USAF: Implementing Arms Control Treaties

The implementation of arms control agreements by the Air Force is detailed in a newly updated directive.

The directive addresses Air Force obligations under New START, US-IAEA Safeguard Agreements, the Chemical Weapons Convention, and the Biological Weapons Convention.

See Implementation of, and Compliance with, Treaties Involving Weapons of Mass Destruction, Air Force Instruction 16-608, September 7, 2018.

Air Force officials are directed to make certain that even their most tightly secured special access programs are in compliance with international obligations. But they are also required to protect information about such programs from “unnecessary or inadvertent” exposure during verification activities.

Nuclear Weapons Maintenance as a Career Path

The US Air Force has published new guidance for training military and civilian personnel to maintain nuclear weapons as a career specialty.

See Nuclear Weapons Career Field Education and Training Plan, Department of the Air Force, April 1, 2018.

An Air Force nuclear weapons specialist “inspects, maintains, stores, handles, modifies, repairs, and accounts for nuclear weapons, weapon components, associated equipment, and specialized/general test and handling equipment.” He or she also “installs and removes nuclear warheads, bombs, missiles, and reentry vehicles.”

A successful Air Force career path in the nuclear weapons specialty proceeds from apprentice to journeyman to craftsman to superintendent.

“This plan will enable training today’s workforce for tomorrow’s jobs,” the document states, confidently assuming a future that resembles the present.

Meanwhile, however, the Air Force will also “support the negotiation of, implementation of, and compliance with, international arms control and nonproliferation agreements contemplated or entered into by the United States Government,” according to a newly updated directive.

See Air Force Policy Directive 16-6, International Arms Control and Nonproliferation Agreements and the DoD Foreign Clearance Program, 27 March 2018.

Despite Rhetoric, US Stockpile Continues to Decline

Click on image to view full size. Full document here.

By Hans M. Kristensen

The US nuclear weapons stockpile dropped to 3,822 warheads by September 2017 – down nearly 200 warheads from the last year of the Obama administration, according to new information released by the Department of Defense in response to a request from the Federation of American Scientists (see here for full document).

Since September 2017, the number has likely declined a little further to about 3,800 warheads as of March 2018. This is the lowest number of stockpiled warheads since 1957 (see graph), although the nuclear weapons and the conventional capabilities that make up today’s arsenal are vastly more capable than back then.

Click on graph to see full size version.

The new data also shows that the United States dismantled 354 warheads during the period October 2016 to September 2017 – the highest number of warheads dismantled in a single year since 2009. Since 1994, the United States has dismantled nearly 11,000 nuclear warheads.

The continued reductions are not the result of new arms control agreements or a change in defense planning, but reflects a longer trend of the Pentagon working to reduce excess numbers of warheads while upgrading the remaining weapons. This trend is as old as the Post Cold war era.

The majority of the warheads retired during the Trump administration’s first year probably included W76-0 warheads no longer needed as feedstock for the Navy’s W76-1 life-extension program.

The reduction has happened despite tensions with Russia, bombastic nuclear statements by President Donald Trump, and Nuclear Posture Review assertions about return of Great Power competition and need for new nuclear weapons.

The apparent disconnect between rhetoric and the stockpile trend illustrates that nuclear deterrence and national security are less about the size of the arsenal than what it, and the overall defense posture, can do and how it is postured.

Although defense hawks home and abroad will likely seize upon the reduction and argue that it undermines deterrence and reassurance, the reality is that it does not; the remaining arsenal is more than sufficient to meet the requirements for national security and international obligations. On the contrary, it is a reminder that there still is considerable excess capacity in the current nuclear arsenal beyond what is needed.

President Trump recently said he expected to meet Russian President Vladimir Putin “in the not-too-distant future to discuss the arms race,” which Trump added “is getting out of control…” He is right. In such discussions he should urge Russia to follow the U.S. example and also disclose the size of its nuclear warhead stockpile, agree to extend the New START treaty for five years, work out a roadmap to resolve INF Treaty compliance issues, and develop new agreements to regulate nuclear and advanced conventional forces.

There is much work to be done.

Additional information:

Declassified stockpile numbers.

Recent FAS Nuclear Notebook on US nuclear forces (written before the new stockpile information became available).

For an overview of all nuclear-armed states, see our Status of World Nuclear Forces.

This publication was made possible by a grant from the Carnegie Corporation of New York, the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

 

Crowdsourcing the Verification of Nuclear Safeguards

The possibility of mobilizing members of the public to collect information — “crowdsourcing” — to enhance verification of international nuclear safeguards is explored in a new report from Sandia National Laboratories.

