Chinese Submarine Patrols Doubled in 2008

Chinese submarines conducted 12 patrols in 2008, the highest ever.

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By Hans M. Kristensen

Chinese attack submarines sailed on more patrols in 2008 than ever before, according to information obtained by Federation of American Scientists from U.S. naval intelligence.

The information, which was declassified by U.S. naval intelligence in response to a Freedom of Information Act request from the Federation of American Scientists, shows that China’s fleet of more than 50 attack submarines conducted 12 patrols in 2008, twice the number of patrols conducted in 2007.

China’s strategic ballistic missile submarines have never conducted a deterrent patrol.

Highest Patrol Rate Ever

The 12 patrols conducted in 2008 constitute the highest patrol rater ever for the Chinese submarine fleet. They follow six patrols conducted in 2007, two in 2006, and zero in 2005. China has four times refrained from conducting submarine patrols since 1981, and the previous peaks were six patrols conducted in 2000 and 2007 (see Figure 1).

Figure 1:
Chinese Submarine Patrols 1981-2008

Chinese attack submarines conducted 12 patrols in 2008, double the number from 2007. Yet Chinese ballistic missile submarines have yet to conduct a deterrent patrol.

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While the increase is submarine patrols is important, it has to be seen in comparison with the size of the Chinese submarine fleet. With approximately 54 submarines, the patrol rate means that each submarine on average goes on patrol once every four and a half years. In reality, the patrols might have been carried out by only a small portion of the fleet, perhaps the most modern and capable types. A new class of nuclear-powered Shang-class (Type-093) attack submarines is replacing the aging Han-class (Type-091).

Few of the details for assessing the implications of the increased patrol rate are known, nor is it known precisely what constitutes a patrol in order for U.S. naval intelligence to count it. A request for the definition has been denied. It is assumed that a patrol in this case involves an extended voyage far enough from the submarine’s base to be different from a brief training exercise.

In comparison with other major navies, twelve patrols are not much. The patrol rate of the U.S. attack submarine fleet, which is focused on long-range patrols and probably operate regularly near the Chinese coast, is much higher with each submarine conducting at least one extended patrol per year. But the Chinese patrol rate is higher than that of the Russian navy, which in 2008 conducted only seven attack submarine patrols, the same as in 2007.

Still no SSBN Patrols

The declassified information also shows that China has yet to send one of its strategic submarines on patrol. The old Xia, China’s first SSBN, completed a multi-year overhaul in late-2007 but did not sail on patrol in 2008.

Neither the Xia-class (Type-092) ballistic missile submarine (image) nor the new Jin-class (Type-094) have ever conducted a deterrent patrol.

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The first of China’s new Jin-class (Type-094) SSBN was spotted in February 2008 at the relatively new base on Hainan Island, where a new submarine demagnetization facility has been constructed. But the submarine did not conduct a patrol the remainder of the year. A JL-2 missile was test launched Bohai Bay in May 2008, but it is yet unclear from what platform.

Two or three more Jin-class subs are under construction at the Huludao (Bohai) Shipyard, and the Pentagon projects that up to five might be built. How these submarines will be operated as a “counter-attack” deterrent remains to be seen, but they will be starting from scratch.

Previous blogs on China.

Nuclear Déjà Vu At Carnegie

By Ivan Oelrich and Hans M. Kristensen

Only one week before Barack Obama is expected to win the presidential election, Defense Secretary Robert Gates made one last pitch for the Bush administration’s nuclear policy during a speech Tuesday at the Carnegie Endowment for International Peace.

What is the opposite of visionary?  Whatever, that’s the word that best describes Mr. Gates’s speech.  Had it been delivered in the mid-1990s it would not have sounded out of place. The theme was that the world is the way the world is and, not only is there little to be done about changing the world, our response pretty much has to be more of the same.

Granted, Gates’s job is to implement nuclear policy not change it but, at a time when Russia is rattling its nuclear sabers, China is modernizing its forces, some regional states either have already acquired or are pursuing nuclear weapons, and yet inspired visions of a world free of nuclear weapons are entering the political mainstream, we had hoped for some new ideas. Rather than articulating ways to turn things around, Gates’ core message seemed to be to “hedge” and hunker down for the long haul. And, while his arguments are clearer than most, this speech is yet another example of faulty logic and sloppy definitions justifying unjustifiable nuclear weapons.

They Do It So We Must Do It Too

Reductions cannot go on forever, Secretary Gates argues because there is still a mission for nuclear weapons. Using language from the Clinton Administration, he says we can reduce our arsenal but we must also “hedge” against unexpected threats. He said, “Rising and resurgent powers, rogue nations pursuing nuclear weapons, proliferation of international terrorism, all demand that we preserve this hedge. There is no way to ignore efforts by rogue states such as North Korea and Iran to develop and deploy nuclear weapons or Russian or Chinese strategic modernization programs.”

While the potential threats he lists are real and must be addressed, how do nuclear weapons address these threats? And even if there were some nuclear component to our responses, the nature of those responses would be so varied that lumping these threats together muddles the issue. A nuclear response to international terrorism? Even if, for example, al Qaeda used a nuclear weapon to attack an American city, what target would we strike back at with a nuclear weapon? The implicit argument of symmetry is unsustainable. Just as we don’t respond to roadside bombs with our own roadside bombs, nor would we respond to chemical attack with chemical weapons or biological attack with biological weapons. We might respond to nuclear attack with nuclear weapons but we should not allow this to be an unstated assumption. The reason rogue nations, let’s say Iran and North Korea, are developing nuclear weapons is not to counter our nuclear weapons but as a counter to our overwhelming conventional capability. They certainly are not making the mistake of implicitly assuming symmetry.

The near universal logical sleight of hand is to make some argument for nuclear weapons, let’s say we need them because North Korea has them, and then, when people nod in agreement that we need nuclear weapons, let slip in the assumption that this implies we need the nuclear arsenal the administration wants. Not so fast. If North Korea has one, perhaps we need two, but that does not mean we need two thousand.

It helps to clarify the typically foggy nuke-think if we remove Russia and China from the picture and ask whether the United States could justify anything near its currently planned nuclear arsenal only to deter and defeat rogue states and terrorists. Of course not. And perhaps we don’t need nuclear weapons for regional scenarios at all, given our overwhelming conventional capabilities. So those odds and ends are thrown into the pot just to scare, not to explain, and not because there is any well thought out strategy for how nuclear weapons are going to stop a terrorist attack on an American city, or why it be an appropriate response to a regional state that doesn’t have the capability to threaten the survival of the United States.

Russia is a very different case: Russian long-range nuclear forces are the only things in the world today that could destroy us as a nation and society, just as we could destroy them. While relations with Russia are not friendly, no conceivable difference between the United States and Russia justifies this mutual hostage relationship. This pointless threat to our very existence persists because of a failure of imagination typified by this speech. In this case, it is the nuclear weapons that are creating the threat, not protecting us from it.

That Ole Warhead Production Fever

Whatever the supposed justification of nuclear weapons, the primary purpose of the Secretary’s speech seemed to be to promote the Reliable Replacement Warhead or RRW but again, his argument rests on hidden (and unjustified) assumptions and, at times, misstatements of fact. The basic premise is that, without testing, we are slowly but certainly losing confidence in the reliability of our nuclear arsenal. He said, “With every adjustment, we move farther away from the original design that was successfully tested when the weapons was first fielded.”

