On January 31st, the State Department issued its annual Report to Congress on the Implementation of the New START Treaty, with a notable––yet unsurprising––conclusion:

“Based on the information available as of December 31, 2022, the United States cannot certify the Russian Federation to be in compliance with the terms of the New START Treaty.”

This finding was not unexpected. In August 2022, in response to a US treaty notification expressing an intent to conduct an inspection, Russia invoked an infrequently used treaty clause “temporarily exempting” all of its facilities from inspection. At the time, Russia attempted to justify its actions by citing “incomplete” work regarding Covid-19 inspection protocols and perceived “unilateral advantages” created by US sanctions; however, the State Department’s report assesses that this is “false:”

“Contrary to Russia’s claim that Russian inspectors cannot travel to the United States to conduct inspections, Russian inspectors can in fact travel to the United States via commercial flights or authorized inspection airplanes. There are no impediments arising from U.S. sanctions that would prevent Russia’s full exercise of its inspection rights under the Treaty. The United States has been extremely clear with the Russian Federation on this point.”

Instead, the report suggests that the primary reason for suspending inspections “centered on Russian grievances regarding U.S. and other countries’ measures imposed on Russia in response to its unprovoked, full-scale invasion of Ukraine.”

Echoing the findings of the report, on February 1st, Cara Abercrombie, deputy assistant to the president and coordinator for defense policy and arms control for the White House National Security Council, stated in a briefing at the Arms Control Association that the United States had done everything in its power to remove pandemic- and sanctions-related limitations for Russian inspectors, and that “[t]here are absolutely no barriers, as far as we’re concerned, to facilitating Russian inspections.”

Nonetheless, Russia has still not rescinded its exemption and also indefinitely postponed a scheduled meeting of the Bilateral Consultative Commission in November. In a similar vein, this is believed to be tied to US support for Ukraine, as indicated by Deputy Foreign Minister Sergei Ryabkov who said that arms control “has been held hostage by the U.S. line of inflicting strategic defeat on Russia,” and that Russia was “ready for such a scenario” if New START expired without a replacement.

These two actions, according to the United States, constitute a state of “noncompliance” with specific clauses of New START. It is crucial to note, however, the distinction between findings of “noncompliance” (serious, yet informal assessments, often with a clear path to reestablishing compliance), “violation” (requiring a formal determination), and “material breach” (where a violation rises to the level of contravening the object or purpose of the treaty).

It is also important to note that the United States’ findings of Russian noncompliance are not related to the actual number of deployed Russian warheads and launchers. While the report notes that the lack of inspections means that “the United States has less confidence in the accuracy of Russia’s declarations,” the report is careful to note that “While this is a serious concern, it is not a determination of noncompliance.” The report also assesses that “Russia was likely under the New START warhead limit at the end of 2022” and that Russia’s noncompliance does not threaten the national security interests of the United States.

 

The high stakes of failure: worst-case force projections after New START’s expiry

Both the US and Russia have meticulously planned their respective nuclear modernization programs based on the assumption that neither country will exceed the force levels currently dictated by New START. Without a deal after 2026, that assumption immediately disappears; both sides would likely default to mutual distrust amid fewer verifiable data points, and our discourse would be dominated by worst case thinking about how both countries’ arsenals would grow in the future.

For an example of this kind of thinking, look no further than the new Chair of the House Armed Services Committee, who argued in response to the State Department’s findings of Russian noncompliance that “The Joint Staff needs to assume Russia has or will be breaching New START caps.” As previously mentioned, the State Department report explicitly states that they have only found Russia to be noncompliant on facilitating inspections and BCC meetings, not on deployed warheads and launchers.

It is clear that the longer that these compliance issues persist, the more they will ultimately hinder US-Russia negotiations over a follow-on treaty, which is necessary in order to continue the bilateral strategic arms control regime beyond New START’s expiry in February 2026. As Amb. Steve Pifer, non-resident Senior Fellow at the Brookings Institution, noted during the ACA webinar, “We have three years until New START expires. That seems like a lot of time, but it’s not a long of time if you’re going to try to do something ambitious.”

To that end, both sides should be clear-eyed about the stakes, and more specifically, about what happens if they fail to secure a new deal limiting strategic offensive arms.

The United States has a significant upload capacity on its strategic nuclear forces, where it can bring extra warheads out of storage and add them to the deployed missiles and bombers. Although all 400 deployed US ICBMs currently only carry a single warhead, about half of them use the Mk21A reentry vehicle that is capable of carrying up to three warheads each. Moreover, the United States has an additional 50 “warm” ICBM silos which could be reloaded with missiles if necessary. With these potential additions in mind, the US ICBM force could potentially more than double from 400 to 950 warheads.

In the absence of treaty limitations, the United States could also upload each of its deployed Trident SLBMs with a full complement of eight warheads, rather than the current average of four to five. Factoring in the small numbers of submarines that are assumed to be out for maintenance at any given time, then the United States could approximately double the number of warheads deployed on its SLBMs, to roughly 1,920. The United States could potentially also reactivate the four launch tubes on each submarine that it deactivated to meet the New START limit, thus adding 56 missiles with 448 warheads to the fleet. However, this possibility is not reflected in the table because it is unlikely that the United States would choose to reconstitute the additional four launch tubes on each submarine given their imminent replacement with the next-generation Columbia-class.

Either of these actions would likely take months to complete, particularly given the complexities involved with uploading additional warheads on ICBMs. Moreover, ballistic missile submarines would have to return to port on a rotating schedule in order to be uploaded with additional warheads. However, deploying additional warheads to US bomber bases could be done very quickly, and the United States could potentially upload nearly 700 cruise missiles and bombs on its B-52 and B-2 bombers.

[Note: These numbers are projections based off of estimates; they are not predictions or endorsements. They also do not take into account how the number of available launchers and warheads will change when ongoing modernization programs are eventually completed, as this is unlikely to occur before New START’s expiry in 2026]

Russia also has a significant upload capacity, especially for its ICBMs. Several of Russia’s existing ICBMs are thought to have been downloaded to a smaller number of warheads than their maximum capacities, in order to meet the New START force limits. As a result, without the limits imposed by New START, Russia’s ICBM force could potentially increase from approximately 834 warheads to roughly 1,197 warheads.

Warheads on submarine-launched ballistic missiles onboard some of Russia’s SSBNs are also thought to have been reduced to a lower number to meet New START limits. Without these limitations, the number of deployed warheads could potentially be increased from an estimated 640 to approximately 832 (also with a small number of SSBNs assumed to be out for maintenance). As in the US case, Russian bombers could be loaded relatively quickly with hundreds of nuclear weapons. The number is highly uncertain but assuming approximately 50 bombers are operational, the number of warheads could potentially be increased to nearly 600.

Slide showing estimates of Russian strategic forces, as well as a projection showing the possible upload without a follow-on treaty. Numbers mirror those found in the article text.

Combined, if both countries uploaded their delivery systems to accommodate the maximum number of possible warheads, both sets of arsenals would approximately double in size. The United States would have more deployable strategic warheads but Russia would still have a larger total arsenal of operational nuclear weapons, given its sizable stockpile of nonstrategic nuclear warheads which are not treaty-accountable.

Slide showing comparison estimates of US and Russian strategic forces, as well as a projection showing the possible upload without a follow-on treaty. Numbers mirror those found in the article text.

Moreover, there are expected consequences beyond the offensive strategic nuclear forces that New START regulates. If the verification regime and data exchanges elapse, both countries are likely to enhance their intelligence capabilities to make up for the uncertainty regarding the other side’s nuclear forces. Both countries are also likely to invest more into what they perceive will increase their overall military capabilities, such as conventional missile forces, nonstrategic nuclear forces, and missile defense.

These moves could trigger reactions in other nuclear-armed states, some of whom might also decide to increase their nuclear forces and the role they play in their military strategies. In particular, it is becoming increasingly clear that China appears to no longer be satisfied with just a couple hundred nuclear weapons to ensure its security, and in a shift from longstanding doctrine, may now be looking to size its own nuclear force closer to the size of the US and Russian deployed nuclear forces.

Some US former defense officials have suggested that the United States needs to increase its deployed nuclear force to compensate for the increased nuclear arsenal that China is already building and an alleged increase in Russian non-strategic nuclear weapons––either by negotiating a higher treaty limit with Russia or withdrawing from the New START treaty.

But doing so would not solve the problem and could put the United States on a path where it would in fact face even greater numbers of Russian and Chinese nuclear weapons in the future. A higher treaty warhead limit would obviously increase – not reduce – the number of Russian warheads aimed at the United States; and pulling out of New START would likely cause Russia to deploy even more weapons. Moreover, a significant increase in the size of US and Russian deployed nuclear forces could cause China to increase its arsenal even further. Such developments could subsequently have ripple effects for India, Pakistan, and elsewhere – developments that would undermine, rather than improve, US and international security.

Uploading more warheads is not necessary to maintain deterrence

It is important to note that even if such worst-case scenarios were to occur, in the past the Department of Defense and the Director of National Intelligence have assessed that even a significant Russian increase of deployed nuclear warheads would not have a deleterious effect on US deterrence capabilities. A 2012 joint study assessed:

“[E]ven if significantly above the New START Treaty limits, [Russia’s deployment of additional nuclear warheads] would have little to no effect on the U.S. assured second-strike capabilities that underwrite our strategic deterrence posture. The Russian Federation, therefore, would not be able to achieve a militarily significant advantage by any plausible expansion of its strategic nuclear forces, even in a cheating or breakout scenario under the New START Treaty, primarily because of the inherent survivability of the planned U.S. strategic force structure, particularly the OHIO-class ballistic missile submarines, a number of which are at sea at any given time.”

Although the political situation has dramatically changed over the past decade since the study was published, this particular deterrence dynamic has not. The United States’ second-strike capabilities remain as secure today––even among Russia’s noncompliance and China’s nuclear buildup––as they did a decade ago. As a result, it seems clear that although uploading additional warheads onto US systems may seem like a politically strong response, it would not offer the United States any additional advantage that it does not already possess, and would likely trigger developments that would not be in its national security interest.

—

Background Information:

• “The Long View: Strategic Arms Control After the New START Treaty,” FAS Nuclear Notebook, Bulletin of the Atomic Scientists, November 2022.
• “United States nuclear weapons, 2023,” FAS Nuclear Notebook, Bulletin of the Atomic Scientists, January 2023.
• “Russian nuclear weapons, 2022,” FAS Nuclear Notebook, Bulletin of the Atomic Scientists, February 2022.
• Status of World Nuclear Forces, Federation of American Scientists

This research was carried out with generous contributions from the John D. and Catherine T. MacArthur Foundation, the New-Land Foundation, Ploughshares Fund, the Prospect Hill Foundation, Longview Philanthropy, the Stewart R. Mott Foundation, the Future of Life Institute, Open Philanthropy, and individual donors.

On 27 October 2022, the Biden administration finally released an unclassified version of its long-delayed Nuclear Posture Review (NPR). The classified NPR was released to Congress in March 2022, but its publication was substantially delayed––likely due to Russia’s invasion of Ukraine.

Compared with previous NPRs, the tone and content come closest to the Obama administration’s NPR from 2010. However, it contains significant adjustments because of the developments in Russia and China. (See also our global overview of nuclear arsenals)

Despite the challenges presented by Russia and China, the NPR correctly resists efforts by defense hawks and nuclear lobbyists to add nuclear weapons to the U.S. arsenal and delay the retirement of older types. Instead, the NPR seeks to respond with adjustments in the existing force posture and increase integration of conventional and nuclear planning.

Although Joe Biden during his presidential election campaign spoke strongly in favor of adopting no-first-use and sole-purpose policies, the NPR explicitly rejects both for now. 

From an arms control and risk reduction perspective, the NPR is a disappointment. Previous efforts to reduce nuclear arsenals and the role that nuclear weapons play have been subdued by renewed strategic competition abroad and opposition from defense hawks at home.

Even so, the NPR concludes it may still be possible to reduce the role that nuclear weapons play in scenarios where nuclear use may not be credible. 

