. Browne’s assurance – to give the weapon improved military capabilities it did not have before.

The matter, which is controversial now because Britain is debating whether to build a new generation of nuclear-armed submarines, concerns the Mk4 reentry vehicle on Trident D5 missiles deployed on British (and US) ballistic missile submarines. The cone-shaped Mk4 contains the nuclear explosive package itself and is designed to protect it from the fierce heat created during reentry of the Earth’s atmosphere toward the target. A small fuze at the tip of the Mk4 measures the altitude and detonates the explosive package at the right “height of burst” to create the maximum pressure to ensure destruction of the target. The new fuze will increase the “maximum efficiency” significantly and give the British Trident submarines hard target kill capability for the first time.

US Statements About Enhanced Capability

Unlike the British government, US officials and agencies have been very clear that the new fuze is not merely a replacement but a significant upgrade that will give the Mk4 significant military capabilities. The Department of Energy’s Stockpile Stewardship and Management Plan from 1997 stated that the whole purpose of developing a new fuze in the first place was to “enable [the] W76 to take advantage of [the] higher accuracy of the D5 missile.”

At about the same time, the head of the US Navy’s Strategic Systems Command, Rear Admiral George P. Nanos, explained in The Submarine Review that the “capability for the [existing] Mk4…is not very impressive by today’s standards, largely because the Mk4 was never given a fuze that made it capable of placing the burst at the right height to hold other than urban industrial targets at risk.” But “with the accuracy of D5 and Mk4, just by changing the fuse in the Mk4 re-entry body, you get a significant improvement,” Admiral Nanos stated. In fact, “the Mk4, with a modified fuze and Trident II accuracy, can meet the original D5 hard target requirement.”

For US war planners, this improvement was necessary because the main US hard target killer, the MX Peacekeeper ICBMs with high-yield W87 warheads, were being retired as a result of the never-ratified 1992 START II treaty and the 2002 Moscow Treaty (SORT). The last Peacekeeper stood down in 2005. Some of the W87 are now being backfitted unto the Minuteman III ICBMs with a new guidance system to retain ICBM hard target kill capability. The Navy has a dedicated hard target kill W88 warhead on some of its D5 missiles, but with the new fuze on the W76-1/Mk4A the hard target kill capability will increase significantly. The first W76-1/Mk4A is scheduled to be delivered in September 2007.

Implications for British Deterrence

Admiral Nanos’ statement implies that British Trident submarines have never had hard target kill capability “because the Mk4 was never given a fuze that made it capable of placing the burst at the right height to hold other than urban industrial targets at risk.” With the new fuze, however, the British Trident submarines “can meet the original D5 hard target requirement,” and hold at risk the full range of targets.

So why does the British upgrade come now? After all, British nuclear submarines have cruised the oceans for decades with less capable fuzes and still ensured, so it has been said, Britain’s survival and made “significant contributions” to NATO’s deterrence.

There are several possibilities. British nuclear planners may have successfully argued that they need more accurate nuclear weapons to better deter potential adversaries. That is the dynamic the created in the Trident system during the Cold War. Since then, Britain has moved from a Soviet-focused deterrent to a “Goldilocks doctrine” today aimed against three incremental sizes of adversaries: Russia, “rogue” states, and terrorists.

Another possibility is that it may be a result of Britain not having an independent deterrent. Rather than designing and building its nuclear missiles itself, British leases them from the US missile inventory. The warhead installed on the “British” missiles is believed to be a modified – but very similar – version of the American W76. But the reentry vehicle that contains the explosive package appears to be the same: the Mk4. And since the US is upgrading its Mk4 to the Mk4A with the new fuze, Britain may simply have gotten the new capability with its existing lease.

Whatever the reason, the British government’s denial is clearly flawed. If the government believes so strongly that a nuclear deterrent is still necessary, why be so timid about its new capability? After all, what is the new capability good for if the potential adversaries can’t be told about it? And if the British government believes in the nuclear deterrent, then it has to play the deterrence role and be honest about it, and not – as it does now – pretend to be a nuclear disarmer while secretly enhancing its nuclear weapons capabilities.