We do? The implication is that we have no other choice, what we could do in 1990 we simply can’t reproduce today, like handing a modern-day native American a hunk of flint and asking him to chip out an arrowhead.  Why should this be?  With a budget of billions of dollars, we can’t duplicate parts that we could make twenty years ago?  We can spend billions on the National Ignition Facility to create the world’s most powerful laser but we can’t reproduce a 1980s O-ring? The problem the Secretary describes is certainly possible and something we have to be alert to but it isn’t inevitable; we can maintain weapons within design margins as long as we want and in the past—pre-RRW—that was precisely the plan. And parts of the weapon that are not the nuclear core of the bomb can be improved and modernized and tested as much as we want.

But Mr. Gates claims that we are slowly and helplessly drifting, “So the information on which we base our annual certification of the stockpile grows increasing dated and incomplete.” This implies the Stockpile Stewardship Program (SSP) has failed. We believe the Secretary is wrong. Everyone we have talked to who is familiar with the enormous effort that has gone into the SSP says that our understanding of nuclear weapons today is substantially greater than it was the day after our last nuclear test. Our knowledge of the aging of nuclear warheads is increasing faster than the warheads are aging.  Early uncertainties and concerns about stability, for example, of the plutonium parts of the weapon have been resolved and the parts have been shown to be stable for many decades, if not a century or more. Our computer models are dramatically and significantly more detailed and sophisticated. In fact, one weapon designer has told us that, given a fixed budget, the best investment of your next dollar would never be in a nuclear test but in more inspections, more computer simulations, more replacement of non-nuclear components, more material tests, more frequent tritium replenishment, and so forth.

How Many Times Does Congress Have to Say No?

Every time the Pentagon has proposed a new nuclear warhead since the end of the Cold War, Congress has refused to fund it. Now that the RRW appears to have been whacked, what will the next proposal for a new warhead look like?

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Aside from the question of the reliability of current warheads, Mr. Gates argues that we still need an RRW because we need to modernize. The British, French, Russians, and Chinese are modernizing so we must too, obviously. Why? Nuclear weapons are a mature technology. There is no new science in nuclear weapons. They are powerful, efficient explosives. They are intended to blow up things and they have specific missions, which typically involve blowing up specific things.  If they can accomplish these missions, what is the problem? If the technology, even the weapons, is decades, even centuries old, if they work then they work. Nuclear weapons are not fighter planes or tanks or submarines, duking it out on a battlefield with the enemy’s opposite number, so our nuclear weapons should be evaluated with regard to the targets they are expected to destroy, not anyone else’s nuclear weapons. They can destroy the targets. We’re done.

The important factor is not the warhead but the delivery vehicle that is intended to bring the warhead to the target. And the reason the United States is not producing new nuclear weapons while Russia and China do is not because they can and we can’t, or they’re ahead and we’re behind, as the Secretary indicated. Rather, the United States has not been producing new nuclear weapons because it didn’t have to – the existing ones are more than adequate – and because not producing has been seen as much more important to U.S. foreign policy objectives. And if Russian and Chinese warhead production is a problem, why not propose how to influence them to change rather than advocating that we repeat their mistake?

The final argument for the RRW is that the US must maintain a nuclear production industry and the RRW is grist for that mill. But many of the RRW technologies and capabilities were developed by the very SSP that Gates now implies is failing. Six years ago – before they came up with RRW after having failed to get permission to build the Precision Low-Yield Weapon Design (PLYWD) and the Robust Nuclear Earth Penetrator (RNEP) – the National Nuclear Security Administration assured Congress: “We believe the life extension programs authorized by the Nuclear Weapons Council for the B61, W80, and the W76 will sufficiently exercise the design, production and certification capabilities of the weapons complex” (emphasis added). That assurance was given after the Foster Panel recommended, “developing new designs of robust, alternative warheads.” Now the claim suddenly is that the life extension programs do not sufficiently exercise the weapons complex. At least get the argument straight.

What’s Around the Corner?

We would be more sympathetic to the production argument if the fundamental minimal needs of the nuclear production industry were better thought out and justified, but what we see is an effort to maintain a slimmed down version of what we have without thinking through what we need. In fact, if maintaining the production industry is the core objective, we would have expected the administration to ask for an RRW design that doesn’t need a complex production industry, one that is extremely simple, perhaps using uranium rather than plutonium, perhaps a clunky design but one sure to work that does not require any sophisticated skills that must be maintained in standby in perpetuity.

We’re concerned that in the end Congress will accept a beefed-up life extension program – they seem to have already found a name for it: Advanced Certification Program – that will relax the restrictions for what modifications can be made to existing warheads in order to incorporate as much as the RRW concept as possible and add new capabilities if necessary. Unless the next president significantly changes the nuclear guidance for what the Pentagon is required to plan for, RRW-like proposals will likely continue to make it harder to create a national consensus on the future role of nuclear weapons. And Barack Obama has not explicitly rejected the RRW, but said he does “not support a premature decision to produce the RRW” and “will not authorize the development of new nuclear weapons and related capabilities.” Enhanced life-extended warheads could fit within such a policy.

In the end, justifying the nuclear weapons production industry is shaky because the justification for the weapons themselves is shaky, resting on assertion and Cold War momentum – as Gates’ speech illustrated – more than on rigorous assessments of missions and the security of the nation.

The Secretary’s speech was a disappointing missed opportunity.  We are a bit perplexed about why he gave it and gave it now. Perhaps he is putting down a marker for a debate he expects in the next administration and Congress. We welcome that debate because we believe that, with careful attention to definition and no hidden assumptions, the arguments for nuclear weapons fade away.

Nuclear Policy Paper Embraces Clinton Era “Lead and Hedge” Strategy

By Hans M. Kristensen

The new nuclear policy paper National Security and Nuclear Weapons in the 21st Century published quietly Tuesday by the Defense and Energy Departments embraces the “lead and hedge” strategy of the first Clinton administration for how US nuclear forces and policy should evolve in the future.

Yet the “leading” is hard to find in the new paper, which seems focused on hedging.

Instead of offering different alternative options for US nuclear policy, the paper comes across as a Cold War-like threat-based analysis that draws a line in the sand against congressional calls for significant changes to US nuclear policy.

Strong Nuclear Reaffirmation

The paper presents a strong reaffirmation of an “essential and enduring” importance of nuclear weapons to US national security. Russia, China and regional “states of concern” – even terrorists and non-state actors – are listed as justifications for hedging with a nuclear arsenal “second to none” with new warheads that can adapt to changing needs.

Even within the New Triad – a concept presented by the 2001 Nuclear Posture Review as a way to decrease the role of nuclear weapons and increasing the role of conventional weapons and missile defense – the new paper states that nuclear weapons “underpin in a fundamental way these new capabilities.”

In defining the role of nuclear weapons, the paper borrows from and builds on statements, guidance and assertions about the role of nuclear weapons issued by the Clinton and Bush administrations during the past 15 years. This consensus seeking style presents a strong reaffirmation of the continued importance – even prominence – of nuclear weapons in US national security.