Unlike previous NPRs, the 2022 version is embedded into the National Defense Strategy document alongside the Missile Defense Review.

Below is our summary and analysis of the major portions of the NPR:

The Nuclear Adversaries

The NPR identifies four potential adversaries for U.S. nuclear weapons planning: Russia, China, North Korea, and Iran. Of these, Russia and China are obviously the focus because of Russia’s large arsenal and aggressive behavior and because of China’s rapidly increasing arsenal. The NPR projects that “[b]y the 2030s the United States will, for the first time in its history, face two major nuclear powers as strategic competitors and potential adversaries.” This echoes previous statements from high-ranking US military leaders, including the former and incoming Commanders of US Strategic Command although the NPR appears less “the sky is falling.”

China: Given that the National Defense Strategy is largely focused on China, it is unsurprising that the NPR declares China to be “the overall pacing challenge for U.S. defense planning and a growing factor in evaluating our nuclear deterrent.” 

Echoing the findings of the previous year’s China Military Power Report, the NPR suggests that “[t]he PRC likely intends to possess at least 1,000 deliverable warheads by the end of the decade.” According to the NPR, China’s more diverse nuclear arsenal “could provide the PRC with new options before and during a crisis or conflict to leverage nuclear weapons for coercive purposes, including military provocations against U.S. Allies and partners in the region.”

See also our Nuclear Notebook on Chinese nuclear forces.

Russia: The NPR presents harsh language about Russia, in particular surrounding its behavior around the invasion of Ukraine. In contrast to the Trump administration’s NPR, the assumptions surrounding a potential low-yield “escalate-to-deescalate” policy have been toned down; instead the NPR simply states that Russia is diversifying its arsenal and that it views its nuclear weapons as “a shield behind which to wage unjustified aggression against [its] neighbors.” 

The review’s estimate of Russian non-strategic nuclear weapons –– “up to 2,000 –– matches those of previous military statements. In 2021, the Defense Intelligence Agency concluded that Russia “probably possesses 1,000 to 2,000 nonstrategic nuclear warheads.” The State Department said in April 2022 that the estimate includes retired weapons awaiting dismantlement. The subtle language differences reflect a variance in estimates between the different US military departments and agencies. 

The NPR also suggests that “Russia is pursuing several novel nuclear-capable systems designed to hold the U.S. homeland or Allies and partners at risk, some of which are also not accountable under New START.” Given that both sides appear to agree that Russia’s new Sarmat ICBM and Avangard hypersonic glide vehicle fit smoothly into the treaty, this statement is likely referring to Russia’s development of its Burevestnik nuclear-powered cruise missile, its Kinzhal air-launched ballistic missile, and its Status-6 Poseidon nuclear torpedo. 

It appears that Russia and the United States are at odds over whether these three systems are treaty-accountable weapons. In 2019, then-Under Secretary Andrea Thompson noted during congressional testimony that all three “meet the US criteria for what constitutes a “new kind of strategic offensive arms’ for purposes of New START.” However, Russian officials had previously sent a notice to the United States stating that they “find it inappropriate to characterize new weapons being developed by Russia that do not use ballistic trajectories of flight moving to a target as ‘potential new kinds of Russian strategic offensive arms.’ The arms presented by the President of the Russian Federation on March 1, 2018, have nothing to do with the strategic offensive arms categories covered by the Treaty.”

See also our Nuclear Notebook on Russian nuclear forces.

North Korea: In recent years, North Korea has been overshadowed by China and Russia in the U.S. defense debate. Nonetheless this NPR describes North Korea as a target for U.S. nuclear weapons planning. The NPR bluntly states: “Any nuclear attack by North Korea against the United States or its Allies and partners is unacceptable and will result in the end of that regime. There is no scenario in which the Kim regime could employ nuclear weapons and survive.”

See also our Nuclear Notebook on North Korean nuclear forces.

Iran: The NPR also describes Iran even though it does not have nuclear weapons. Interestingly, although Iran is not in compliance with its NPT obligations and therefore does not qualify for the U.S. negative security assurances, the NPR declares that the United States “relies on non-nuclear overmatch to deter regional aggression by Iran as long as Iran does not possess nuclear weapons.”

Nuclear Declaratory Policy

The NPR reaffirms long-standing U.S. policy about the role of nuclear weapons but with slightly modified language. The role is: 1) Deter strategic attacks, 2) Assure allies and partners, and 3) Achieve U.S. objectives if deterrence fails. 

The NPR reiterates the language from the 2010 NPR that the “fundamental role” of U.S. nuclear weapons “is to deter nuclear attacks” and only in “extreme circumstances.” The strategy seeks to “maintain a very high bar for nuclear employment” and, if employment of nuclear weapons is necessary, “seek to end conflict at the lowest level of damage possible on the best achievable terms for the United States and its Allies and partners.”

Deterring “strategic” attacks is a different formulation than the “deterrence of nuclear and non-nuclear attack” language in the 2018 NPR, but the new NPR makes it clear that “strategic” also accounts for existing and emerging non-nuclear attacks: “nuclear weapons are required to deter not only nuclear attack, but also a narrow range of other high consequence, strategic-level attacks.”

Indeed, the NPR makes clear that U.S. nuclear weapons can be used against the full spectrum of threats: “While the United States maintains a very high bar for the employment of nuclear weapons, our nuclear posture is intended to complicate an adversary’s entire decision calculus, including whether to instigate a crisis, initiate armed conflict, conduct strategic attacks using non-nuclear capabilities, or escalate to the use of nuclear weapons on any scale.”

During his presidential campaign, Joe Biden spoke repeatedly in favor of a no-first-use and sole-purpose policy for U.S. nuclear weapons. But the NPR explicitly rejects both under current conditions. The public version of the NPR doesn’t explain why a no-first-use policy against nuclear attack is not possible, but it appears to trim somewhat the 2018 NPR language about an enhanced role of nuclear weapons against non-nuclear strategic attacks. And the stated goal is still “moving toward a sole purpose declaration” when possible in consultation with Allies and partners.

In that context the NPR reiterates previous “negative security assurances” that the United States “will not use or threaten to use nuclear weapons against non-nuclear weapon states that are party to the NPT [Nuclear Non-Proliferation Treaty] and in compliance with their nuclear non-proliferation obligations.”

“For all other states” the NPR warns, “there remains a narrow range of contingencies in which U.S. nuclear weapons may still play a role in deterring attacks that have strategic effect against the United States or its Allies and partners.” That potentially includes Iran, North Korea, and Pakistan.

Interestingly, the NPR states that “hedging against an uncertain future” is no longer a stated (formal) role of nuclear weapons. Hedging has been part of a strategy to be able to react to changes in the threat environment, for example by deploying more weapons or modifying capabilities. The change does not mean that the United States is no longer hedging, but that hedging is part of managing the arsenal, rather than acting as a role for nuclear weapons within US military strategy writ large. 

The NPR reaffirms, consistent with the 2013 Nuclear Employment Strategy, that U.S. use of nuclear weapons must comply with the Law of Armed Conflict (LOAC) and that it is U.S. policy “not to purposely threaten civilian populations or objects, and the United States will not intentionally target civilian populations or objects in violation of LOAC.” That means that U.S. nuclear forces cannot attack cities per se (unless they contain military targets). 

Nuclear Force Structure

The NPR reaffirms a commitment to the modernization of its nuclear forces, nuclear command and control and communication systems (NC3), and production and support infrastructure. This is essentially the same nuclear modernization program that has been supported by the previous two administrations.

But there are some differences. The NPR also identifies “current and planned nuclear capabilities that are no longer required to meet our deterrence needs.” This includes retiring the B83-1 megaton gravity bomb and cancelling the nuclear sea-launched cruise missile (SLCM-N). These decisions were expected and survived opposition from defense hawks and nuclear lobbyists. 

Although the NPR has decided to move forward with retirement of the B83-1 bomb due to increasing limitations on its capabilities and rising maintenance costs, the NPR appears to hint at a replacement weapon “for improved defeat” of hard and deeply buried targets. The new weapon is not identified.

The NPR concludes that “SLCM-N was no longer necessary given the deterrence contribution of the W76-2, uncertainty regarding whether SLCM-N on its own would provide leverage to negotiate arms control limits on Russia’s NSNW, and the estimated cost of SLCM-N in light of other nuclear modernization programs and defense priorities.” This language is more subtle than the administration’s recent statement rebutting Congress’ attempt to fund the SLCM-N, which states:

“The Administration strongly opposes continued funding for the nuclear sea-launched cruise missile (SLCM-N) and its associated warhead. The President’s Nuclear PostureReview concluded that the SLCM-N, which would not be delivered before the 2030s, is unnecessary and potentially detrimental to other priorities. […] Further investment in developing SLCM-N would divert resources and focus from higher modernization priorities for the U.S. nuclear enterprise and infrastructure, which is already stretched to capacity after decades of deferred investments. It would also impose operational challenges on the Navy.

In justifying the cancelation of the SLCM-N, the NPR spells out the existing and future capabilities that adequately enable regional deterrence of Russia and China. This includes the W76-2 (the low-yield warhead for the Trident II D5 submarine-launched ballistic missile proposed and deployed under the Trump administration), globally-deployed strategic bombers, air-launched cruise missiles, and dual-capable fighter aircraft such as as the F-35A equipped with the new B61-12 nuclear bomb. 

The NPR concludes that the W76-2 “currently provides an important means to deter limited nuclear use.” However, the review leaves the door open for its possible removal from the force structure in the future: “Its deterrence value will be re-evaluated as the F-35A and LRSO are fielded, and in light of the security environment and plausible deterrence scenarios we could face in the future.”

The review also notes that “[t]he United States will work with Allies concerned to ensure that the transition to modern DCA [dual-capable aircraft] and the B61-12 bomb is executed efficiently and with minimal disruption to readiness.” The release of the NPR coincides with the surprise revelation that the United States has sped up the deployment of the B61-12 in Europe. Previously scheduled for spring 2023, the first B61-12 gravity bombs will now be delivered in December 2022, likely due to Russia’s invasion of Ukraine and Putin’s nuclear belligerency. Given that the Biden administration has previously taken care to emphasize that its modernization program and nuclear exercises are scheduled years in advance and are not responses to Russia’s actions, it is odd that the administration would choose to rush the new bombs into Europe at this time. 

The NPR appears to link the non-strategic nuclear posture in Europe more explicitly to recent Russian aggression. “Since Russia’s invasion of Ukraine and the occupation of Crimea in 2014, NATO has taken steps to ensure a modern, ready, and credible NATO nuclear deterrent.” While that is true, some of those steps were already underway before 2014 and would have happened even if Russia had not invaded Ukraine. This includes extensive modernizations at the bases and of the weapons and adding the United Kingdom to the nuclear storage upgrades. But the NPR also states that “Further steps are needed to fully adapt these forces to current and emerging security conditions,” including to “enhance the readiness, survivability and effectiveness of the DCA mission across the conflict spectrum, including through enhanced exercises…”

In the Pacific region, the NPR continues and enhances extended deterrence with U.S. capabilities and deepened consultation with Allies and partners. The role of Australia appears to be increasing. An overall goal is to “better synchronize the nuclear and non-nuclear elements of deterrence” and to “leverage Ally and partner non-nuclear capabilities that can support the nuclear nuclear deterrence mission.” The last part sounds similar to the so-called SNOWCAT mission in NATO where Allies support the nuclear strike mission with non-nuclear capabilities.

Nuclear-Conventional Integration

Although the integration of nuclear and conventional capabilities into strategic deterrence planning has been underway for years, the NPR seeks to deepen it further. It “underscores the linkage between the conventional and nuclear elements of collective deterrence and defense” and adopts “an integrated deterrence approach that works to leverage nuclear and non-nuclear capabilities to tailor deterrence under specific circumstances.”

This is not only intended to make deterrence more flexible and less nuclear focused when possible, but it also continues the strategy outlined in the 2010 NPR and 2013 Nuclear Employment Guidance to reduce reliance on nuclear weapons by relying more on new conventional capabilities.