(Updated January 26, 2007)

British Vanguard-class ballistic missile submarines have at least 15 years more service life in them, and the U.K. government does not have to make a decision now on whether to replace them with a new class of submarines, Richard Garwin told BBC radio Tuesday.

Garwin, who is a member of the Federation of American Scientists Board of Directors and a long-term adviser to the U.S. government on defense matters, is in Britain to testify before the House of Commons Defence Select Committee on the future of Britain’s nuclear deterrent.

The U.K. government announced on December 4, 2006, that it had decided to replace its current Vanguard-class sea-launched ballistic missile submarines (SSBNs) with a new class to enter operation in 2024. If approved by the parliament, the plan would extend Britain’s nuclear era into the 2050s.

According to the U.K. government, a decision to build a new new class must be made now because the Vanguard-class SSBNs only have a have a design life of 25 years. But Garwin says that the submarines have a minimum design life of 25 years, which can be extended by at least another 15 years. A decision made now is premature and unwise, Garwin told BBC, because the large Trident missiles may not be necessary 15 years from now.

New additions: Garwin testimony / House of Lords debate

Background: BBC Today | Garwin Archive at FAS | Britain’s Next Nuclear Era

(Updated January 3, 2007)

North Korea may have gotten all the attention, but all the nuclear weapon states were busy flight-testing ballistic missiles for their nuclear weapons during 2006. According to a preliminary count, eight countries launched more than 28 ballistic missiles of 23 types in 26 different events.

Unlike the failed North Korean Taepo Dong 2 launch, most other ballistic missile tests were successful. Russia and India also experienced missile failures, but the United States demonstrated a very reliable capability including the 117th consecutive successful launch of the Trident II D5 sea-launched ballistic missile.

The busy ballistic missile flight testing represents yet another double standard in international security, and suggests that initiatives are needed to limit not only proliferating countries from developing ballistic missiles but also find ways to curtail the programs of the existing nuclear powers.

The ballistic missile flight tests involved weapons ranging from 10-warhead intercontinental ballistic missiles down to single-warhead short-range ballistic missiles. Most of the flight tests, however, involved long-range ballistic missiles and the United States, Russia and France also launched sea-launched ballistic missiles (see table below).

The Putin government’s reaffirmation of the importance of strategic nuclear forces to Russian national security was tainted by the failure of three consecutive launches of the new Bulava missile, but tests of five other missile types shows that Russia still has effective missile forces.

Along with China, Russia’s efforts continue to have an important influence on U.S. nuclear planning, and the eight Minuteman III and Trident II missiles launched in 2006 were intended to ensure a nuclear capability second to none. The first ICBM flight-test signaled the start of the deployment of the W87 warhead on the Minuteman III force.

China’s launch of the (very) long-awaited DF-31 ICBM and India’s attempts to test launch the Agni III raised new concerns because of the role the weapons likely will play in the two countries’ targeting of each other. But during a visit to India in June 2006, U.S. Chairman of the Joint Chiefs of Staff, General Peter Pace, downplayed at least the Indian issue saying other countries in the region also have tested missiles. In a statement that North Korea would probably find useful to use, Gen. Pace explained that “the fact that a country is testing something like a missile is not destabilizing” as long as it is “designed for defense, and then are intended for use for defense, and they have competence in their ability to use those weapons for defense, it is a stabilizing event.”

But since all “defensive” ballistic missiles have very offensive capabilities, and since no nation plans it defense based on intentions and statements anyway but on the offensive capabilities of potential adversaries, Gen. Pace’s explanation seemed disingenuous and out of sync with the warnings about North Korean, Iranian and Chinese ballistic missile developments.