Threat-Based Analysis After All

Officials have argued for years that US military planning is no longer based on specific threats and that the security environment is too uncertain to predict them with certainty. But there is nothing uncertain about who the threats are in this paper, which seems to place renewed emphasis on threat-based analysis. The earlier version from 2007 did not mention Russia and China by name, but both countries and their nuclear modernizations are prominently described in the new paper.

Russia is said to have a broad nuclear modernization underway of all major weapons categories, increased emphasis on nuclear weapons in its national security policy and military doctrine, possess the largest inventory of non-strategic nuclear weapons in the world, and re-incorporated theater nuclear options into its military planning. This modernization, resumption of long-range bomber patrols, threats to target US missile defense systems in Europe with nuclear weapons, have created “considerable uncertainty” about Russia’s future course that makes it “prudent” for the US to hedge.

China is said to be the only major nuclear power that is expanding the size of its nuclear arsenal, qualitatively and quantitatively modernizing its nuclear forces, developing and deploying new classes of missiles, and upgrading older systems. The paper repeats the assessment from the 2006 Quadrennial Defense Review that “China has the greatest potential to compete militarily with the United States and field disruptive technologies that could, over time, offset traditional U.S. military advantages.” To that end, the paper indirectly points to China as having influenced the US force level planned for 2012 in “retaining a sufficient margin over countries with expanding nuclear arsenals….”

Regional “states of concern” – formerly known as rogue states – with (or developing) weapons of mass destruction are also highlighted in the paper as an enduring mission for US nuclear weapons. This broadened role for US nuclear weapons, which evolved during the 1990s and in 2003 led to incorporation of nuclear strike options into the US strategic war plan, focuses on Iran, North Korea and Syria. But the paper warns that a significant change in the “alignment among states of concern” in the future may require “adjustments to US deterrent capabilities.”

“Violent extremists and non-state actors” – commonly known as terrorists – are also listed as potential missions for US nuclear weapons. Most analysts agree that terrorists cannot or do not need to be affected by nuclear threats, so the paper instead declares that it is US policy “to hold state sponsors of terrorism accountable for the actions of their proxies.”

In addition to these potential threats, the paper describes how regional dynamics lead other nations, “such as India and Pakistan, to attach similar significance to their nuclear forces.” Israel is not mentioned in the paper.

And if all of this fails to impress, the paper also includes France and the United Kingdom to show that they have already committed themselves to extending and maintaining modern nuclear forces well into the 21st century.

These trends “clearly indicate the continued relevance of nuclear weapons, both today and in the foreseeable future,” the paper concludes. Therefore, it asserts, it is prudent that the United States maintains a viable nuclear capability that is “second to none” well into the 21st century.

Sizing a “Second to None” Nuclear Arsenal

“Second to none” means a US arsenal that is better than Russia’s arsenal. At the same time, the paper states that the criteria for sizing the US arsenal “are no longer based on the size of Russian forces and the accumulative targeting requirements for nuclear strike plans.” This has been said before and has confused many; some officials have even claimed that target plans do not affect the size of the arsenal at all. So the paper adds a lot of new information – probably the most interesting and valuable part of the paper – to clarify the situation:

“Prior to the 2001 Nuclear Posture Review, force sizing considerations were based on target defeat criteria with the objective of rendering a nuclear-armed adversary incapable of prosecuting conflict, and terminating any conflict on terms favorable to the United States. U.S. Forces were sized to defeat all credible nuclear-armed adversary targets, and the United States retained a small reserve to ensure sufficient capability to deter further aggression in any post-exchange, post-conflict environment. Weapons were dedicated to specific targets, and the requirements for target defeat did not change dramatically year-to-year….”
The 2001 NPR “made distinctions among the contingencies for which the United States must be prepared. These contingencies were categorized as immediate, potential, or unexpected….”
“Instead, the size of the U.S. nuclear force is now based on the ability of the operationally deployed force, the force structure, and the supporting nuclear infrastructure to meet a spectrum of political and military goals. These considerations reflect the view that the political effects of U.S. strategic forces, particularly with respect to both central strategic deterrence and extended deterrence, are key to the full range of requirements for these forces and that those broader goals are not reflected fully by military targeting requirements alone.”

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Still confused? What I think they are trying to say is that the target sets for some contingencies no longer have to be covered by operationally deployed nuclear warheads on a day-by-day basis.

What has permitted this change is not a deletion of strike plans against the Russian target base per ce (which has shrunk considerably since the 1980s), but rather the extraordinary flexibility that has been added to the nuclear planning system and the weapons themselves over the past decade and a half. This flexible targeting capability – which ironically was started in the late 1980s in an effort to hunt down Soviet mobile missile launchers – has since produced a capability to rapidly target or retarget warheads in adaptively planned scenarios. Put simply, it is no longer necessary to “tie down” entire sections of the force to a particular scenario or group of targets (although some targets due to their characteristics necessitate use of certain warheads).

The more flexible war plan that exists today, which the 1,700-2,200 operational deployed strategic warhead level of the SORT agreement is sized to meet, is “a family of plans applicable to a wider range of scenarios” with “more flexible options” for potential use “in a wider range of contingencies.” And although they are no longer the same kind of strike plans that existed in the 1980s, some of them still cover Russia to meet the guidance of the Nuclear Weapons Employment Policy document from 2004:

“U.S. nuclear forces must be capable of, and be seen to be capable of, destroying those critical war-making and war-supporting assets and capabilities that a potential enemy leadership values most and that it would rely on to achieve its own objectives in a post-war world.”

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Concluding Observations

The political motivation for this paper is Congress’ demand for a comprehensive review of US nuclear policy before considering whether to approve industrial-scale production of new nuclear warheads. To that end, the paper presents the Defense and Energy department’s nuclear weapons requirement “logic” in an attempt to create a basis for anyone who is considering changing US nuclear weapons policy, strategy, and force structure.

The paper says the US has already made “historic reductions” in its deployed nuclear forces – a fact given the Cold War only happened once and has been over for two decades – and comes tantalizingly close to acknowledging that the warhead level set by the SORT agreement essentially is the START III level framework agreed to by Presidents Clinton and Yeltsin in Helsinki in 1997.

Indeed, by closely and explicitly aligning itself with policies pursued by the Clinton and first Bush administrations, the paper seeks to tone down the controversial aspects of the current administration’s nuclear policy and portray it as a continuation of long-held positions. Whether that will help ease congressional demands for change remains to be seen.

Yet for a paper that portrays to describe the role of nuclear weapons “in the 21st century” – a period extending further into the future than the nuclear era has lasted so far – is comes across as strikingly status quo. A better title would have been “in the first decade of the 21st century.”

It offers no options for changing the role of nuclear weapons or reducing their numbers beyond the SORT agreement – it even states that “no decisions have been made about the number or mix of specific warheads to be fielded in 2012.” The only option for reducing further, the paper indicates, is if Congress approves production of new nuclear warheads (including the RRW that Congress has rejected) that can replace the current types. And even that would require a production far above the currently planned level.

The central message of the paper seems to be that two decades of nuclear decline is coming to an end and that all nuclear weapon states will retain, prioritize, and modernize their nuclear forces for the indefinite future. The US should follow their lead, the paper indicates, and “maintain a credible deterrent at these lower levels” for the long haul. To do that, the United States needs nuclear forces “second to none” “that can adapt to changing needs.”