According to the NPR, “Non-nuclear capabilities may be able to complement nuclear forces in strategic deterrence plans and operations in ways that are suited to their attributes and consistent with policy on how they are employed.” Although further integration will take time, the NPR describes “how the Joint Force can combine nuclear and non-nuclear capabilities in complementary ways that leverage the unique attributes of a multi-domain set of forces to enable a range of deterrence options backstopped by a credible nuclear deterrent.” An important part of this integration is to “better synchronize nuclear and non-nuclear planning, exercises, and operations.”

Beyond force structure issues, this effort also appears to be a way to “raise the nuclear threshold” by reducing reliance on nuclear weapons but still endure in regional scenarios where an adversary escalates to limited nuclear use. In contrast, the 2018 NPR sought low-yield non-strategic “nuclear supplements” for such a scenario, and specifically named a Russian so-called “escalate-to-deescalate” scenario as a potentially possibility for nuclear use.

Moreover, conventional integration can also serve to reduce reliance on nuclear weapons in response to non-nuclear strategic attacks, and could therefore pave the way for a sole-purpose policy in the future (see also An Integrated Approach to Deterrence Posture by Adam Mount and Pranay Vaddi).

Finally, increasing conventional capabilities in deterrence planning also allows for deeper and better integration of Allies and partners without having to rely on more controversial nuclear arrangements.

A significant challenge of deeper nuclear-conventional integration in strategic deterrence is to ensure that it doesn’t blur the line between nuclear and conventional war and inadvertently increase nuclear signaling during conventional operations.

Arms Control and Non-Proliferation

The NPR correctly concludes that deterrence alone will not reduce nuclear dangers and reaffirms the U.S. commitment to arms control, risk reduction, and nonproliferation. It does so by stating that the United States will pursue “a comprehensive and balanced approach” that places “renewed emphasis on arms control, non-proliferation, and risk reduction to strengthen stability, head off costly arms races, and signal our desire to reduce the salience of nuclear weapons globally.”

 The Biden administration’s review contains significantly more positive language on arms control than can be found in the Trump administration’s NPR. The NPR concludes that “mutual, verifiable nuclear arms control offers the most effective, durable and responsible path to achieving a key goal: reducing the role of nuclear weapons in U.S. strategy.”

In that vein, the review states a willingness to “expeditiously negotiate a new arms control framework to replace New START,” as well as an expansive recommitment to the Non-Proliferation Treaty (NPT), the Comprehensive Nuclear-Test-Ban Treaty” (CTBT), and the Fissile Material Cutoff Treaty (FMCT). However, the authors take a negative view of the Treaty on the Prohibition of Nuclear Weapons (TPNW), stating that the United States does not “consider the TPNW to be an effective tool to resolve the underlying security conflicts that lead states to retain or seek nuclear weapons.” 

Although the NPR states that “major changes” in the role of U.S. nuclear weapons against Russia and China will require verifiable reductions and constraints on their nuclear forces, it also concludes that there “is some opportunity to reduce the role of nuclear weapons in our strategies for [China] and Russia in circumstances where the threat of a nuclear response may not be credible and where suitable non-nuclear options may exist or may be developed.” The NPR does not identify what those scenarios are.

Looking Ahead

Many of the activities described in the NPR are already well underway. Now that the NPR has been completed and published, the Pentagon will produce an NPR implementation plan that identifies specific decisions to be carried out.

Flowing from the reviews that were done in preparation of the NPR, the White House will move forward with an update to the nuclear weapons employment guidance. This guidance will potentially include changes to the strike plans and the assumptions and the assumptions and requirements that underpin them.

The Biden administration must use this opportunity to scrutinize more closely the simulations and analysis that U.S. Strategic Command is using to set nuclear force structure requirements.

––

Additional analysis can be found on our FAS Nuclear Posture Review Resource Page.

For an overview of global modernization programs, see our annual contribution to the SIPRI Yearbook and our Status of World Nuclear Forces webpage. Individual country profiles are available in various editions of the FAS Nuclear Notebook, which is published by the Bulletin of Atomic Scientists and is freely available to the public.

This research was carried out with generous contributions from the John D. and Catherine T. MacArthur Foundation, the New-Land Foundation, the Ploughshares Fund, the Prospect Hill Foundation, Longview Philanthropy, the Stewart R. Mott Foundation, the Future of Life Institute, Open Philanthropy, and individual donors.

Shortly after Russian military forces invaded Ukraine and President Vladimir Putin said that he had ordered Russian nuclear forces on high combat alert – apparently to deter the United States from getting directly involved, and the United States condemned the statement as “unacceptable” nuclear saber rattling but refused to respond in kind, the two vehemently opposed countries did something amazing: They exchanged factual information about the status of their strategic nuclear forces as required under the New START Treaty.

Yesterday, the US State Department published the unclassified bits of that data exchange. It shows that both countries were below the limits set by the treaty for deployed strategic nuclear forces: 1,550 warheads attributed to 700 deployed long-range ballistic missiles and heavy bombers.

At a time when direct contacts are being curtailed, antagonism runs high, and trust completely lost, it is nothing short of amazing that Russia and the United States continue to abide by the New START treaty and exchange classified information as if nothing had happened.

The reason is clear. Despite their differences, they both have a keen interest in keeping the other country’s long-range nuclear forces in check.

Both the United States and Russia have far more nuclear warheads in their total military stockpiles than what they deploy on their launchers under New START. If the treaty fell away, each side could dramatically and quickly increase the number of nuclear warheads ready to launch on short notice. The US has close to 2,000 strategic warheads in storage, Russia about half that many. Such an increase would be extraordinarily destabilizing and dangerous, especially with a full-scale war raging in Europe and Russia buckling under the strain of unprecedented sanctions.

What the Data Shows

The latest set of data shows that as of March 1, 2022, the United States and Russia both were in compliance with their obligations under the New START treaty not to operate more than 800 total strategic launchers, no more than 700 deployed strategic launchers, and no more than 1,550 warheads attributed to those deployed launchers.

Combined the two countries possessed a total of 1,561 accountable strategic missiles and heavy bombers, of which 1,212 launchers were deployed with 2,989 attributable warheads. That is a slight increase in the number of deployed launchers and warheads compared with six months ago (note: the combined warhead number is actually about 100 too high because each deployed bomber is counted as one weapon even though neither country’s bombers carry weapons under normal circumstances).

Compared with September 2021, the data shows the two countries combined increased the total number of strategic launchers by 19, increased combined deployed strategic launchers by 20, and increased the combined deployed strategic warheads by 142. Of these numbers, only the “19” is real; the other changes reflect natural fluctuations as launchers move in and out of maintenance or are being upgraded.

In terms of the total effect of the treaty, the data shows the two countries since February 2011 combined have cut 428 strategic launchers from their arsenals, reduced deployed strategic launchers by 191, and reduced the number of deployed strategic warheads by 348. However, it is important to remind that this warhead reduction is but a fraction (just over 4 percent) of the estimated 8,185 warheads that remain in the two countries combined nuclear weapons stockpiles (just over 3 percent if counting their total combined inventories of 11,405 stockpiled and retired (but yet to be dismantled) warheads).

The United States

The data shows the United States possessing 800 strategic launchers, exactly the maximum number allowed by the treaty, of which 686 are deployed with 1,515 warheads attributed to them. This is an increase of 21 deployed strategic launchers and 126 deployed strategic warheads over the past 6 months. The increase is probably partly due to the 13^th SSBN – the USS Wyoming (SSBN-742) – having completed its reactor refueling overhaul. The 1,515 deployed warheads is the highest number the United States has deployed since September 2015. The total inventory of strategic launchers has not declined since 2017.

The aggregate data does not reveal how many warheads are attributed to the three legs of the triad. The full unclassified data set will be released later this summer. But if one assumes the number of deployed bombers and deployed ICBMs are the same as in the September 2021 data, then the SSBNs carry 1,068 warheads on roughly 220 deployed Trident II SLBMs. That is an increase of 123 warheads on the SSBN force compared with September, or an average of 4-5 warheads per deployed missile. Overall, this accounts for roughly 70 percent of all the 1,515 warheads attributed to the deployed strategic launchers (nearly 73 percent if excluding the “fake” 45 bomber weapons included in the official count).

The New START data indicates that the United States as of March 1, 2022 deployed approximately 1,068 warheads on ballistic missile onboard its strategic submarines.

Compared with February 2011, the United States has reduced its total inventory of strategic launchers by 324, deployed launchers by 196, and deployed strategic warheads by 285. While important, the warhead reduction represents only a small fraction (about 8 percent) of the estimated 3,708 warheads that remain in the U.S. stockpile (just over 5 percent if counting total inventory of 5,428 stockpiled and retired (but yet to be dismantled) warheads).

The Russian Federation

The New START data shows Russia with an inventory of 761 strategic launchers, of which 526 are deployed with 1,474 warheads attributed to them. Compared with six months ago, this is a decrease of 1 deployed launcher and an increase of 16 deployed strategic warheads. The change reflects fluctuations caused by launcher maintenance and upgrade work to new systems.

Compared with February 2011, Russia has cut its total inventory of strategic launchers by 104, increased deployed launchers by 5, and decreased deployed strategic warheads by 63. This modest warhead reduction represents less than 2 percent of the estimated 4,477 warheads that remain in Russia’s nuclear weapons stockpile (roughly 1 percent if counting the total inventory of 5,977 stockpiled and retired (but yet to be dismantled) warheads).

The Russian New START reductions since 2011 are smaller than the US reductions because Russia had fewer strategic forces than the United States when the treaty entered into force.

That disparity remains today. Despite frequent claims by hardliners that Russia is ahead of the United States, the New START data shows that Russia has 160 deployed strategic launchers fewer than the United States, a significant gap that exceeds the number of missiles in an entire US Air Force ICBM wing. Despite its nuclear modernization program, Russia has so far not sought to reduce this gap by deploying more strategic launchers. Instead, the Russian launcher deficit has been increasing by about one-third since its lowest point in February 2018.

Instead of closing the launcher gap, the Russian military appears to try to compensate by increasing the number of warheads that can be carried on the newer missiles (SS-27 Mod 2, Yars, and SS-N-32, Bulava) that are replacing older types (SS-25, Topol, SS-N-18, Vysota, and SS-N-23, Sineva). Thanks to the New START treaty limit, many of these warheads are not deployed on the missiles under normal circumstance but are stored and could potentially be uploaded onto the launchers in a crisis. The United States also has such an upload capability for its larger inventory of launchers and therefore is not at a strategic disadvantage.

Two of Russia’s new strategic nuclear weapons (SS-19 Mod 4, Avangard, and SS-29, Sarmat) are covered by New START if formally incorporated. Other types (the Poseidon nuclear-powered torpedo, and the Burevestnik nuclear-powered ground-launched cruise missile) are not yet deployed and appear to be planned in relatively small numbers. They do not appear capable of upsetting the strategic balance in the foreseeable future. The treaty includes provisions for including new weapon types, if the two sides agree.

The sanctions in reaction to Russia’s invasion of Ukraine will likely slow Russia’s nuclear modernization in the next decade.

Inspections and Notifications

In addition to the aggregate data described above, the New START treaty also allows for up to 18 on-site inspections per year and notifications of launcher movements and activities. Up until April 2020, a total of 328 on-site inspections were conducted. Because of COVID-19, there have been no inspections since. The two countries have continued to exchange large numbers of notifications: a total of 23,559 as of March 31, 2022.

Looking Ahead

The continued complaince by the United States and Russia to the New START treaty and its data exchanges are extraordinary given the demise of treaties, agreements, and deep animosity and almost complete loss of trust. The treaty’s interactions between the two countries and the caps and predictability it provides on strategic offensive nuclear forces have never been more important since New START was negotiated more than a decade ago.

But the clock is running out. Although New START was extended in February 2021 for an additional five years, the treaty will expire in February 2026. Strategic stability talks between Russia and the United States have been disrupted by the war in Ukraine and seem unlikely to resume in the foreseeable future.

If New START is not followed by a new treaty by the time it expires in 2026, there will no limits on US and Russian nuclear forces for the first time the 1970s.