“Our analysis indicates that there are ways for the IAEA [International Atomic Energy Agency] to utilize data from crowdsourcing activities to support safeguards verification,” the authors conclude.

But there are a variety of hurdles to overcome.

“Some implementations of crowdsourcing for safeguards are legally or ethically uncertain, and must be carefully considered prior to adoption.”

Crowdsourced information, like other information, has to be independently verified, particularly since it is susceptible to error, manipulation and deception.

The report builds on previous work cited in a bibliography. See Power of the People: A Technical, Ethical and Experimental Examination of the Use of Crowdsourcing to Support International Nuclear Safeguards Verification by Zoe N. Gastelum, et al, Sandia National Laboratories, October 2017.

After Seven Years of Implementation, New START Treaty Enters Into Effect

Russia and the United States are currently in compliance with the treaty limits of the New START treaty. This table summarizes the evolution of the three weapons categories reported between 2011 and 2018. (Click on graph to view full size.)

By Hans M. Kristensen

[Note: On February 22nd, the US State Department published updated numbers instead of relying on September 2017 numbers. This blog and tables have been updated accordingly.]

Seven years after the New START treaty between Russia and the United States entered into force in 2011, the treaty entered into effect on February 5. The two countries declared they have met the limits for strategic nuclear forces.

At a time when relations between the two countries are at a post-Cold War low and defense hawks in both countries are screaming for new nuclear weapons and declaring arms control dead, the achievement couldn’t be more timely or important.

Achievements by the Numbers

The declarations show that Russia and the United States currently deploy a combined total of 2,794 warheads on 1,179 deployed strategic launchers. An additional 400 non-deployed launchers are empty, in overhaul, or awaiting destruction.

Compare that with the same categories in 2011: 3,337 warheads on 1,403 deployed strategic launchers with an additional 586 non-deployed launchers.

In other words, since 2011, the two countries have reduced their combined strategic forces by: 543 deployed strategic warheads, 224 deployed strategic launchers, and 186 non-deployed strategic launchers. These are modest reductions of about 16 percent over seven years for deployed forces (see chart below).

The New START data shows the world’s two largest nuclear powers have reduced their deployed strategic force by about 15 percent over the past seven years. (Click on graph to view full size.)

The Russian statement reports 1,444 warheads on 527 deployed strategic launchers with another 392 non-deployed launchers.

That means Russia since 2011 has reduced its deployed strategic warheads by 93, or only 6 percent. The number of deployed launchers has increased a little, by 6, while non-deployed launchers have declined by 80, or 24 percent (see chart below).

The Russian numbers hide an important new development: In order to meet the New START treaty limit, the warhead loading on some Russian strategic missiles has been reduced. The details of the download are not apparent from the limited data published by Russia. I am currently working on developing the estimate for how the download is distributed across the Russian strategic forces. The analysis will be published in a subsequent blog, as well in our next FAS Nuclear Notebook and in the 2018 SIPRI Yearbook.

The US statement lists 1,350 warheads on 652 deployed strategic launchers, and 148 non-deployed launchers.

That means the United States since 2011 has reduced its deployed strategic warheads by 450, or 25 percent. The number of deployed launchers has been reduced by 230, or 26 percent, while the number of non-deployed launchers had declined by 94, or 39 percent (see chart below).

US and Russian strategic force structures differ significantly. As a result, the reductions under New START have affected the two countries differently. Russia has significantly fewer launchers so rely on great warhead-loading to maintain rough overall parity. (Click on chart to view full size.)

In Context

The reason for the different reductions is, of course, that the United States in 2011 had significantly more warheads and launchers deployed than Russia. During the New START negotiations, the US military insisted on a higher launcher limit than proposed by Russia. So while Russia by the latest count has 94 deployed warheads more than the United States, the United States enjoys a sizable advantage of 125 deployed strategic launchers more than Russia. Those extra launchers have a significant warhead upload capacity, a potential treaty breakout capability that Russian officials often complain about.

So despite the importance of the New START treaty and its achievements, not least its important verification regime, the declared numbers are a reminder of how far the two nuclear superpowers still have to go to reduce their unnecessarily large nuclear forces. Ironically, because the US military insisted on a higher launcher limit, Russia could – if it decided to do so, although that seems unlikely – build up its strategic launchers to reduce the US advantage, and still be in compliance with the treaty limits. The United States, in contrast, is at full capacity.