Background Information: National Security and Nuclear Weapons in the 21st Century | US Nuclear Forces 2008 | 2001 Nuclear Posture Review Report (reconstructed)

Online debate on Russia at The Economist

At a House Committee on Foreign Affairs meeting 9 September 08 members of Congress discussed what the U.S. response should be to Russia’s aggressive actions in Georgia last month.  Most members of the Committee acknowledged that some sort of response was necessary to voice U.S. concerns about the possibility of a more aggressive Russian foreign policy, while they also conceded that the U.S. does need Russia’s cooperation on important matters of international security, such as helping to influence Iran’s nuclear ambitions.  An interesting debate is being hosted online on this topic by The Economist – click here to link to it.

War in Georgia and Repercussions for Nuclear Disarmament Cooperation with Russia

In an earlier blog post, arguments were discussed from a 12 June 08 meeting of the House Committee on Foreign Affairs for and against the signing of a civilian nuclear cooperation agreement (123 Agreement) with Russia. At the time, the most salient issues were our ability to influence Russia’s position vis-à-vis Iran’s nuclear ambitions and the possibility that the 123 Agreement would restart domestic reprocessing, reversing 30 years of US policy. Since then, a full scale military operation has taken place between Russia and Georgia, a newly democratic ally of the U.S. who sent 2,000 troops to support U.S. efforts in Iraq. Now both Russian and American leaders want to remove the 123 Agreement from consideration for the time being, so as not to allow current events to color any debates about passing the legislation. Those in favor of the 123 Agreement believe that it would open up greater cooperation with Russia on issues such as pressuring Iran on its nuclear program. Whether this is true or not, if the 123 Agreement is now off the table because of Russia’s actions in Georgia, how much has this conflict damaged our ability to cooperate with Russia on nuclear arms control in the future? (more…)

The RISOP is Dead – Long Live RISOP-Like Nuclear Planning

Launch control officers at Minot Air Force Base practice launching their high-alert ICBM. But the hypothetical Russian nuclear strike plan that originally led to the requirement to have nuclear forces on alert has been canceled. So why are the ICBMs still on alert?

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By Hans M. Kristensen

The U.S. military has canceled the Red Integrated Strategic Offensive Plan (RISOP), a hypothetical Russian nuclear strike plan against the United States created and used for decades by U.S. nuclear war planners to improve U.S. nuclear strike plans against Russia.

The cancellation appears to substantiate the claim made by Bush administration and military official, that the 2001 Nuclear Posture Review removed Russia as an immediate contingency for U.S. nuclear strike planning. But implementing the shift was not a high priority, lasting almost the entire first term of the administration.

Despite the shift, however, declassified documents obtained under the Freedom of Information Act also show that RISOP-like and “red” analysis continues, and that that the cancellation was necessary to allow STRATCOM to broaden nuclear strike planning beyond Russia.

A Brief RISOP History

The RISOP dates back to the 1960s shortly after the first SIOP (Single Integrated Operational Plan), the Cold War name for the overall U.S. strategic war plan. An important element of refining and improving the effectiveness of the SIOP was to “wargame” it against the Soviet Union and more recently Russia. To do that, planners at Joint Staff and Strategic Air Command (SAC) developed a hypothetical Soviet War plan based on the latest intelligence about Soviet/Russian doctrine, strategy and weapons capabilities. To assist with coordination and planning, Joint Staff established the Red Planning Board (RPB), which included members of all the services and key agencies but was chaired by Joint Staff.

Figure 1:
1996 and 1997 RISOP Briefings

RISOP updates coincided with SIOP updates. The following declassified (heavily redacted) briefings show the content and structure of the 1996, 1997 and 1998 RISOP plans:

* Joint Staff RISOP-96 Brief, April 1995
* Joint Staff RISOP-97 Brief, no date [1996]
* STRATCOM RISOP-98 Brief, August 10, 1997

RISOP was based on the latest intelligence about Soviet/Russian nuclear strategy and forces, but the declassified documents show that Joint Staff and STRATCOM did not consider it an intelligence appraisal of those capabilities. Nor did it represent a judgment on the most likely Russian geopolitical intentions. Instead, RISOP was described as one of many possible and plausible courses of action based on Defense Intelligence Agency estimates of Russia force employment consistent with their military doctrine. But since planners probably didn’t want to wargame SIOP against anything but the “real” threat, RISOP most likely was the best possible estimate of the Russian posture.

RISOP was primarily a U.S. nuclear war planning tool. As a detailed opposing force threat plan, it was used by SAC and later STRATCOM in computer simulations to evaluate updates to the SIOP plan; RISOP updates coincided with SIOP updates. RISOP was also used to conduct force structure, arms control, and continuity of government analysis, and to carry out communications studies and prelaunch survivability computations and other strategic analysis.

The Slow Wheels of Change

Responsibility for production of RISOP was transferred from Joint Staff to STRATCOM in late 1996. The RPB was maintained, however, to ensure, among other things, that STRATCOM didn’t “cook the books,” as one of the declassified briefings put it. But the 2001 Nuclear Posture Review (NPR) changed the planning assumptions against Russia. Whereas the RISOP plans of the late 1990s (see Figure 1) envisioned Russian nuclear attacks against the United States, its allies, and China, those assumptions were clearly out of sync with the political and military realities in Russia. The NPR instead determined that “a [nuclear strike] contingency involving Russia, while plausible, is not expected,” and that the size of the operational U.S. nuclear arsenal is “not driven by an immediate contingency involving Russia.” Thus, the overall planning assumption shifted from urgent to plausible.

Table 1:
The Slow Wheels Of Change

Dec 2001: NPR completed
Mar 2003: NPR Implementer issued
Apr 2004: NUWEP published
Dec 2004: JSCP-N signed
Feb 2005: RISOP canceled

But despite statements about the importance of ending the adversarial relationship with Russia, changing the nuclear planning against Russia apparently was not a priority and would have to wait almost the entire first term of the Bush administration. The NPR was completed in late 2001, the NPR Implementation Plan published in March 2003, the new Nuclear Weapons Employment Policy (NUWEP) signed in April 2004, and a new Joint Strategic Capabilities Plan nuclear supplement issued in December 2004, formally removing the requirement for the RISOP. Finally, in February 2005, four years and two months after the NPR, the Chairman of the Joint Chiefs of Staff issued the instruction that formally cancelled the RISOP and the RPB (see Table 1).

Despite the policy change toward Russia, the RPB had not made any changes to the RISOP since 1998, following President Clinton’s PDD-60 directive that removed the requirement to plan for protracted nuclear war with Russia. As one Joint Staff official remarked in an email: “Sometimes the wheels of change move slowly.”

The “New” Nuclear Planning

The new planning guidance was laid out in the nuclear supplement to the Joint Strategic Capabilities Plan (JSCP), formally known as CJCSI 3110.04B or JSCP-N (see Figure 2 for earlier JSCP-N), which was published on December 31, 2004. This document instructed STRATCOM to “perform broader campaign level analysis than the previous requirement which focused on the RISOP.” In the words of the RPB, STRATCOM’s “red attack plan may also be broader than the scope of the RISOP.”

Figure 2:
The Nuclear Supplement to JSCP


Although the JSCP-N is highly classified, this heavily sanitized copy of the 1996 version was released under FOIA a few years ago. The document is no longer releasable. With the table of contents and many of the section headings intact, the declassified version reveals a great deal about the structure and content of the full document and the components of U.S. post-Cold War nuclear war planning. The warhead numbers and intensity may have changed, but the rest sure look similar to what it was during the Cold War.