Moreover, political polarization makes it highly uncertain if the US Congress would approve a new treaty.

Short of a formal treaty, the two sides potentially could make an executive agreement and pledge to continue to abide by the New START limits even after the treaty officially expires.

The silver lining is that both countries have a strong interest in continuing to maintain limits on the other side’s strategic offensive nuclear forces. That is why it is important that hardliners are not allowed to misuse Russia’s invasion of Ukraine and China’s nuclear buildup to undermine New START and increase nuclear forces.

Additional information:

• Status of World Nuclear Forces
• Russian nuclear forces, 2022
• United States nuclear forces, 2021 [2022 version forthcoming]

This publication was made possible by generous support from the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the author.

The first public release of New START aggregate numbers since the United States and Russia in February extended the agreement for five years shows the treaty continues to limit the two nuclear powers strategic offensive nuclear forces.

Continued adherence to the New START limits is one of the few positive signs in the otherwise frosty relations between the two countries.

The ten years of aggregate data published so far looks like this:

Combined Forces

The latest set of this data shows the situation as of March 1, 2021. As of that date, the two countries possessed a combined total of 1,567 accountable strategic missiles and heavy bombers, of which 1,168 launchers were deployed with 2,813 warheads. That is a slight decrease in the number of deployed launchers and warheads compared with six months ago (note: the combined warhead number is actually about 100 too high because each deployed bomber is counted as one weapon even though neither country’s bombers carry weapons under normal circumstances).

Compared with September 2020, the data shows the two countries combined increased the total number of strategic launchers by 3, decreased combined deployed strategic launchers by 17, and decreased the combined deployed strategic warheads by 91. Of these numbers, only the “3” is real; the other changes reflect natural fluctuations as launchers move in and out of maintenance or are being upgraded.

In terms of the total effect of the treaty, the data shows the two countries since February 2011 combined have cut 422 strategic launchers from their arsenals, reduced deployed strategic launchers by 235, and reduced the number of deployed strategic warheads by 524. However, it is important to remind that this warhead reduction is but a fraction (just over 6 percent) of the estimated 8,297 warheads that remain in the two countries combined nuclear weapons stockpiles (just over 4 percent if counting their total combined inventories of 11,807 stockpiled and retired (but yet to be dismantled) warheads).

The United States

The data shows the United States currently possessing 800 strategic launchers, exactly the maxim number allowed by the treaty, of which 651 are deployed with 1,357 warheads attributed to them. This is a decrease of 24 deployed strategic launchers and 100 deployed strategic warheads over the past 6 months. These are not actual decreases but reflect normal fluctuations caused by launchers moving in and out of maintenance. The United States has not reduced its total inventory of strategic launchers since 2017.

The aggregate data does not reveal how many warheads are attributed to the three legs of the triad. The full unclassified data set will be released later. But if one assumes the number of deployed bombers and deployed ICBMs are the same as in the September 2020 data, then the SSBNs carry 909 warheads on 200 deployed Trident II SLBMs. That is a decrease of 100 warheads on the SSBN force compared with September, or an average of 4-5 warheads per deployed missile. Overall, this accounts for 67 percent of all the 1,357 warheads attributed to the deployed strategic launchers (nearly 70 percent if excluding the “fake” 50 bomber weapons included in the official count).

Compared with February 2011, the United States has reduced its inventory of strategic launchers by 324, deployed launchers by 231, and deployed strategic warheads by 443. While important, the warhead reduction represents only a small fraction (about 12 percent) of the 3,800 warheads that remain in the U.S. stockpile (less than 8 percent if counting total inventory of 5,800 stockpiled and retired (but yet to be dismantled) warheads).

The Russian Federation

The New START data shows Russia with an inventory of 767 strategic launchers, of which 517 are deployed with 1,456 warheads attributed to them. Compared with six months ago, this is an increase of 7 deployed launchers and 9 deployed strategic warheads. The change reflects fluctuations caused by launcher maintenance and upgrade work to new systems.

Compared with February 2011, Russia has cut its inventory of strategic launchers by 98, deployed launchers by 4, and deployed strategic warheads by 81. This modest warhead reduction represents less than 2 percent of the estimated 4,497 warheads that remain in Russia’s nuclear weapons stockpile (only 1.3 percent if counting the total inventory of 6,257 stockpiled and retired (but yet to be dismantled) Russian warheads).

Compared with 2011, the Russian reductions accomplished under New START are smaller than the U.S. reductions because Russia had fewer strategic forces than the United States when the treaty entered into force in 2011.

Build-up, What Build-up?

With frequent claims by U.S. officials that Russia is increasing its nuclear arsenal, which may be happening in some categories, it is interesting that despite a significant modernization program, the New START data shows this increase is not happening in the size of Russia’s accountable strategic nuclear forces. (The number of strategic-range nuclear forces outside New START is minuscule.)

On the contrary, the New START data shows that Russia has 134 deployed strategic launchers less than the United States, a significant gap roughly equal to the number of missiles in an entire US Air Force ICBM wing. It is significant that Russia despite its modernization programs so far has not sought to reduce this gap by deploying more strategic launchers. Instead, the Russian launcher deficit has been increasing by nearly one-third since its lowest point in February 2018.

Instead, the Russian military appears to try to compensate for the launcher disparity by increasing the number of warheads that can be carried on the newer missiles (SS-27 Mod 2, Yars, and SS-N-32, Bulava) that are replacing older types (SS-25, Topol, and SS-N-18, Vysota). Thanks to the New START treaty limit, many of these warheads are not deployed on the missiles under normal circumstance but are stored and could potentially be uploaded onto the launchers in a crisis. The United States also has such an upload capability for its larger inventory of launchers and therefore is not at a strategic disadvantage.

Two of Russia’s new strategic nuclear weapons (SS-19 Mod 4, Avangard, and SS-29, Sarmat) are covered by New START if formally incorporated. Other types (Poseidon nuclear-powered torpedo, and Burevestnik nuclear-powered ground-launched cruise missile) are not yet deployed and appear to be planned in relatively small numbers. They do not appear capable of upsetting the strategic balance in the foreseeable future. The treaty includes provisions for including new weapon types, if the two sides agree.

Inspections and Notifications

In addition to the New START data, the U.S. State Department has also updated the overview of part of its treaty verification activities. The data shows that the two sides since February 2011 have carried out 328 on-site inspections of each other’s strategic nuclear forces and exchanged 21,727 notifications of launcher movements and activities. Nearly 860 of those notifications were exchanged since September 2020.

Importantly, due to the Coronavirus outbreak, there have been no on-site inspections conducted since April 1, 2020. Instead, notification exchanges and National Technical Means of verification have provided adequate verification. Nonetheless, on-site inspection can hopefully be resumed soon.

This inspection and notification regime and record are crucial parts of the treaty and increasingly important for U.S.-Russian strategic relations as other treaties and agreements have been scuttled.

Looking Ahead

Although the New START treaty has been extended for five years and it appears to be working, that is no reason to be complacent. The United States and Russia should undertake detailed and ongoing negotiations about what a follow-on treaty will look like, so they are ready well before the five-year extension runs out. The incompetent and brinkmanship negotiation style of the Trump administration fully demonstrated the risks and perils of waiting to the last minute. The Biden administration can and should do better.

Additional information:

• Status of World Nuclear Forces
• Russian nuclear forces, 2021
• United States nuclear forces, 2021

This publication was made possible by generous support from the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the author.

The US Air Force National Air and Space Intelligence Center (NASIC) has published a new version of its widely referenced Ballistic and Cruise Missile Threat report.

The agency normally puts out an updated version of the report every four years. The previous version dates from 2017.

The 2021 report (dated 2020) provides information on developments in many countries but is clearly focused on China, Iran, North Korea, and Russia. Especially the North Korean data is updated because of the significant developments since 2017.

The most interesting new information in the updated report is probably that the new Chinese JL-3 sea-launched ballistic missile (SLBM) is capable of carrying multiple warheads.

Overall, however, the new report may be equally interesting because of what it does not include. There are a number of cases where the report is scaled back compared with previous versions. And throughout the report, much of the data clearly hasn’t been updated since 2018. In some places it is even inconsistent and self-contradicting.

The most significant data reduction is in the cruise missile section where the report no longer lists countries other than Russia, China, and Iran. This is a significant change from previous reports that listed a wide range of other countries, including India and Pakistan and many others that have important cruise missile programs in development. The omission is curious because the report in all ballistic missile categories includes other countries.

Other examples of reduced data include the overview of ballistic missile launches, which for some reason does not show data for 2019 and 2020. Nor is it clear from the table which countries are included.

Also, in some descriptions of missile program developments the report appears to be out of date and not update on recent developments. This includes the Russian SS-X-28 (RS-26 Rubezh) shorter-range ICBM, which the report portrays as an active program but only presents data for 2018. Likewise, the report does not mention the two additional boats being added to the Chinese SSBN fleet. Moreover, the new section with air-launched ballistic missiles only includes Russia but leaves out Chinese developments and only appears to include data up through early 2018.

Whether these omissions reflect changes in classification rules, chaos is the Intelligence Community under the Trump administration, or simply oversight is unknown.

Below follows highlights of some of the main nuclear issues in the new report.

Russian Nuclear Forces

Information about Russian ballistic and cruise missile programs dominate the report, but less so than in previous versions. NASIC says Russia currently has approximately 1,400 nuclear warheads deployed on ICBMs and SLBMs, a reduction from the “over 1,500” reported in 2017. The new number is well known from the release of New START data and is very close to the 1,420 warheads we estimated in our Russian Nuclear Notebook last year.

NASIC repeats the projection from 2017, that “the number of missiles in the Russian ICBM force will continue to decrease because of arms control agreements, aging missiles, and resource constraints….”

The statement that “Russia retains over 1,000 nuclear warheads on ICBMs” is curious, however, because would imply the SLBM force is loaded with fewer warheads than normally assumed. The warhead loading attributed to the SS-N-32 (Bulava) is 6, the number declared by Russia under the START treaty, and less than the 10 warheads that is often claimed by unofficial sources.

The new version describes continued development of the SS-28 (RS-26 (Rubezh) shorter-range ICBM suspected by some to actually be an IRBM. But the report only lists development activities up through 2018 and nothing since. The system is widely thought to have been mothballed due to budget constraints.

The cruise missile section attributes nuclear capability – or possible nuclear capability – to most of the Russian missiles listed. Six systems are positively identified as nuclear, including the Kh-102, which was not listed in the 2017 report. Two of the nuclear systems are dual-capable, including the 9M729 (SSC-8) missile the US said violated the now-abandoned INF treaty, while 3 missiles are listed as “Conventional, Nuclear Possible.” That includes the 9M728 (R-500) cruise missile (SSC-7) launched by the Iskander system, the 3M-14 (Kalibr) cruise missile (SS-N-30), and the 3M-55 (Yakhont, P-800) cruise missile (SS-N-26).

The designation of “nuclear possible” for the SS-N-30 (3M-14, often called the Kalibr even though Kalibr is strictly speaking the name of the launcher system) is curious because the Russian government has clearly stated that the missile is nuclear-capable.

Chinese Nuclear Forces

The biggest news in the China section of the NASIC report is that the new JL-3 SLBM that will arm the next-generation Type 096 SSBN will be capable of delivering “multiple” warheads and have a range of more than 10,000 kilometers. That is a significant increase in capability compared with the JL-2 SLBM currently deployed on the Jin-class SSBNs and is likely part of the reason for the projection that China’s nuclear stockpile might double over the next decade.

Despite this increased range, however, a Type 096 operating from the current SSBN base in the South China Sea would not be able to strike targets in the continental United States. To be able to reach targets in the continental United States, an SSBN would have to launch its missile from the Bohai Sea. That would bring almost one-third of the continental United States within range. To target Washington, DC, however, a Type 096 SSBN would still have to deploy deep into the Pacific.

The new DF-41 (CSS-20) has lost its “-X-“ designation (CSS-X-20), which indicates that NASIC considers the missile has finished development is now being deployed. A total of 16+ launchers are listed, probably based on the number attending the 2019 parade in Beijing and the number seen operating in the Jilantai training area.