But the apparent download of warheads on Russia’s strategic missiles demonstrates an important effect of New START: It actually keeps a lid on the strategic force levels.

Still, not to forget: The deployed strategic warhead numbers counted under New START represent only a portion of the total number of warheads the two countries have in the arsenals. We estimate that the deployed strategic warheads declared by the two countries represent on about one-third of the total number of warheads in their nuclear stockpiles (see here for details).

This all points to the importance of the two countries agreeing to extend the New START treaty for an additional five years before it expires in 2021. Neither can afford to abandon the only strategic limitations treaty and its verification regime. Failing this most basic responsibility would, especially in the current political climate, remove any caps on strategic nuclear forces and potentially open the door to a new nuclear arms race. The warning signs are all there: East and West are in an official adversarial relationship, increasing military posturing, modernizing and adding nuclear weapons to their arsenals, and adjusting their nuclear policies for a return to Great Power competition.

The symbolic importance of New START could not be greater!

This publication was made possible by a grant from the Carnegie Corporation of New York, the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

New Data Shows Detail About Final Phase of US New START Treaty Reductions

By Hans M. Kristensen

The full unclassified New START treaty data set released by State Department yesterday shows that the US reduction of its nuclear forces to meet the treaty limit had been completed by September 1, 2017, more than four months early before the deadline next month on February 5, 2018.

The data set reveals details about how the final reduction was achieved (see below).

Unfortunately, no official detailed data is released about the Russian force adjustments under New START. Our previous analysis of the overall September 1, 2017 New START data is available here.

Submarines

During that six-month period last year, 20 ballistic missile submarine launch tubes were deactivated, corresponding to four tubes on five Ohio-class submarines. Two of those submarines were in drydock for refueling and not part of the operational force.

In total, the United States has deactivated 56 strategic missile submarine launch tubes since the New START treaty went into effect in 2011, although the first reduction didn’t begin until after September 2016 – more than five years into the treaty.

The USS Louisiana (SSBN-743) returns to Kitsap Submarine Base in Washington on October 15, 2017 after a deterrent patrol in the Pacific Ocean. The submarine carried 20 Trident II missiles with an estimated 90 nuclear warheads.

Of the 280 submarine launch tubes, only 212 were counted as deployed with as many Trident II missiles loaded. The treaty counts a missile as deployed if it is in a launch tube regardless of whether the submarine is deployed at sea. The United States has declared that it will not deploy more than 240 missiles at any time. Assuming each deployed submarine carries a full missile load, the 212 deployed missiles correspond to 10 submarines fully loaded with a total of 200 missiles. The remaining 12 deployed missiles were onboard one or two submarines loading or offloading missiles at the time the count was made.

The data shows that the 212 deployed missiles carried a total of 945 warheads, or an average of 4 to 5 warheads per missile, corresponding to 70 percent of the 1,344 deployed warheads as of September 1, 2017 (the New START count was 1,393 deployed warheads, but 49 bombers counted as 49 weapons don’t actually carry warheads, leaving 1,344 actual warheads deployed). If fully loaded, the 240 deployable SLBMs could carry nearly 2,000 warheads.

The Navy has begun replacing the original Trident II D5 missile with an upgraded version known as Trident II D5LE (LE for life-extension). The upgraded version carries the new Mk6 guidance system and the enhanced W76-1/Mk4A warhead (or the high-yield W88-0/Mk5). In the near future, according to the Trump administration’s Nuclear Posture Review (NPR), some of the missiles would be equipped with a low-yield version of the W76-1.

The Navy is developing a new fleet of 12 Columbia-class missile submarines to begin replacing the Ohio-class SSBNs in the late-2020s. The Trump NPR states that “at least” 12 will be built. Each Columbia-class SSBN, the first of which will deploy on deterrent patrol in 2031, will have 16 missile tubes for a total of 192, a reduction of one-third from the current number of SSBN tubes. Ten deployable boats will be able to carry 160 Trident II D5LE missiles with a maximum capacity of 1,280 warheads; normally they will likely carry about the same number of warheads as the current force, with an average of about 5 to 6 warheads per missile.

ICBMs

The New START data shows the United States now has just under 400 Minuteman III ICBMs in silos, down from 405 in March 2017. Normally the Air Force strides to have 400 deployed but one missile was undergoing maintenance.

A Minuteman III ICBM is removed from its silo at F.E. Warren AFB on June 2, 2017, the last to be offloaded to bring the United States into compliance with the New START treaty limits.