* Download full document
* Analysis and background

This broadening probably reflects the efforts to expand strike planning beyond Russia with increased focus on China and regional states armed with weapons of mass destruction (WMD). A “notable change” for the strike plan put in effect in March 2003 (OPLAN 8044 Revision 03) included executable strike options against regional states, options that were probably carried forward into the current OPLAN 8044 Revision 05.

Of course, Russia didn’t just disappear from the planning requirements. The NPR itself warned that although the country no longer is considered an immediate contingency, “Russia’s nuclear forces and programs, nevertheless, remain a concern. Russia faces many strategic problems around its periphery and its future course cannot be charted with certainty.” The NPR concluded that “U.S. planning must take this into account.” In addition, the NPR hedged, “in the event that U.S. relations with Russia significantly worsen in the future, the U.S. may need to revise its nuclear force levels and posture.” Relations have certainly not improved.

The previous JSCP-N from January 2000, which was updated in July 2001 (see here for chronology of nuclear guidance), required Defense Intelligence Agency (DIA) and Defense Information Systems Agency (DISA) to provide information to the Joint Staff for use in RISOP development. But the new JSCP-N moved this role to STRATCOM by directing that DIA and DISA “will support USSTRATCOM directly by providing data for red analysis.” The JSCP-N directs STRATCOM to perform three levels of analysis for the strike plans:

Phase I: Consequence of Execution Analysis
Phase II: Campaign Level Analysis
Phase III: Intelligence Assessment Analysis

Campaign Analysis is “a campaign level analysis to provide a stochastic check of the deterministic models used for the revision report consequences of execution analysis and to assess OPLAN 8044, REVISION XX’s [formerly SIOP] capability to comply with approved guidance. Such analysis will encompass various scenarios and may include the potential contribution of SACEUR’s MCOs [Major Combat Operations] as required.”

Despite the cancellation of RISOP, a 2004 STRATCOM briefing stated, STRATCOM “will continue to produce RISOP-like analysis,” and “procedures for requesting data and providing products will remain the same.” As before, use of the data will support prelaunch survivability analysis for ICBMs and bombers, base survivability of SSBN bases, and command, control and communication vulnerability and survivability analysis. All to ensure that U.S. nuclear forces will survive and endure against any nuclear adversary, including Russia.

Comments

U.S. nuclear forces were placed on high alert to counter the Soviet nuclear threat, and the effectiveness of the strike plan for their potential use continuously refined and improved by wargaming it against the RISOP. Now that Russia is not considered a nuclear threat and the RISOP has been canceled, how long will it be before the alert posture is canceled as well?

The U.S. strategic war plan – OPLAN 8044 Revision 05 – is currently structured around a reduced but more flexible posture with the same overall Triad structure as during the Cold War and over 1,000 nuclear warheads on high alert. Surprisingly, although RISOP was canceled in 2005, no revision has been made to OPLAN 8044 since October 2004 – the first time in U.S. post-Cold War nuclear history that the nation’s strategic war plan has not been overhauled at least once per year (see Figure 3).

Figure 3:
U.S. Strategic War Plan Updates 1988-2008

STRATCOM has not published an updated U.S. strategic war plan since October 2004, breaking with a historical pattern of annual overhauls. The change probably reflects development of a new plan structure and more flexible adaptive planning capabilities.

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The explanation might be that major overhauls are no longer necessary because today’s plan has become flexible enough to accommodate changes on a ongoing basis without a need for a new revision; a “living SIOP.” OPLAN 8044 now consists of a family of plans applicable in a wider range of scenarios, with more flexible options to defeat adversaries in a wider range of contingencies than during the Cold War. Cancellation of RISOP might have reduced the focus on Russia, but it was also part of a broadening of nuclear strike planning to other potential adversaries.

The   s l o w  cancellation of the Russian-focused RISOP and the continuation of RISOP-like and red nuclear war planning for a broader and more flexible war plan should be an important lesson for the next president: unless he keeps his eye on the issue and pays continuous attention to how and when the military translates his initial guidance into a myriad of war planning requirements and strike options, the future U.S. nuclear posture – and with it the hope of significantly reducing the role and salience of nuclear weapons in the world – will only change  v e r y  slowly and not necessarily in the direction he had intended.

US – Russia 123 Agreement on the Hill

On Thursday, June 12 the House Foreign Relations Committee met for over three hours and heard testimony from members of the Committee, a representative of the Bush administration, and expert witnesses regarding the pros and cons of supporting the Agreement Between the United States and Russia for Cooperation in the Field of Peaceful Uses of Nuclear Energy (Agreement) that President Bush submitted to Congress. As discussed in an earlier blog, the Agreement will have to sit before the Congress for 90 continuous days, and will pass unless Congress enacts a joint resolution of disapproval. Such legislation, H.J.Res 85, has already been submitted by Congressman Edward J. Markey (D – MA), a staunch opponent to nuclear power and thus to civilian nuclear cooperation agreements. The mood of those legislators at the hearing was generally one of skepticism, as members of Congress searched for reasons to support the Agreement. (more…)

Russian Nuclear Missile Submarine Patrols Decrease Again

By Hans M. Kristensen

The number of deterrence patrols conducted by Russia’s 11 nuclear-powered ballistic missiles submarines (SSBNs) decreased to only three in 2007 from five in 2006, according to our latest Nuclear Notebook published in the Bulletin of the Atomic Scientists.

In comparison, U.S. SSBNs conducted 54 patrols in 2007, more than three times as many as all the other nuclear weapon states combined.

The low Russian patrol number continues the sharp decline from the Cold War; no patrols at all were conducted in 2002 (see Figure 1). The new practice indicates that Russia no longer maintains a continuous SSBN patrol posture like that of the United States, Britain, and France, but instead has shifted to a new posture where it occasionally deploys an SSBN for training purposes.

An Occasional Sea-Based Deterrent

The shift to an occasional sea-based deterrent became apparent in 2007, when then Defense Minister Sergei Ivanov declared on September 11 that five SSBNs were on patrol at that time. Four months later, I received information from U.S. Naval Intelligence showing that those five patrols were all Russian SSBNs did that year. Combined, the two sources indicated a cluster of patrols at approximately the same time rather than distributed throughout the year.

Figure 1:
Russian SSBN Patrols 1981-2007

Click on image to view higher resolution
Russian SSBNs conducted only three deterrent patrols in 2007, a decline from five in 2006.

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The reason for the shift is unclear. Perhaps the Russian navy is still not over the financial and technical constraints that hit it after the collapse of the Soviet Union. SSBNs can launch their missile from pier side if necessary, although such a posture essentially converts each SSBN into a very soft and vulnerable target. Russia might simply have decided that it’s no longer necessary to maintain a continuous nuclear retaliatory force at sea, and that a few training patrols are all that’s needed to be able to deploy the SSBNs in a hypothetical crisis if necessary.

SSBN Patrol Areas

Little is known in public about where Russian SSBNs conduct their deterrent patrols. However, in 2000, U.S. Naval Intelligence released a series of rough patrol maps for Soviet/Russian SSBNs that showed the locations of the patrol areas used by Delta IV and Typhoon class SSBNs in the late-1980s and 1990s (see Figure 2). The few SSBNs that occasionally sail on patrol today probably use roughly the same areas.