The Missile Technology Control Regime (MTCR) seeks to limit the proliferation of ballistic missiles, but that vision seems undercut by the busy ballistic missile launch schedule demonstrated by the nuclear weapon states in 2006. Some MTCR member countries have launched the International Code of Conduct Against Ballistic Missile Proliferation initiative in an attempt to establish a norm against ballistic missiles, and have called on all countries to show greater restraint in their own development of ballistic missiles capable of delivering weapons of mass destruction and to reduce their existing missile arsenals if possible.

All the nuclear weapons states portray their own nuclear ballistic missile developments as stabalizing and fully in compliance with their pledge under the Non-Proliferation Treaty to pursue nuclear disarmament in good faith. But fast-flying ballistic missiles are inherently destablizing because of their vulnerability to attack may trigger use early on in a conflict. And the busy missile testing in 2006 suggests that the “good faith” is wearing a little thin.

After having spent the last several years sending diplomats to Teheran to try to persuade Iran not to develop nuclear weapons, the British government announced Monday that it plans to renew its own nuclear arsenal.

If approved by the parliament, Monday’s decision means that the United Kingdom will extend its nuclear deterrent beyond 2050, essentially doubling the timeline of its own nuclear era.

Doing so is entirely consistent with the United Kingdom’s international obligations under the Non-Proliferation Treaty (NPT) and with a policy that favors complete elimination of nuclear weapons, the government insisted in a fact sheet, because the British nuclear arsenal today is smaller than during the Cold War, and because the Treaty does not say exactly when nuclear disarmament has to be accomplished. In fact, the new plan has “the right balance,” the government claims, between working for a world free of nuclear weapons and keeping those weapons.

The Reduction

Probably in acknowledgment that it will be a hard sell domestically and internationally, the $40 billion nuclear plan was sweetened with an announcement that Britain will reduce the number of “operationally available warheads” from fewer than 200 today to fewer than 160 at some future date.

The gesture is somewhat hollow, however, because Britain only has enough Trident D5 missiles to arm three of its four SSBNs with a maximum of 144 warheads anyway. The Blair government previously decided in 1998 to purchase only 58 missiles instead of 65. Since then, eight missiles have been used in operational test launches, leaving 50 missiles in the inventory – barely enough to fill the tubes of three SSBNs.

The British government has stated that the single SSBN on patrol at any given time carries “up to 48” warheads, a statement that partly reflects that some of the missiles have been given a “substrategic” mission, probably with only one warhead each. Depending on the number of substrategic mission missiles carried, the actual loading of the patrolling submarine probably is 36-44 warheads. Assuming a similar loading for the other two SSBNs for which there are missiles available, the estimated number of warheads needed for the British SSBN fleet since the substrategic mission first became operational in 1996 is 108-132 warheads.

The announcement to retain “fewer than 160” operationally available warheads seems to reflect this existing reality rather than an additional operational reduction. But it raises the question why the British government for the past eight years has retained 20 percent more warheads than it actually needed.

The Catch

The plan to replace the submarines comes with a catch: Half-way through their service-life, the missiles will expire, necessitating further investment to purchase new missiles and possibly also new warheads. The U.K. government has already received, the White Paper states, assurance from the U.S. government that Britain can be a partner if the United States later decides to build a successor to the D5 missile, and that such a missile will be compatible, or can be made compatible, with Britain’s new SSBNs.

The Warheads

The type of warhead deployed on Britain’s D5 missiles will last at least into the 2020, according to the White Paper. But the U.K. government says it doesn’t yet know whether the warhead can be “refurbished” to last longer, or whether it will be necessary to develop a replacement warhead. The next Parliament will have to make that decision, the government says, an option that of course will be harder to reject if a decision has already been made to build the new submarines.

How British are the warheads on the British SSBN fleet? The Ministry of Defence stated in a fact sheet that the warheads on the D5 missiles were “designed and manufactured in the U.K.” Even so, rumors have persisted for years that the warheads are in fact modified U.S. W76 warheads.