The number of DF-31A and DF-31AG launchers is very low, 15+ and 16+ respectively, which is strange given the number of bases observed with the launchers. Of course, “+” can mean anything and we estimate the number of launchers is probably twice that number. Also interesting is that the DF-31AG is listed as “UNK” (unknown) for warheads per missile. The DF-31A is listed with one warhead, which suggests that the AG version potentially could have a different payload. Nowhere else is the AG payload listed as different or even multiple warheads.

The NASIC report projection for the increase in Chinese nuclear ICBM warheads that can reach the United States is inconsistent and self-contradicting. In one section (p. 3) the report predicts “the number of Chinese ICBM nuclear warheads capable of reaching the United States potentially expanding to well over 200 within the next 5 years.” But in another section (p. 27), the report states that the “number of warheads on Chinese ICBMs capable of threatening the United States is expected to grow to well over 100 in the next 5 years.” The projection of “well over 100” was also listed in the 2017 report, and the “well over 200” projection matches the projection made in the DOD annual report on Chinese military developments. So the authors of the NASIC might simply have forgotten to update the text.

On Chinese shorter-range ballistic missiles, the NASIC report only mentions DF-21A (CSS-5 Mod 2) as nuclear, but not the CSS-5 Mod 6 version. The Mod 6 version (potentially called DF-21E) was first mentioned in the 2016 DOD report on Chinese military developments and has been included since.

Newer missiles finally get designations: The dual-capable DF-26 is called the CSS-18, and the conventional (possibly) DF-17 is called the CSS-22. NASIC continues to list the DF-26 range as less (3,000+ km) than the annual DOD China report (4,000 km).

An in case anyone was tempted, no, none of China’s cruise missiles are listed as nuclear-capable.

Pakistani Nuclear Forces

The report provides no new information about Pakistani nuclear-capable ballistic missiles. As with several other sections in the report, the information does not appear to have been updated much beyond 2018, if at all. As such, status information should be read with caution.

The Shaheen-III MRBM is still not deployed, nor is the Ababeel MRBM that NASIC describes as a “MIRV version.” It has only been flight-tested once.

The tactical nuclear-capable NASR is listed with a range of 60 km, the same as in 2017, even though the Pakistani government has since claimed the range has been extended to 70 km.

Because the new NASIC report no longer includes data on Pakistan’s cruise missiles, neither the Babur nor the RAAD programs are described. Nor is any information provided about the efforts by the Pakistani navy to develop a submarine-launched nuclear-capable cruise missile.

Indian Nuclear Forces

Similar to other sections of the report, the data on Indian programs are tainted by the fact that some information does not appear to have been updated since 2018, and that the cruise missile section does not include India at all.

According to the report, Agni II and Agni III MRBMs are still deployed in very low numbers, fewer than 10 launchers, the same number reported in 2017. That number implies only a single brigade of each missile. But, again, it is not clear this information has actually been updated.

Nor are the Agni IV or the Agni V listed as deployed yet.

North Korean Forces

The North Korean sections are main interesting because of the inclusion of data on several systems test-launched since the previous report in 2017. This  contrasts several other data set in the report, which do not appear to have been updated past 2018. But since the North Korean long-range tests occurred in 2017, this may explain why they are included.

NASIC provides official (unclassified) range estimates for these missiles:

The Hwasong-12 IRBM range has been increased from 3,000+ km in 2017 to 4,500+ km in the new report.

On the ICBMs, the Taepo Dong 2 no longer has a range estimate. The Hwasong-13 and Hwasong-14 range estimates have been raised from the generic 5,500+ km in the 2017 report to 12,000 km and 10,000+ km, respectively, in the new report, and the new Hwasong-15 has been added with a range estimate of 12,000+ km. The warhead loading estimates for the Hwasong-14 and Hwasong-15 are “unknown” and none of the ICBMs are listed as deployed.

On submarine-launched missiles, the NASIC report lists two: the Puguksong-1 and Pukguksong-3. Both have range estimates of 1,000+ km and the warhead estimate for the Pukguksong-3 is unknown (“UNK”). Neither is deployed. The new Pukguksong-4 paraded in October 2020 is not listed, not is the newest Pukguksong-5 displayed in early 2021 mentioned.

Additional background information:

• Russian nuclear forces, 2020

• Chinese nuclear forces, 2020

• Status of world nuclear forces

The US Air Force is working to expand the number of strategic bomber bases that can store nuclear weapons from two today to five by the 2030s.

The plan will also significantly expand the number of bomber bases that store nuclear cruise missiles from one base today to all five bombers bases by the 2030s.

The expansion is the result of a decision to replace the non-nuclear B-1B bombers at Ellsworth AFB and Dyess AFB with the nuclear B-21 over the next decade-and-a-half and to reinstate nuclear weapons storage capability at Barksdale AFB as well.

The expansion is not expected to increase the total number of nuclear weapons assigned to the bomber force, but to broaden the infrastructure to “accommodate mission growth,” Air Force Global Strike Command Commander General Timothy Ray told Congress last year.

Nuclear Bomber Base Expansion

The Air Force announced in May 2018 that the B-21 would replace the B-1B and B-2A bombers and be deployed at Ellsworth AFB, Dyess AFB, and Whiteman AFB. The commander of the strategic bomber force later explained in a video address to the B-1B bases that “the B-21 will bring significant changes to each location, to include the reintroduction of nuclear mission requirements.”

Since the B-1B was replaced in the nuclear war plan by the B-2A in 1997 and all B-1B bombers were denuclearized in 2011, the effect of the B-21 bomber program is that nuclear bomber operations will increase from the three bases today to five bases in the future (see map):

The Air Force previously planned for the B-21 to replace the B-2A no later than 2032 and the B-1Bs no later than 2036, though those dates may have shifted some since.

The effect of the integration of the B-21 is that bases with nuclear stealth bombers will increase from one today (Whiteman AFB) to three in the future.

The modernization plan also appears to significantly expand the location of nuclear cruise missiles from one base today (Minot AFB) to all five bomber bases by the late-2030s. The LRSO is scheduled to begin entering the arsenal in 2030 (see table):

Nuclear Storage Facilities

A key element of the base upgrades to operate the B-21 involves the construction of a new nuclear weapons storage facility at each base: a Weapons Generation Facility (WGF). The new facility is different than the Weapons Storage Areas (WSAs) that that the Air Force built during the Cold War because it will integrate maintenance and storage mission sets into the same facility. The WGF will have a footprint of roughly 35 acres and include an approximately 52,000-square-foot (4,860 square meters) building as well as a 17,600 square-foot munitions maintenance building. The Air Force says the WGF will be “unique to the B-21 mission” and designed to provide a “safer and more secure location for the storage of Air Force nuclear munitions.”

An WGF is also under construction at F.E. Warren AFB for storage of ICBM warheads.

A draft Environmental Impact Statement recently posted by the Air Force shows the planned location of the nuclear weapons storage facility at Dyess and Ellsworth air force bases. At Dyess AFB, the intension is to build facility at the northern end of the base near the current munitions depot (see map below):

At Ellsworth AFB, the Air Force has identified two preferred locations: one at the northern end near the munitions depot, and one at the southern end near the aircraft alert apron (see map below):

Although Barksdale AFB is not scheduled to receive the B-21, preparations are underway to reinstate the capability to store nuclear weapons at the base. The capability was lost when the Air Force last decade consolidated operational nuclear ALCM storage at Minot AFB. Once completed, the new WGF will enable the base to store nuclear LRSO cruise missiles for delivery by the B-52s.

Nuclear Bomber Force Increase

The B-21 bomber program is expected to increase the overall size of the US strategic bomber force. The Air Force currently operates about 158 bombers (62 B-1B, 20 B-2A, and 76 B-52H) and has long said it plans to procure at least 100 B-21 bombers. That number now appears [https://www.airforcemag.com/article/strategy-policy-9/] to be at least 145, which will increase the overall bomber force by 62 bombers to about 220. There are currently nine bomber squadrons, a number the Air Force wants to increase to 14 (each base has more than one squadron).

During an interview with reporters in April, the head of AFGSC, General Timothy Ray, reportedly said the 220 number was a “minimum, not a ceiling” and added: “We as the Air Force now believe it’s over 220.” Whether Congress will agree to pay for that many B-21s remains to be seen.

The fielding of large numbers of nuclear-capable B-21 bombers has implications for the future development of the US nuclear arsenal. Under the New START treaty, the United States has declared it will deploy no more than 60 nuclear bombers. Although the treaty will lapse in 2026 (after a five-year maximum extension), it serves as the baseline for long-term nuclear force structure planning.

Unless the Air Force limits the number of nuclear-equipped B-21 bombers to the number of B-2As operated today, the number of nuclear bombers would begin to exceed the 60 deployed nuclear bomber pledge by 2028 (assuming an annual production of nine aircraft and two-year delay in deployment of the first nuclear unit). By 2035, the number of deployed nuclear bombers could have doubled compared with today (see graph below):

It is difficult to imagine a military justification for such an increase in the number of nuclear bombers – even without New START. One would hope that the number of nuclear B-21s will be limited to well below the total number. Although the New START treaty would have expired before this becomes a a legal issue, it would already now send the wrong message to other nuclear-armed states about US long-term intensions, deepen suspicion and “Great Power Competition,” and could complicate future arms control talks.

In the short term, the incoming Biden administration should commit the United States to not increase the number of nuclear bombers beyond those planned under the New START treaty, and it should urge Russia to make a similar declaration about the size of its nuclear bomber force.

See also: Nuclear Notebook: US nuclear force, 2020

This publication was made possible by generous contributions from the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the authors.

October 22, 2020 [updated]

In their effort to paint the New START treaty as insufficient and a bad deal for the United States and its allies, Trump administration official have recently made statements suggesting the treaty limits the US nuclear arsenal more than it limits the Russian arsenal.

New START imposes the same restrictions on US and Russian strategic nuclear forces.

During a virtual conference organized by the Heritage Foundation on October 13, Marshall Billingslea, special presidential envoy for arms control, stated: “What we’ve indicated to the Russians is that we are in fact willing to extend the New START Treaty for some period of time provided that they agree to a limitation, a freeze, in their nuclear arsenal. We’re willing to do the same. I don’t see how it’s in anyone’s interests to allow Russia to build up its inventory of these tactical nuclear weapons systems with which they like to threaten NATO…We cannot agree to a construct that leaves unaddressed 55 percent or more of the Russian arsenal.”

One week later, in an interview on National Public Radio, Billingslea added: “The New START treaty constraints…92 percent of the entire U.S. arsenal, of our deterrent” but “only covers 45 percent or less of the Russian arsenal…”

Finally, on October 21, Secretary of State Michal Pompeo repeated this talking point: “President Trump has made clear that the New START Treaty by itself is not a good deal for the United States or our friends or allies. Only 45 percent of Russia’s nuclear arsenal is subject to numerical limits, posing a threat to the United States and our NATO allies. Meanwhile, that agreement restricts 92 percent of America’s arsenal that is subject to the limits contained in the New START agreement.”

Pompeo and Billingslea didn’t specify what they meant by “arsenal” and the reaction from nuclear weapons analysts – ourselves included – was bewilderment. Most assumed “arsenal” was referring warheads, but the numbers don’t seem to fit with the percentages and descriptions in the statements. Interestingly, the percentages and categories seem to work better for launchers, unless one does a back-of-the-envelope calculation.

Matching Comparison With Warheads

Our first step was to analyze the statements and see if we could make them fit with our understanding of the size and composition of the nuclear arsenals. If we assume the percentages and descriptions refer to warhead numbers, then we see the following potential options:

Option 1: The 45% refers to New START warhead limit for deployed strategic warheads (1,550). If this were the case, then Russia’s entire stockpile would only consist of 3,445 warheads, which we doubt. Our estimate is 4,310. For the United States, 1,550 would only constitute 41% of the US stockpile, not 92% as stated by Billingslea.