Figure 2:
Russian SSBN Patrol Areas Late-1980s-1990s

Click on image to view higher resolution
Russian SSBN patrol areas today are probably similar to those used in the 1990s.

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In Perspective

The decline in SSBN patrols is in stark contrast to Russian bomber and surface fleet operations in 2006-2007, which are said to have increased in scope and reach. For now, at least, SSBN patrols are not used to “signal” Russian status.

Approximately 20 percent of Russia’s strategic warheads are sea-based. But with the upcoming replacement of old Delta III SSBNs and their three-warhead missiles with the new Borey SSBNs (the first of which is scheduled to enter service later this year) with six-warhead missiles, the SSBNs’ share of the posture might increase to approximately 30 percent by 2015.

Overall, the Nuclear Notebook estimates that Russia currently has approximately 5,200 nuclear warheads in its operational stockpile, including some 3,110 strategic and 2,090 non-strategic warheads. Another 8,800 warheads are thought to be in reserve or awaiting dismantlement.

Additional information: Russian Nuclear Forces 2007, Nuclear Notebook, Bulletin of the Atomic Scientists

Old Anti-nuclear Movie from FAS

The Federation of American Scientists was formed just a couple of months after the dawning of the nuclear age by scientists as who had worked on the Manhattan Project to develop the world’s first nuclear weapons. In the fall of 1945, there was tremendous interest in the new atomic bomb: what it was, how it worked, and its effects–and not just direct effects but the effect this invention would have on the military balance and politics of the world. FAS organized a group of its members, which it called the National Committee on Atomic Information, to talk to the public, the press, and political leaders, and to produce media materials for distribution. (Sixty two years later and we still seem to be at it…)

Jeff Aron here at FAS recently came across this amazing little film on YouTube called One World or None. It was produced by FAS and the National Committee. I have to admit, no one currently at FAS knew about it, it predates anyone’s memory here, and we are ourselves doing some research on its origins and asking our long-term members what they know. (If any of our blog readers can provide any information, please let us know.) Presumably, it was released in conjunction with the release of the first publication of the Federation, also called One World or None, a collection of essays by great scientists of the day, including Albert Einstein, that was first published in 1946. One World has recently been reprinted by the New Press in New York and is available through bookstores, Amazon, and the FAS website.

The film is clearly a bit dramatic, but the dangers of nuclear weapons are dramatic. By today’s standards, the graphics are Stone Age but the message is as important today as it ever was and doesn’t depend on fancy graphics. I can’t say you should enjoy this little film–not much to enjoy when discussing nuclear dangers–but I hope you take it to heart. The Federation is still working to reduce the global threat of nuclear weapons.

A Response to Congresswoman Tauscher’s Article in Nonproliferation Review

A recent article, “Achieving Nuclear Balance”, in Nonproliferation Review, by Congresswoman Ellen Tauscher, Chairwoman of the Strategic Forces Subcommittee of the House Armed Services Committee, includes a sobering summary of the dangerous nuclear policies of the Bush administration, including its desire for new nuclear weapons and an expansion of the roles of nuclear weapons. Congresswoman Tauscher has been an important voice of reason in the nuclear debate and one of the primary forces behind efforts to force a fundamental review of the missions of nuclear weapons, to ask what nuclear weapons are for.

Nevertheless, her arguments in support of exploring the Reliable Replacement Warhead are mistaken and based on deeply rooted but ultimately unsupported assumptions. Her essay highlights the critical importance of carefully defining terms and avoiding being fooled by our own euphemisms.
(more…)

Targeting Missile Defense Systems


By Hans M. Kristensen

The now month-long clash between Russia and the West over U.S. plans to build a missile defense system in Europe should warn us that – despite important progress in some areas – Cold War thinking is alive and well.

The missile defense system, Moscow says, is but the latest step in a gradual military encroachment on Russian borders by NATO, and could well be used to shoot down Russian ballistic missiles. The head of Russia’s Strategic Missile Forces and President Putin have suggested that Russia might target the defenses with nuclear weapons. The United States has rejected the complaints insisting that Russia has nothing to fear and that the defenses will only be used against Iranian ballistic missiles. European allies have complained that the Russian threats are unacceptable and have no place in today’s Europe.

That may be true, but the reactions have revealed a frightening degree of naiveté about strategic war planning in the post-Cold War era, a widespread belief that such planning has somehow stopped. It has certainly changed, but all the major nuclear weapon states insist that they must hedge against an uncertain future and continue to adjust their strike plans against potential adversaries that have weapons of mass destruction. Russia continues to plan against the West and the West continues to plan against Russia. The plans are not the same that existed during the Cold War, but they are strike plans nonetheless.

The argument made by some officials that missile defense systems are merely defensive and don’t threaten anyone is disingenuous because it glosses over a fact that all planners know very well: Even limited missile defenses become priority targets if they can disturb other important strike plans. The West concluded that very early on in its military relationship with Russia.

Cold War Targeting of Missile Defense Systems

In 2003, I received a declassified Strategic Air Command document that showed how the United States reacted when the Soviet Union built a limited missile defense system back in the late 1960s. The response was overwhelming: A nuclear strike plan that included more than 100 ICBMs plus an unknown number of SLBMs to overwhelm and destroy the Soviet interceptors and radars. Based on the declassified information, two colleagues and I estimated in an article in the Bulletin of the Atomic Scientists that the total strike plan involved approximately 130 nuclear warheads with a total combined yield of some 115 megatons. Here is how the SAC historian described the plan:


Figure 1:
The US 1968 Nuclear ABM Strike Plan

“To ensure the penetration of the ICBM force, the Soviet ABM system would be attacked first. Minuteman E and F and Polaris missiles would first hit the Hen House early warning radars, and their Tallin system defenses [SA-5 SAM, ed.]. Then the Dog House radar and the Triad system around Moscow would be attacked. More than 100 Minuteman would be involved in the ABM suppression.”
Source: U.S. Strategic Air Command, History of U.S. Strategic Air Command January-June 1968, February 1969, p. 300. Excerpts (pp. 300-306) available here (pdf, 0.8 MB).

The Soviet ABM system back then consisted of about fifteen facilities, including eight launch sites around Moscow with a total of 64 nuclear-tipped interceptors, half a dozen SA-5 launch complexes (later found not to have much ABM capability) near Leningrad (now St. Petersburg), and at least three large early warning radars. Each of these surface facilities were highly vulnerable to the blast effect from a single nuclear warhead, so the large number of ICBMs was mainly needed to “suppress” (overwhelm) the interceptors.

In the late 1980s, the Soviets upgraded they system by moving 32 remaining interceptors at four sites into underground silos (see Figure 2) and adding 68 shorter-range nuclear-tipped interceptors at five new sites closer to Moscow. This hardened and dispersed the interceptors, requiring U.S. planners to upgrade their strike plan, which probably ballooned to more than 200 warheads (although with less total yield due to more accurate missiles with less powerful warheads).


Figure 2:
Long-Range Gorgon Interceptor Site (E24) Near Poryadino


Four long-range Gorgon interceptor site crescent Moscow toward the northwest. The 217-mile (350-kilometer) range Gorgon carries a 1 Megaton warhead. The site shown here is near Poryadino southwest of Moscow. There are unconfirmed rumors that the interceptors have been removed and the system is in the process of decommissioning.