Now a U.S. Department of Energy document – declassified after eight years of processing – directly links the warhead designs on U.S. and U.K. Trident missiles. The document shows that the “U.K. Trident System,” as the British warhead modification is called, is similar enough to the U.S. W76 warhead to make up an integral part of the W76 engineering, design and evaluation schedule (see figure below).

Specifically, the document shows that between 1999 and 2001, work on five of 13 “W76 needs” involved the “U.K. Trident System.” These activities included vibration and point shock models, impulse models, impulse and point shock tests, vibration tests, as well as “TSR [thermostructural response] and Blast Models.”

The activities listed in the chronology are contained in a detailed database that “maps the requirements and capabilities for replacement subsystem and component modeling development, test, and production to the specific organizations tasked with meeting these requirements.”

The “U.K. Trident System” is thought to consist of a 100-kiloton thermonuclear warhead encased in a cone-shaped U.S. Mark-4 reentry vehicle. The W76 is the most numerous warhead (approximately 3,200) in the U.S. stockpile. Built between 1978 and 1988, about a third of the W76s are being modified as the W76-1 (see figure below) and equipped with a new fuze with ground-burst capability to “enable the W76 to take advantage of the higher accuracy of the D5” against harder targets. Delivery of the first W76-1 is scheduled for 2007 and the last in 2012. The W76 is also the first warhead scheduled to be modified under the proposed Reliable Replacement Warhead program.

The Nuclear Mission

The U.K. government presents several specific military and political justifications for why it intends to double Britain’s nuclear era.

One is that none of the other nuclear weapon states are even considering getting rid of their nuclear weapons, but instead are modernizing – some even increasing – their nuclear arsenals.

Another justification is that North Korea and Iran are pursuing nuclear weapons too, and that some countries might even “sponsor nuclear terrorism from their soil.”

Finally, the world is an uncertain and risky place, the White Paper concludes, and adds that it is “not possible to accurately predict the global security environment over the next 20 to 50 years.”

Those who question that these justifications are sufficient to retain the nuclear deterrent, Prime Minister Tony Blair writes in the foreword of the White Paper, “need to explain why disarmament by the U.K. would help our security.”

Analysis

The White Paper fails to identify a specific, urgent mission for British nuclear weapons. Instead, the justification to keep them seems like a little of everything: A couple of Cold War leftovers (Russia is still looming on the horizon and China might rise), a little sheep mentality (the other nuclear powers won’t give them up either), a little mission-creep (we might have to use them against proliferators), and a little hype (a role against terrorists). All of this is wrapped in the popular post-Cold War mantra that claims that the world suddenly is very uncertain and impossible to predict. As Prime Minister Tony Blair told the Parliament Monday:

“It is just that, in the final analysis, the risk of giving up something that has been one of the mainstrays of our security since the war [World War II], and moreover doing so when the one certain thing about our world today is its uncertainty, is not a risk I feel we can reasonably take.” The world has changed “beyond recognition,” and “it is precisely because we could not have recognized then, the world we live in now, that it would not be wise to predict the unpredictable in the times to come.”

Of course, it is one thing to argue that Britain needs a nuclear bomb in the basement or a mothballed nuclear production capability just in case. It is quite another to claim that strategic submarines need to continue to hide deep in the oceans much like they did during the Cold War without an urgent threat against the survival of the nation.

That’s for the U.K. Parliament to debate in the next months, followed – presumably – by a decision whether to approve the government’s plan sometime in 2007.

Background: MOD White Paper and Fact Sheets | British Nuclear Forces, 2005

Although the British government has promised a full and open public debate about the future of Britain’s nuclear deterrent, it has so far failed to explain what decisions need to be made, failed to provide a timetable for those decisions, and has refused to participate in a House of Commons Defence Committee inquiry on the future of Britain’s nuclear deterrent, according to a British parliamentary report. The report partially relies on research conducted by the FAS Nuclear Information Project for the SIPRI Yearbook.

Online overview of British nuclear forces