Option 2: The 45% refers to the number of strategic warheads that can be loaded onto ICBMs and SLBMs but not bomber weapons. New START counts actual numbers of warheads on deployed ICBMs and SLBMs, but not those on bomber bases. According to our estimate of Russian forces, their ICBMs can load 1,136 warheads and SLBMs can load 720 warheads, a total of 1,856 warheads. That would constitute 43% of the total stockpile of 4,310 warheads (our estimate). It would of course be embarrassing if the US officials have been using our numbers instead of those of the US Intelligence Community. Even so, that methodology does not fit with the 92% comparison used for the United States. US ICBMs and SLBMs can load a maximum of 2,720 warheads, by our estimate, or 72% of the stockpile. And Billingslea explicitly says the US comparison includes the “entire” arsenal.

Option 3: The 45% refers to the total number of strategic warheads in the Russian arsenal (deployed and non-deployed). If that were the case, then the remaining 55% of 3,025 warheads would be non-strategic warheads, far more than the “up to 2,000” stated in the Nuclear Posture Review. And it would imply a total stockpile of 5,500 warheads, far more than the number of warhead spaces on launchers.

Option 4: The percentage numbers come from a simplistic back-of-the-envelope calculation. The Russian 45% is 1,550 (New START limit) / 1,550 (reserve) + 2,000 (tactical). The US 92% is 1,550 (New START limit) / 1,550 (reserve) + 150 (tactical). Those numbers don’t fully match the stockpiles and statements but can explain the comparison. (We are indebted to Pavel Podvig for suggesting this option.)

Billingslea and Pompeo both compared the Russian restrictions to those affecting the US arsenal, but they described it differently.

Billingslea said New START “constraints…92 percent of the entire U.S. arsenal, of our deterrent…” (emphasis added). Since we know the approximate size of the total US stockpile (about 3,800 warheads), 92% would constitute 3,496 warheads, far more than the treaty’s limit of 1,550 deployed strategic warheads. But the count would be close to the number of strategic warheads that can be loaded onto strategic launchers (3,570 by our estimate), leaving about 300 non-strategic warheads.

Pompeo said that New START “restricts 92 percent of America’s arsenal that is subject to the limits” (emphasis added), which is different than what Billingslea said because it doesn’t appear to include non-deployed strategic warheads or tactical warheads, two categories that are not subject to the treaty limits.

Matching Comparison With Launchers

Our next step was to analyze the statements to see how they compare with the number of launchers that can deliver nuclear warheads. New START limits both sides to no more than 800 strategic launchers in total, of which no more than 700 can be deployed at any given time.

In the latest set of aggregate numbers released by the US State Department, the United States is listed with exactly 800 launchers in total, of which 675 are deployed. Russia is listed with a total of 764 launchers, of which 510 are deployed.

While complaining about limits on US and Russian weapons, neither Billingslea nor Pompeo mentions this US strategic advantage of 165 deployed launchers, a number that exceeds the number of Minuteman IIIs in one missile wing and corresponds to more than half of the entire Russian ICBM force.

For the United States, if the 800 total strategic launchers constitute 92% of all US nuclear launchers (“entire” arsenal), then that would imply the existence of another 70 launchers, which potentially could refer to non-strategic fighter-bombers assigned missions with gravity bombs.

For Russia, if the 764 total strategic launchers constitute 45% of all its nuclear launchers, that would potentially imply that Russia has 1,698 total nuclear launchers, of which 934 would be launchers of non-strategic nuclear weapons.

We don’t yet know if this is the case. But the percentages mentioned by Billingslea and Pompeo appear to fit better if they refer to launchers than warheads, unless one applies the Option 4 calculation described above. The Trump administration has been particularly critical about Russia’s development of new types of strategic-range weapons that are not covered by the New START treaty, just like it has criticized that Russia’s non-strategic nuclear weapons are not covered by any arms control agreement.

Context and Recommendations

The comparisons and descriptions of Russian and US nuclear forces presented by Billingslea and Pompeo are confusing. Some might suspect “fuzzy math” but until we see otherwise, we suspect the comparisons use real data. Option 4 above might represent the most likely explanation although it doesn’t fully match the stockpiles and descriptions provided by the officials.

When it comes to nuclear negotiations, it is incredibly important to be precise with official words and statements, in order to avoid misunderstandings or mischaracterizations. Unfortunately, the Trump administration has a habit of cherry-picking or spinning statistics in an apparent attempt to make existing and equitable arms control agreements seem like “bad deals” for the United States. Given this track record, we should view their statements here with skepticism and ask for clarification if they’re referring to warheads or launchers. We have done so but have not yet heard back from the State Department.

A one-year extension of New START is better than no extension, but it’s worse than a five-year extension because it creates uncertainty about the commitment to continue to limit force levels and unnecessarily shortens the time available to negotiate follow-on arrangements. There is no technical need to shorten the extension. If a new deal is made, the old one will fall away.

A freeze on warheads would be a welcoming new step and Russia’s acceptance of the idea is a breakthrough because it opens up possibilities for building on this idea in the future. But a freeze will not have much credibility or effect without verification and despite saying it would like “portal monitoring” the Trump administration has not presented a plan for how this would work or secured Moscow’s agreement. Verification of a total warhead freeze would be much more complex than verifying the New START treaty itself and one year may not be sufficient to do the work. Has the US military and intelligence community signed off on Russian inspectors monitoring every US warhead moving in and out of facilities? Have US allies in Europe agreed to allow Russian officials to monitor the bases where the US Air Force stores nuclear bombs?

Russia’s acceptance of a one-year New START extension and a declaration to freeze warhead levels is a significant compromise from its previous offer to unconditionally extend the treaty by five years with no warhead freeze.

The Trump administration’s “offer” of a one-year extension of New START and a one-year warhead freeze with no verification at the outset represents an astounding walk-back from its previous statements. Trump has repeatedly called New START a “bad deal” and the whole point of the talks was to “fix” what the administration claimed was inadequate verification, incorporate Russia’s new strategic weapons into the agreement, and get China onboard. And how many times have we heard that you can’t trust Russia because they violate every arms control agreement they have signed? Yet here we are. None of those “fixes” are attached to the one-year treaty extension and the administration now says it is willing to sign on to a warhead freeze without agreed verification measures with the Great Cheater.

There is nothing wrong with trying to broaden arms control to other weapons categories and countries. We strongly support that. But the last-minute flurry and attempts to shorten extension strongly suggest that the Trump administration has been more focused on creating chaos and to appear tough on Moscow and Beijing than to create nuclear arms control progress. The one-year timeline unnecessarily constrains both countries and could well mean that they would be in pretty much the same situation one year from now.

The inconvenient fact is that New START is working as designed and keeps the vast majority of Russian and US strategic arsenals in check, prevents either country from uploading thousands of extra warheads onto their deployed missiles, and offers a modicum of predictability in an otherwise unpredictable world.

Additional background information:

• Status of world nuclear forces, September 2020
• United States nuclear forces, 2020
• Russian nuclear forces, 2020
• At 11th Hour, New START Data Reaffirms Importance of Extending Treaty

This publication was made possible by generous contributions from the Carnegie Corporation of New York, the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the authors.

Just four months before the New START treaty is set to expire, the latest set of so-called aggregate data published by the State Department shows the treaty is working and that both countries – despite tense military and political rhetoric – are keeping their vast strategic nuclear arsenals within the limits of the treaty.

The treaty caps the number of long-range strategic missiles and heavy bombers the two countries can possess to 800, with no more than 700 launchers and 1,550 warheads deployed. The treaty entered into force in February 2011, into effect in February 2018, and is set to expire on February 5, 2021 – unless the two countries agree to extend it for an additional five years.

Twice a year, the two countries have exchanged detailed data on their strategic forces. Of that data, the public gets to see three sets of numbers twice a year (1 March and 1 October): the aggregate data of deployed launchers, warheads attributed to those launchers, and total launchers. This time, the web-version helpfully includes the full data set (including a breakdown of US forces; it would be helpful is Moscow could also publish its breakdown) but the PDF-version does not.

This is the final set of periodic six-month aggregate data to be released, although a final set will probably be released if the treaty expires in February. If the treaty is extended for another five years, an additional ten data sets would probably be released.

The nearly ten years of aggregate data published so far looks like this:

Combined Forces

The latest set of this data shows the situation as of October 1, 2020. As of that date, the two countries possessed a combined total of 1,564 accountable strategic missiles and heavy bombers, of which 1,185 launchers were deployed with 2,904 warheads. That is a slight increase in the number of deployed launchers and warheads compared with six months ago (note: the combined warhead number is actually about 100 too high because each deployed bomber is counted as one weapon even though neither country’s bombers carry weapons under normal circumstances).

Compared with March 2020, the data shows the two countries combined increased the total number of strategic launchers by 10, increased combined deployed strategic launchers by 45, and increased the combined deployed strategic warheads by 205. Of these numbers, only the “10” is real; the other changes reflect natural fluctuations as launchers move in and out of maintenance or are being upgraded.

In terms of the total effect of the treaty, the data shows the two countries since February 2011 have cut 425 strategic launchers from their combined arsenals, reduced deployed strategic launchers by 218, and reduced the number of deployed strategic warheads by 433. However, it is important to remind that this warhead reduction is but a fraction (less than 6 percent) of the estimated 8,110 warheads that remain in the two countries combined nuclear weapons stockpiles (less than 4 percent if counting their total combined inventories of 12,170 stockpiled and retired (but yet to be dismantled) warheads).

The United States

The data shows the United States currently possessing 800 strategic launchers, the maximum number allowed by the treaty, of which 675 are deployed with 1,457 warheads attributed to them. This is an increase of 20 deployed strategic launchers and 84 deployed strategic warheads over the past 6 months. These are not actual increases but reflect normal fluctuations caused by launchers moving in and out of maintenance. The United States has not reduced its total inventory of strategic launchers since 2017.

The warhead numbers are interesting because they reveal that the United States now deploys 1,009 warheads on the 220 deployed Trident missiles on the SSBN fleet. That’s an increase of 82 warheads compared with March and the first time since 2015 that the United States has deployed more than 1,000 warheads on its submarines, or an average of 4-5 warheads per deployed missile. Overall, this accounts for nearly 70 percent of all the 1,457 warheads attributed to the deployed strategic launchers (nearly 72 percent if excluding the “fake” 50 bomber weapons included in the official count).

Compared with February 2011, the United States has reduced its inventory of strategic launchers by 324, deployed launchers by 207, and deployed strategic warheads by 343. While important, the warhead reduction represents only a small fraction (about 9 percent) of the 3,800 warheads that remain in the U.S. stockpile (less than 6 percent if counting total inventory of 5,800 stockpiled and retired (but yet to be dismantled) warheads).

The Russian Federation

The New START data shows Russia with an inventory of 764 strategic launchers, of which 510 are deployed with 1,447 warheads attributed to them. Compared with six months ago, this is an increase of 25 deployed launchers and 121 deployed strategic warheads. The change reflects fluctuations caused by launcher maintenance and upgrade work to new systems.

Compared with February 2011, Russia has cut its inventory of strategic launchers by 101, deployed launchers by 11, and deployed strategic warheads by 90. This modest warhead reduction represents about 2 percent of the estimated 4,310 warheads that remain in Russia’s nuclear weapons stockpile (not even 3 percent if counting the total inventory of 6,370 stockpiled and retired (but yet to be dismantled) Russian warheads).

Compared with 2011, the Russian reductions accomplished under New START are smaller than the U.S. reductions because Russia had fewer strategic forces than the United States when the treaty entered into force in 2011.

Build-up, What Build-up?

With frequent claims by U.S. officials and nuclear weapons advocates that Russia is increasing its nuclear arsenal, it is interesting that despite a significant modernization program, the New START data shows this increase is not happening in the size of Russia’s accountable strategic nuclear forces. (The number of strategic-range nuclear forces outside New START is minuscule.)

On the contrary, the New START data shows that Russia has 165 deployed strategic launchers less than the United States, a significant gap that exceeds the size of an entire US Air Force ICBM wing. It is significant that Russia despite its modernization programs has not sought to reduce this gap by deploying more strategic launchers. Instead, the Russian launcher deficit has been increasing by one-third since its lowest point in February 2018. One factor that could change this is if the Trump administration kills New START and Russia believes the threat made by Marshall Billingslea, the Trump administration’s Special Presidential Envoy for Arms Control, that the United States might increase its nuclear forces if New START expires.