The 68 shorter-range (50 miles, 80 km) interceptors added to the system in the late 1980s were the nuclear-armed Gazelle. Each missile carried a 10-kiloton warhead. The five launch sites, which are still thought to be operational, are positioned in a circle around Moscow approximately 13 miles (23 kilometers) from the center of the city. The 68 interceptors are deployed in hardened silos, 16 at two sites (Northwest and Southeast), and 12 at each of the other three sites. Public uncertainty about the location of the fifth site was recently resolved by a satellite image showing the site next to the Pill Box radar north of Moscow.


Figure 3:
Short-Range Gazelle Interceptor Sites


Five launch sites with Gazelle interceptors in hardened silos are located in a circle around Moscow as part of the A-135 ABM system. The sites have either 12 silos, like the Southwestern site (top) near Moscow Vnukovo airport, or 16. The fifth site (bottom) next to the Pill Box ABM radar north of Moscow has 12 silos, and is depicted in the Pentagon drawing (insert).

All of this happened during the Cold War and many things have changed, but the basic motivation for targeting a limited missile defense system then was the same as today: The Soviet ABM system was entirely defensive and couldn’t threaten anyone (to paraphrase a characterization frequently use by U.S. and NATO officials to justify their missile defense plans today), but it could disturb the main ICBM attack on Moscow and military facilities downrange. That made it a top-priority target. And even though U.S. planners suspected that the system was not very efficient, they committed about 10 percent of the entire ICBM force to destroy it. To the extent the Russia ABM is operational, U.S. nuclear strike plans probably still target it today.

Figure 4:
The Russian A-135 ABM System

Type Designation, Location
Remarks
Interceptor
Gorgon (SH-11/ABM-4)* – E05, 6 miles (9 km) southwest of Karabanovo, at 56°14’39.51″N, 38°34’41.75″E
– E24, 4 miles (6.5 km) northwest of Poryadino, at 55°20’58.31″N, 36°28’50.28″E
– E31, 6 miles (9.6 km) north of Nudol Sharino, at 56° 9’0.18″N, 36°30’13.08″E Operational status uncertain
– E33, east of Klin, at 56°20’30.03″N, 36°47’35.21″E Operational status uncertain
Gazelle (SH-08/ABM-3) – South of Ashcherino, at 55°34’40.06″N, 37°46’17.89″E
– 3 miles (4.8 km) southeast of Kaliningrad, at 55°52’41.63″N, 37°53’37.51″E
– 1 mile (1.6 km) north of Kartmazovo, at 55°37’31.81″N, 37°23’19.99″E
– Korostovo, at 55°54’6.00″N,  37°18’28.33″E
– 6 miles (9.6 km) west of Sofrino, at 56°10’50.69″N, 37°47’12.01″E
Radar**
Pill Box (Don-2N) – 7 miles (11.3 km) west of Sofrino, at 56°10’23.48″N, 37°46’12.51″E
To view satellite images of all these sites, click here.
* There are unconfirmed
rumors that the Gorgon interceptors have been removed from the system.
** Other forward-based early-warning radars are not included in this overview. Two older radars (Dog House and Cat House) are no longer operational.

Now history repeats itself, but the table has been turned. Today it is the United States building a limited missile defense system (more capable than the Soviet system, but focused on “rogue” state missiles), and it is the Russians who say they need to target it to maintain the effectiveness of their deterrent. The Cold War may be over, but military and policy planners in both countries still think in Cold War terms.

Russia’s Real Concerns Today

Most of the current debate has focused on whether the missile defense system could disrupt Russia’s deterrent against the United States. Although this may be a concern to Russian planners in the long run, their objections probably have more to do with the capability of the system to disrupt limited strikes against France or the United Kingdom. Russian nuclear strike plans against each of those smaller nuclear powers probably include only a few ICBMs, but their flight path would take them right over the planned interceptors (Figure 5).

Figure 5:
Trajectories for Hypothetical Russian European Strikes

The Russian objections to the proposed US anti-ballistic missile defense system in Poland and the Czech Republic seem more linked to potential Russian strike plans against British and French nuclear forces than to strike plans against the United States. The trajectories for a hypothetical ICBM attack against French and British nuclear submarines bases pass over the proposed U.S. missile defense system in Europe.

Russian planners are probably also thinking ahead. By 2015, under current plans, Russia’s ICBM force is expected to have declined from about 480 missiles today to approximately 150. Significantly less than the 450 the United States plans to retain. This, of course, will have no real implications for Russia’s security, but for Russian planners it means that a European ballistic missile defense system with 10 interceptors (that could quickly be expanded) and 21 interceptors at Fort Greely in Alaska (and silos already dug for more) suddenly doesn’t seem so limited anymore. Indeed, if Russia’s statements about targeting a future missile defense system in Europe are genuine, then the U.S. interceptors in Alaska are probably already targeted by Russian missiles.

Implications

There’s probably a fair amount of chest beating in the Russian statements, especially because Russia has little to gain from antagonistic relations with the West in the long run. Putin’s recent “offer” to include Russian radars in the Western defense plans suggests he is trying to find a way out of the stalemate, although not necessarily the way out that Western governments would like to see.

It would, of course, be much simpler if the Russians “just got over it” and accepted Western missile defenses as a fact of life. But they haven’t, and there are clear signs that U.S. missile defense plans have already influenced Russian military planning. An eerie feeling is emerging in Washington that the Russian “experiment” may be over and that Russia, instead of becoming a full partner or a full enemy, is entering a new assertive period intent on acting as a counterbalance to current U.S. foreign policy. That may not necessarily be a bad thing, unless of course it plays out in the form of military posturing.

Western claims that Russia has nothing to fear, although genuine, miss the point: They apparently fear something enough to publicly use it to underscore their own capability. East and West need to figure out what has gone wrong and how to get out of this mess before strategic antagonism becomes a prominent policy feature for the long haul. The fact that we’re even having this debate nearly two decades after the Cold War ended shows that both countries have failed miserably to move beyond Cold War posturing and planning principles.

Background: The Protection Paradox | Russian Nuclear Forces, 2007 | Pavel Podvig’s Analysis

China Reorganizes Northern Nuclear Missile Launch Sites

A dozen trucks identified at possible missile launch sites near Delingha in the northern parts of central China resemble the DF-21 medium-range ballistic missile launcher. If correct, about a third of China’s DF-21 inventory is deployed within striking distance of Russian ICBM fields.

By Hans M. Kristensen

China has significantly reorganized facilities believed to be launch sites for nuclear ballistic missiles near Delingha in the northern parts of Central China, according to commercial satellite images analyzed by the Federation of American Scientists.

The images indicate that older liquid-fueled missiles previously thought to have been deployed in the area may have been replaced with newer solid-fueled missiles. From the sites, the missiles are within range of three Intercontinental Ballistic Missile (ICBM) fields and a bomber base in the southern parts of central Russia.

Analysis of Changes

The Chinese launch sites, which are located at an elevation of approximately 10,000 feet (3,000 meters), are in an area that for years has been rumored to be a deployment area for liquid-fueled DF-4 long-range nuclear ballistic missiles. In November 2006, FAS and NRDC published Chinese Nuclear Forces and U.S. Nuclear War Planning, which used satellite images to describe the two launch sites. Several other apparent sites nearby did not have any infrastructure and many appeared abandoned.