Instead, the Russian military appears to try to compensate for the launcher gap by increasing the number of warheads that can be carried on the newer missiles that are replacing older types (Yars and Bulava). Many of these warheads are not deployed on the missiles under normal circumstance, however, but stored and could potentially be uploaded onto launchers in a crisis. The United States also has such an upload capability for its larger inventory of launchers and therefore is not at a strategic disadvantage.

Two of Russia’s new strategic nuclear weapons (Avangard and Sarmat) are covered by New START if formally incorporated. Other types, which have become a sticking point for the Trump administration, are in relatively small numbers (if they have even been deployed yet) and do not appear capable of upsetting the strategic balance in the foreseeable future. The treaty includes provisions for including new weapon types.

Inspections and Notifications

In addition to the New START data, the U.S. State Department has also updated the overview of part of its treaty verification activities. The data shows that the two sides since February 2011 have carried out 328 on-site inspections of each other’s strategic nuclear forces and exchanged 20,871 notifications of launcher movements and activities. Nearly 1,200 of those notifications were exchanged since March 5, 2020.

Importantly, due to the Coronavirus outbreak, there have been no on-site inspections conducted since April 1, 2020. Treaty opponents might use this to argue that compliance with the treaty cannot be determined or that it shows it’s irrelevant. Both claims would be wrong because National Technical Means of verification also provide insight to activities on the ground, but that on-site inspections provide valuable additional data.

This inspection and notification regime and record are crucial parts of the treaty and increasingly important for US-Russian strategic relations as other treaties and agreements have been scuttled.

The 11^th Hour

Time is now quickly running out for New START with only a little over four months remaining before the treaty expires on February 5, 2021. Rather than working to secure extension, the Trump administration instead has introduced last-minute conditions that threaten to derail extension.

Russia and the United States can and should extend the New START treaty as is by up to 5 more years. Once that is done, they should continue negotiations on a follow-on treaty with additional limitations and improved verification. It is essential both sides act responsibly and do so to preserve this essential cornerstone of strategic stability.

The fact that Marshall Billingslea has already threatened to increase US nuclear forces if Russia doesn’t agree to the US conditions for extending the treaty only reaffirms how important New START is for keeping a lid on US and Russian strategic nuclear forces and for providing transparency and predictability on the status and plans for the arsenals.

Additional background information:

Status of world nuclear forces, September 2020

This publication was made possible by generous contributions from the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the authors.

The State Department’s Bureau of Arms Control, Verification and Compliance yesterday released its annual “Compliance Report,” which provides a detailed overview of US (and other countries’) adherence to various treaty and agreement commitments.

The report’s publication comes at a critical time, as the Trump administration has spent the past few years––and the past three months in particular––dismantling the last vestiges of US commitments to the international arms control regime. The administration has recently declared that it is unlikely to extend New START, has withdrawn from the Open Skies Treaty, has alluded to an intent to resume nuclear testing, and has announced that it will “reinterpret” the Missile Technology Control Regime in order to allow the United States to sell armed drones to previously-forbidden countries.

In addition to its intended purpose––providing the official public US assessment of how other countries adhere to arms control treaties and agreements––the administration clearly sees the Compliance Report as a tool to provide justification for shedding treaties. As such, other countries might question the report’s conclusion that the United States is in full compliance with all of its international obligations, but that other treaty parties are not.

Several sections of the Compliance Report are missing both critical context about how and why certain treaties met their eventual ends, as well as actual evidence for some of its claims about the actions of its arms control partners. To that end, we have tried to fill in some of the blanks below.

The Intermediate-Range Nuclear Forces (INF) Treaty

The report assesses that throughout 2019, the United States was in full compliance with the INF Treaty––the landmark Cold War-era treaty that eliminated and banned all US and Russian ground-launched missiles with ranges between 500 and 5,500 kilometers.

Although this assertion appears to be technically correct and provides an extensive overview of Russian activities, it is missing some critical context. Both the United States and Russia suspended their respective obligations under the treaty in February 2019, and the treaty officially died in August 2019. Although it appeared that Russia had been violating the treaty for many years, we have argued that the Trump administration’s decision to finally kill the treaty was the wrong move, for several reasons.

Firstly, withdrawal established a false moral equivalency between the United States, who probably was not violating the treaty, and Russia, who probably was. It also put the United States in conflict with its own key policy documents like the Nuclear Posture Review and public statements made last year, which emphasized staying in the treaty while trying to bring Russia back into compliance through diplomatic, economic, and military measures. NATO preferred this approach until the Trump administration changed its mind and decided to withdraw, at which point NATO followed suit to avoid being seen to be in conflict with Washington.

The 2020 Compliance Report states that withdrawal from the INF Treaty was intended as a “remedy” for Russia’s material breach. But if the ultimate goal was to coax or coerce Russia back into compliance, then killing the treaty did the opposite. Instead, it legally freed Russia to deploy even more INF missiles on land, something the report explicitly warns that Russia might do by converting the SS-N-30a/Sagaris (Kalibr) sea-launched cruise missile into a land-based system. It also allowed the United States to explore developing INF-range missiles of its own. Only 16 days after the treaty’s collapse, the United States test launched a crudely-fashioned missile that would have certainly violated the INF treaty––if it had still existed.

New START

The 2020 Compliance Report notes that both Russia and the United States are in full compliance with the New START treaty, which caps the number of strategic nuclear warheads and delivery vehicles that each country is allowed to deploy. This is not newsworthy in itself; mutual compliance was confirmed by State and Defense Department officials during Senate testimony in 2018, after the February treaty deadline had passed.

It is bizarre that the Trump administration is using alleged Russian non-compliance with other treaties in order to undermine the one treaty with which Russia is actually complying. Moreover, unlike any other treaty mentioned in the Compliance Report, the strategic forces limited by the New START treaty are the only weapons of mass destruction that can threaten the very existence of the United States.

New START expires in less than a year, and while Russia has agreed to extend it unconditionally, the Trump administration has been dragging its feet. This should be a no-brainer: the treaty is a good deal for both parties, it offers a critical source of predictability and transparency into Russia’s nuclear forces, and extension is widely supported across the country, even among Trump voters; in fact, it’s one of the very few bipartisan issues still remaining in Congress. Senior military leaders, such as the Vice Chairman of the Joint Chiefs of Staff and the commander of Air Force Global Strike Command, have declared their full support for the treaty, largely because it offers a critical source of transparency and stability in the US-Russia nuclear relationship.

Specifically, during the 2018 Senate hearing, then-Under Secretary of State for Arms Control and International Security Affairs noted “The United States benefits from the Treaty’s 18 annual on-site inspections, notifications, and biannual data exchanges, which give us insight into the number of Russia’s strategic offensive arms subject to the Treaty and where they are at any given time.” She further noted, “Should the Treaty expire, U.S. inspectors would lose their current access to Russian strategic nuclear warheads and delivery systems, bases, and infrastructure, as well as the Treaty’s biannual exchange of data and associated updates on the location and status of Russia’s strategic offensive arms subject to the Treaty.” However, this fact hasn’t stopped Trump’s new arms control envoy Marshall Billingslea––an ardent opponent of arms control who opposed US ratification of the 1993 Chemical Weapons Convention and the 1996 Comprehensive Test Ban Treaty, and supported US withdrawal in 2002 from the 1972 Anti-Ballistic Missile Treaty––from inexplicably arguing the opposite point. In an interview with The Washington Times last month, he claimed that “The Obama administration negotiated a very weak verification regime […] which the Russians have been exploiting.” The basis for this claim has not been substantiated by other senior administration or military officials, and is not presented in the Compliance Report itself.

In his recent interview, Billingslea noted that a new or extended New START-style deal would necessarily have to include China. This makes no sense. The entire Chinese arsenal is thought to include about 320 warheads––a fraction of the 4,000-4,500 in the US and Russian arsenals––which is why China’s position has consistently been the same: it will not take part in trilateral arms control negotiations while this strategic imbalance remains.

Therefore, as we have previously argued in Forbes, killing New START because it doesn’t include China would do nothing to address the United States’ security concerns about Chinese nuclear forces. Instead, if limits on US and Russian strategic nuclear forces fell away and caused both countries to increase their nuclear forces, China might decide that it would need to increase its stockpile even further in order to adjust to the greater nuclear threat. This would further exacerbate a post-New START nuclear crisis.

Extension does not require Congressional approval; it simply requires a presidential stroke of a pen. Given that both countries benefit from the treaty, that both countries are in compliance, and that the United States’ NATO allies strongly favor an extension, this is a ripe piece of low-hanging fruit.

The Joint Comprehensive Plan of Action

The JCPOA (commonly known as the Iran Nuclear Deal), is not mentioned at all in the Compliance Report. This is not necessarily surprising, as the Trump administration officially withdrew from––and then violated––the deal in 2018. However, in recent weeks, Secretary of State Mike Pompeo has argued that the United States remains a party to the deal, and therefore could demand a reimposition of sanctions on Iran if an arms embargo is not extended past October. As Senator Elizabeth Warren correctly tweeted in response, “This makes no sense.” “To extend this arms embargo,” she noted, “the Trump admin is suddenly arguing that the US is a party to the same Iran Deal it abandoned.”

Pompeo’s unconvincing argument is undermined by his own former State Department top arms control official, who noted in her 2018 Senate testimony that the United States completed its “withdrawal from the arrangement on May 8.” Additionally, if the Secretary of State truly believed that the United States was still party to the treaty, why would it be excluded from his own department’s comprehensive annual assessment of US treaty obligations?

The absence of JCPOA is even more curious because Iran’s nuclear activities are covered extensively over seven full pages in the Compliance Report.

Nuclear Testing

The Compliance Report does not assess any country’s compliance with the Comprehensive Test Ban Treaty (CTBT) because the United States has not ratified it. The report repeats the Trump administration’s statement that it has no intentions to ratify the treaty, but nonetheless assesses that Russia and China may have conducted nuclear weapons tests that fail to meet the United States’ “zero-yield” standard. This assertion echoes the claims initially made by DIA Director Ashley during his remarks at the Hudson Institute in May 2019.

On Russia, the report states that the “United States assesses that Russia has conducted nuclear weapons-related experiments that have created nuclear yield.” But it adds in the next sentence that the “United States does not know how many, if any [emphasis added], supercritical or self-sustaining nuclear experiments Russia conducted in 2019.” A test that released nuclear energy from a canister would require Russian notification under the Threshold Test Ban Treaty (TTPT), which Russia has not provided. But the Compliance Report does not present any evidence but says additional information is included in a classified annex.

On China, the report is even more vague and circumstantial. It doesn’t explicitly accuse China of having conducted low-yield nuclear tests nor present evidence to that effect. Instead, the Compliance Report says a number of other activities “raise concern” about China’s adherence to the zero-yield standard of the United States and that “the United States cannot rule out the possibility that China could have conducted activities at its test site that are inconsistent with its moratorium commitment…” Details are hidden in a classified annex.

Open source analysists have not detected “any alarming activity” in this regard. Absent public evidence, both China and Russia have rejected the claims, with the Russian Deputy Foreign Minister “[urging] the United States to abandon the growing practice of misinforming the global community about what is happening,” and the Chinese Foreign Ministry spokesperson “[refusing] to dignify the groundless US allegation with a refutation.”

Claims about Chinese and Russian low-yield testing are not new, but are occasionally used by anti-arms control hawks working to hype the Russian or Chinese threat, in addition to pushing for the United States to resume nuclear weapons testing. It is unfortunate that this year’s Compliance Report echoed these claims without offering any public proof to back them up, and that would-be arms control killers are subsequently using them as “evidence” of cheating.

Presidential Nuclear Initiatives

A new addition to this year’s Compliance Report is a large section (three and a half pages) on the 1991-1992 Presidential Nuclear Initiatives (PNIs). This is an oddball because the PNIs were unilateral declaration, not treaties, without any verification. Apparently, including the PNIs is part of the administration effort to make the case that Russia is cheating and therefore can’t be trusted with other treaties such as the New START treaty.