The Delingha Mountain Range

The launch sites are located at approximately 10,000 feet (3,000 meters) on the slopes of this mountain range north of Delingha. This image (used with permission) was shot approximately six miles (10 kilometers) from Delingha.

The southern launch site has changed most dramatically. In late-2005, the site had what appeared to be a large missile garage, approximately 40 small buildings (possibly crew quarters), and more than half a dozen service trucks. A gate was also visible. In the new image from late-2006, all of those features are gone with only a single service truck visible on the launch pad, and the access road appears to have been paved (see below).


Delingha Launch Site 1 Changes

The southern launch site at Delingha (37°24’27.47″N, 97° 3’21.18″E) changed dramatically between late-2005 (left) and late-2006. All buildings were been removed and only a few small trucks remain. The 250-feet (80-meters) launch pad and the access roads have been paved.

The second launch site some 2.5 miles (4.3 km) to the north has also changed significantly, but here operations appear to have increased. In late-2005, this site included what appeared to be a missile garage, an underground facility, approximately 15 buildings, and less than a dozen service trucks of various sizes. The new satellite image from late-2006, however, shows that the large garage has been removed, the number of buildings nearly doubled, the access roads paved, and work appears to be in progress next to the underground facility (see below).


Delingha Launch Site 2 Changes

The northern primary launch site has been expanded significantly between late-2005 (left) and late-2006. Numerous new buildings have been erected, the access roads have been paved, work appears to be in progress next to the underground facility, and six 13-meter trucks that resemble launchers for the DF-21 MRBM are clearly visible on the launch pad. Check it out on Google Earth.

Most interestingly, clearly visible are eight 13-meter trucks lined up on the launch pad. The satellite image is not of high enough resolution to identify the trucks and their features with certainty, but they strongly resemble the six-axle transport erector launchers (TELs) in use with the 10-meter DF-21 medium-range ballistic missile. A vague line across the trailer two-thirds toward the rear resembles the position of the hydraulic pumps used to erect the missile canister to a vertical position.


Other Delingha Launch Sites

Possible DF-21 launchers are also visible at several of a dozen smaller possible launch sites. This one, north of the main site (Site 2), has also been upgraded with a new building.

Changes to Other Delingha Sites

The two launch sites described above are the most actively visible in the satellite images. But there are more sites that appear to be involved in missile operations. North along the main road is what appears to be five smaller dispersed parking or launch platforms. None of these sites had any vehicles or infrastructure visible in 2005, but the new image shows one 13-meter truck present at four of the five sites. One of the sites appears to be upgrading with new access roads, a building, and half a dozen service vehicles (see right).

Further to the west, approximately 10 miles (17 km) from site 1 and 2, is another road leading north into the mountains. Along this road, another eight possible dispersal launch sites are visible. No 13-meter trucks, buildings, or other vehicles are visible at these sites.

The DF-21 Medium-Range Ballistic Missile

The DF-21 is a medium-range ballistic missile estimated by the U.S. Defense Intelligence Agency (DIA) to have a range of approximately 1,330 miles (2,150 kilometers). It is China’s first solid-fueled ballistic missile and believed to carry a single warhead with a yield of 200-300 kilotons. Full operational deployment began in 1991. The missile is approximately 33 feet (10 meters) long and launched from a six-axle transporter erect launcher (TEL). Two versions of the missile are deployed, according to the DOD. Some might have been converted to carry conventional warhead.


DF-21 Medium-Range Ballistic Missile

A DF-21 medium-range ballistic missile during calibration.

The Defense Intelligence Agency estimated in 1996 that the DF-21 was expected to complement and possibly take over the strategic targeting role of the DF-3 by 2000. But introduction was slow. Whether this is now happening, and whether the DF-21 is also replacing DF-4s in some roles is unknown. The DOD’s annual report on China’s military power for years showed great uncertainty about the number of DF-21s, the 2006 report listing a range of 19-50 missiles on 34-38 launchers. The 2007 report, however, lists 40-50 missiles on 34-38 launchers, which suggests the DOD believes the number of missiles has increased while the number of launchers has stayed the same.


Possible Targets

From Delingha the DF-21 is in range of northern India (including New Delhi) and three Russian ICBM fields and a bomber base.

Uncertainties and Implications

It is important to caution that there is no information publicly available that confirms that the Delingha sites are launch sites for ballistic missiles, or that the 13-meter trucks indeed are DF-21 launchers. First, the changes at the sites may be routine because nearly all of China’s ballistic missile are mobile, and the support units are designed to follow the launchers wherever they go. Second, the rumored DF-4 deployment in the area may have been wrong, or the DF-21 may have moved in years ago but only been publicly visible now. U.S. and Russian spy satellites probably have monitored the changes at Delingha on a daily basis and provided a much more detailed understanding of what is happening at the sites.

Yet the indications that the DF-21 is deployed at Delingha appear to be strong. And if the dozen 13-meter trucks visible on the satellite images at Delingha indeed are DF-21 TELs, then 32-35 percent of China’s estimated inventory of DF-21 launchers are deployed in central China.

With a DIA-listed range of 1,330 miles (2,150 kilometers) the DF-21s would not be able to reach any U.S. bases from Delingha, but they would be able to hold at risk all of northern India including New Delhi. Moreover, and this is perhaps the most interesting implication of the discovery, DF-21s would be within range of three main Russian ICBM fields on the other side of Mongolia: the SS-25 fields near Novosibirsk and Irkutsk, the SS-18 field near Uzhur, and a Backfire bomber base at Belaya.

Whereas targeting New Delhi could be considered normal for a non-alert retaliatory posture like China’s, targeting Russian ICBM fields and air bases would be a step further in the direction of a counterforce posture. But again, it is unknown exactly what role the Delingha missiles have, and the DF-21 may not be accurate enough to pose a serious risk to hardened Russian ICBM silos. Regardless of targeting, Delingha appears to be very active.


B-2 Bomber Dropping JDAMs

A single B-2 stealth bomber with conventional JDAM bombs would probably be sufficient to incapacitate the Delingha missile launch sites.

One of the most striking features about the sites is their high vulnerability to attack. All appear to be almost entirely surface-based facilities (although Site 2 has an underground structure), and a mobile missile launcher is extremely vulnerable once it has been discovered. The sites were possible DF-21 launchers were detected are located within a distance of about six miles (10 kilometers). A single high-yield nuclear warhead would probably be sufficient to neutralize the entire force visible in the images.

But an adversary might not even have to cross the nuclear threshold. A single U.S. B-2 bomber loaded with non-nuclear JDAM bombs (see this video) would probably be sufficient to neutralize the dozen launch sites seen in the images. The United States has begun to incorporate such advanced conventional weapons into its strategic strike plans to give the president “more options.” Since China has repeatedly pledged that it “will not be the first to use such [nuclear] weapons at any time and in any circumstance,” some might conclude that a conventional strike on Chinese nuclear forces would not trigger Chinese use of nuclear weapons. But whether Beijing (or anyone else) would indeed stand idle by as its nuclear forces were taken out by conventional weapons is highly questionable.

Background: Chinese Nuclear Forces and U.S. Nuclear War Planning | Delingha on Google Earth