Russia is cheating on one part of the PNIs, the report says, because Russia hasn’t eliminated all nuclear warheads for Ground Forces as it promised in 1991. The report explicitly identifies the SS-21 and SS-26 short-range ballistic missiles (the SS-26 is replacing the SS-21) as dual-capable. The report does not explicitly say Russian ground-forces have retained nuclear artillery, a frequent rumor on the Internet. Curiously, the SSC-8 GLCM is not mentioned in the PNI section, even though it is a ground-launched dual-capable weapon (it is addressed in the INF section of the report).

The big picture, of course, is that Russia has fulfilled most of the PNI promises and significantly reduced its inventory of non-strategic nuclear weapons since the 1990s. The Compliance Report only mentions in passing that “Russia continues to abide by some PNI pledges, such as warhead consolidation and likely the declared reduction in stockpiles…” Although Russia retains more non-strategic nuclear weapons than the United States (up to 2,000 according to the Nuclear Posture Review), that has been the case for the past three decades. Statements by US government officials indicate that Russia reduced its inventory of non-strategic nuclear weapons between 2009 and 2019 by more than one-third.

One thing completely missing from the Compliance Report’s assessment of the PNI issue is that US planned production of a new nuclear sea-launched cruise missile––as recommended by the Nuclear Posture Review––would be in violation of the United States’ own PNI pledge.

The Role of the Compliance Report

Violations of treaties and agreements must be addressed and resolved, which requires a persistent and professional level of engagement with other countries. Because the Trump administration is focused on abandoning treaties and reinvigorating “Great Power Competition” with Russia and China, however, the Compliance Report may increasingly be seen as a means to provide a justification for that agenda.

Even if Russia is cheating on some agreements, that doesn’t mean they will cheat on all of them, or that it is no longer worth it to retain the ones that are working. Russia has a clear interest in limiting US nuclear forces just as the United States and its allies have an interest in limiting Russian forces.

And even though China is slowly increasing its nuclear arsenal, that doesn’t mean that it is necessarily sprinting to parity. Even if the DIA’s projection that China will “at least double the size of its nuclear stockpile” over the next decade were to happen, that would still not bring the inventory anywhere near the size of the US or Russian stockpiles, which are currently estimated at 4,310 and 3,800 warheads, respectively.

There is also an expectation that if China increases its arsenal it will inevitably result in the abandonment of its no-first-use policy. In February, the head of US STRATCOM offered Senate testimony that he “could drive a truck through that no-first-use policy.” But others, such as Gregory Kulacki, have noted that China’s nuclear strategy is more restrained than what the public debate often assumes.

In sum, the annual Compliance Report should function as a way for the United States and its arms control partners to get on the same page about the status of their respective obligations and anticipate where future compliance issues might arise––not as a way to offer justifications for its own misdeeds. Otherwise, its publication may soon contribute to a breakdown in arms control altogether, rather than function as a mechanism to save it. 

Summary

Internet-based disinformation operations have infiltrated the universe of political communications in the United States. American politics and elections carry major implications for the national and global economy, as well as for diplomatic relations conducted by and with the United States. As a result, the United States is a major target for politically charged propaganda promulgated by both foreign and domestic actors. This paper presents a two-part approach to countering internet-based disinformation.

On this day, ten years ago, U.S. President Barack Obama and Russian President Dmitri A. Medvedev signed the New START treaty during a ceremony in Prague. The treaty capped the number of strategic missiles and heavy bombers the two countries could possess to 800, with no more than 700 launchers and 1,550 warheads deployed. The treaty entered into force in February 2011 and into effect in February 2018.

Twice a year, the two countries have exchanged detailed data on their strategic forces. Of that data, the public gets to see three sets of numbers: the so-called aggregate data of deployed launchers, warheads attributed to those launchers, and total launchers. Nine years of published data looks like this:

The latest set of this data was released by the U.S. State Department last week and shows the situation as of March 1, 2020. As of that date, the two countries possessed a combined total of 1,554 strategic missiles and heavy bombers, of which

1,140 launchers were deployed with 2,699 warheads (note: the warhead number is actually about 100 too high because each deployed bomber is counted as one weapon even though bombers don’t carry weapons under normal circumstances).

Compared with September 2019, the data shows the two countries combined cut 3 strategic launchers, reduced deployed strategic launchers by 41, and reduced the number of deployed strategic warheads by 103. Of these numbers, only the “3” is real; the other changes reflect natural fluctuations as launchers move in and out of maintenance or are being upgraded.

Compared with February 2011, the data shows the two countries combined have cut 435 strategic launchers, reduced deployed strategic launchers by 263, and reduced the number of deployed strategic warheads by 638. While important, it’s important to remind that this warhead reduction is but a fraction (less than 8 percent) of the estimated 8,110 warheads that remain in the two countries combined nuclear weapons stockpiles (less than 6 percent if counting their total combined inventories of 12,170 stockpiled and retired (but yet to be dismantled) warheads).

The United States

The data shows the United States currently possessing 800 strategic launchers, of which 655 are deployed with 1,373 warheads attributed to them. This is a reduction of 13 deployed strategic launchers and 3 deployed strategic warheads over the past 6 months. These are not actual reductions but reflect normal fluctuations caused by launchers moving in and out of maintenance. The United States has not reduced its total inventory of strategic launchers since 2017.

Compared with February 2011, the United States has reduced its inventory of strategic launchers by 324, deployed launchers by 227, and deployed strategic warheads by 427. While important, the warhead reduction represents only a small fraction (about 11 percent) of the 3,800 warheads that remain in the U.S. stockpile (a little over 7 percent if counting total inventory of 5,800 stockpiled and retired (but yet to be dismantled) warheads).

The Russian Federation

The New START data shows Russia with an inventory of 764 strategic launchers, of which 485 are deployed with 1,326 warheads attributed to them. Compared with six months ago, this is a reduction of 28 deployed launchers and 100 deployed strategic warheads and reflects launcher maintenance and upgrade work to new systems.

Compared with February 2011, Russia has cut its inventory of strategic launchers by 111, deployed launchers by 36, and deployed strategic warheads by 211. This modest reduction represents less than 5 percent of the estimated 4,310 warheads that remain in Russia’s nuclear weapons stockpile (less than 4 percent if counting the total inventory of 6,370 stockpiled and retired (but yet to be dismantled) Russian warheads).

The Russian reductions accomplished under New START are smaller than the U.S. reductions because Russia had fewer strategic forces than the United States when the treaty entered into force in 2011.

Build-up, What Build-up?

With frequent claims by U.S. officials and nuclear weapons advocates that Russia is increasing its nuclear arsenal, it is interesting that despite a significant modernization program, the New START data shows this increase is not happening in the size of Russia’s strategic nuclear forces.

On the contrary, the New START data shows that Russia now has 170 deployed strategic launchers fewer than the United States, a number that exceeds the size of an entire US Air Force ICBM wing. The Russian launcher deficit has been growing by more than one-third since the lowest point of 125 in February 2018.

The Russian military is trying to compensate for this launcher disparity by increasing the number of warheads that can be carried on newer missiles replacing older types. Most of these warheads are not deployed on the missiles under normal circumstance but stored and could potentially be uploaded onto launchers in a crisis. The United States also has such an upload capability for its larger inventory of launchers and therefore is not at a strategic disadvantage.

Two of Russia’s new strategic nuclear weapons (Avangard and Sarmat) are covered by New START. Other types are in relatively small numbers and do not appear capable of upsetting the strategic balance. The treaty includes provisions for including new weapon types.

Inspections and Notifications

In addition to the New START data, the U.S. State Department also recently updated its overview of the status of the on-site inspections and notification exchanges that are part of the treaty’s verification regime.

Since February 2011, U.S. and Russian inspectors have carried out 328 on-site inspections of each other’s strategic nuclear forces and exchanged 19,852 notifications of launcher movements and activities. Four inspections happened this year before activities were temporarily halted due to the Coronavirus.

This inspection and notification regime and record are crucial parts of the treaty and increasingly important for U.S.-Russian strategic relations as other treaties and agreements have been scuttled.

But time is now also running out for New START with only a little over 10 months remaining before the treaty expires on February 5, 2021.

Russia and the United States can extend the New START treaty by up to 5 more years. It is essential both sides act responsibly and do so to preserve this essential agreement.

See also: Count-Down Begins For No-Brainer: Extend New START Treaty

This publication was made possible by generous contributions from the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the authors.

One year from today, on February 5, 2021, the New START treaty will expire, unless the United States and Russia act to extend the last nuclear arms control agreement for an additional five years.

No matter your political orientation, treaty extension is a no-brainer – for at least six primary reasons.

1. New START keeps nuclear arsenals in check. If the treaty expires, there will be no constraints on US or Russian strategic arsenals for the first time since 1972. It would remove caps on how many strategic nuclear missiles and bombers the two sides can own and how many warheads that are carried on them. This means that Russia could quickly upload about a thousand new warheads onto its deployed missile arsenal–without adding a single new missile. The United States could upload even more because it has more missiles and bombers than Russia (see table below). And both sides could begin to increase their arsenals, risking a new nuclear arms race.

At a time when NATO-Russian relations are at their lowest since the end of the Cold War, when long-term predictability is more important than in the past three decades, allowing New START constraints to expire is obviously not in the US strategic interest or that of its allies. Very simply, New START is a good deal for both the United States and Russia; it cannot be allowed to expire without replacing it with something better.

2. New START force level is the basis for current nuclear infrastructure plans. Both the United States and Russia have structured their nuclear weapons and industry modernization plans on the assumption that the New START force level will continue, or at least not increase. If New START falls away, those assumptions and modernization plans will have to be revised, resulting in significant additional costs that neither Russia nor the United States can afford.

3. New START offers transparency and predictability in an unstable world. Under the current treaty, the United States receives a notification every time a Russian missile is deployed, every time a missile or bomber moves between bases, and every time a new missile is produced. Without these notifications, the United States would have to spend more money and incur significant risks to get the exact same information through National Technical Means (i.e. satellites and other forms of site monitoring). Russia benefits in the same way.

Why would we willingly give all that up – to get absolutely nothing in return (and actually pay a steep price for giving it up)?

4. New START has overwhelming bipartisan support––even among Trump voters. Not only is extension a foreign policy priority for Democrats, but polling data indicates that approximately 70% of Trump voters across the country are in favor of extending New START.

Additionally, senior military leaders like the Vice Chairman of the Joint Chiefs of Staff and the commander of Air Force Global Strike Command have expressed support for the treaty. Even one of Trump’s own political appointees, Deputy Secretary of Defense for Policy David Trachtenberg, has testified that that “the transparency and verification requirements of the New START Treaty are a benefit” to the security of the United States.

5. We won’t get another chance. If New START expires next year, arms control between Russia and the United States as we know it is effectively over. Given the underlying East-West tensions and upcoming dramatic governance shifts in both the United States and Russia, there appears to be little interest or bandwidth available on either side in negotiating a new and improved treaty.

Moreover, although future arms control must attempt to incorporate other nuclear-armed states, efforts to do so should not jeopardize New START.

At risk of stating the obvious, negotiating a new treaty is exponentially more difficult than extending an existing one.

6. It’s easy. Extension of New START doesn’t require Congressional legislation or Senate ratification. All it takes is a presidential stroke of a pen. And at the end of 2019, Putin offered to immediately extend the treaty “without any preconditions.” President Trump should immediately take him up on his offer; as of today, he has exactly one year left to do so. But don’t wait till the last minute! Get it done!

Additional information:

• New START Treaty Data Shows Treaty Keeping Lid On Strategic Nukes
• The New START Treaty Keeps Nuclear Arsenals In Check And President Trump Must Act To Preserve It
• Overview: Status of World Nuclear Forces

This publication was made possible by generous contributions from the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, the Ploughshares Fund, and the Prospect Hill Foundation. The statements made and views expressed are solely the responsibility of the authors.