Although the number of deployed ICBMs had declined from 450 to 400, the total numbers of missiles and silos have not. The data shows the Air Force has the same number of missiles and silos as in March 2017 because 50 empty silos are “kept warm” and ready to load 50 non-deployed missiles if necessary. Reduction of deployed ICBMs started in 2016, five years after the New START was signed. And the actual ICBM force is the same size as when the treaty was signed.

The 399 deployed ICBMs carried 399 W78/Mk12A or W87/Mk21 warheads. Although normally loaded with only one warhead each, the Trump NPR confirms that “a portion of the ICBM force can be uploaded” if necessary. We estimate the ICBM force has the capacity to carry a maximum of 800 warheads.

An ICBM replacement program is underway to build a new ICBM (programmatically called Ground Based Strategic Deterrent) to begin replacing the Minuteman III from 2029. The new ICBM will have enhanced penetration and warhead fuzing capabilities.

Heavy Bombers

The New START data shows the US Air Force has completed the denuclearization of excess nuclear bombers to 66 aircraft. This includes 20 B-2A stealth bombers for gravity bombs and 46 B-52H bombers for cruise missiles. Only 49 of the 66 bombers were counted as deployed as of September 1, 2017. Another 41 B-52Hs have been converted to non-nuclear armament such as the conventional long-range JASSM-ER cruise missile.

The New START treaty counts each of the 66 bombers as one weapon even though each B-2A can carry up to 16 bombs and each B-52H can carry up to 20 cruise missiles. We estimate there are nearly 1,000 bombs and cruise missiles available for the bombers, of which about 300 are deployed at two of the three bomber bases.

The first B-52H bomber was denuclearized under New START in September 2015. Denuclearization of excess nuclear bombers was completed in early 2017.

The bomber force was the first leg of the Triad to begin reductions under New START, starting with denuclearization of the (non-operational) B-52Gs and later excess B-52Hs. The first B-52H war denuclearized in September 2015 and the last of 41 in early 2017. Despite the denuclearization of excess aircraft, however, the actual number of bombers assigned nuclear strike missions under the strategic war plans is about the same today as in 2011.

A new heavy bomber known as the B-21 Raider is under development and planned to begin replacing nuclear and conventional bombers in the mid-2020s. The B-21 will be capable of carrying both the new B61-12 guided nuclear bomb and the new LRSO nuclear cruise missile. The Air Force wants at least 100 B-21s but can only make 66 nuclear-capable unless it plans to exceed the size of the current nuclear bomber force.

Looking Ahead

With the completion of the force reductions under New START in preparation for the treaty entering into effect on February 5, 2018, the attention now shifts to what Russia and the United States will do to extend the treaty or replace it with a follow-up treaty. With its on-site inspections and ceilings on deployed and non-deployed strategic forces, extending New START treaty for another five years ought to be a no-brainer for the two countries; anything else would increase risks to strategic stability and international security. If the treaty is allowed to expire in 2021, there will be no – none! – limits on the number of strategic nuclear forces. Unfortunately, right now neither side appears to be doing anything except to blame the other side for creating problems. It is time for Russia and the United States to get out of the sandbox and behave like responsible states by agreeing to extend the New START treaty. February 5 – when the treaty enters into effect just 23 days from now – would be a great occasion for the two countries to announce their decision to extend the treaty.

This publication was made possible by a grant from the Carnegie Corporation of New York, the John D. and Catherine T. MacArthur Foundation, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

NNSA’s New Nuclear Stockpile Stewardship and Management Plan

By Hans M. Kristensen

The National Nuclear Security Administration (NNSA) has published its long-awaited Stockpile Stewardship and Management Plan (SSMP) for Fiscal Year 2018. The SSMP is NNSA’s 25-year strategic program of record.

I’ll leave it to others to analyze the infrastructure and fissile material portions and focus on the nuclear weapons life-extension programs (LEPs) and cost estimates.

This year’s plan shows complex LEPs that are making progress but also getting more expensive (some even with funding gaps). There are some surprises (the retirement of the B61-10 tactical bomb), some sloppiness (the stockpile table has not been updated), and some questionable depictions (how to cut stockpile in half with no effect on average warhead age).

Nonetheless, the SSMP is a unique and important document and a service to the public discussion about the scope and management of the nuclear weapons arsenal and infrastructure. NNSA deserves credit for producing and publishing the SSMP. As such, it is a reminder that other nuclear-armed states should also publish factual overviews of their nuclear weapons programs to enable fact-based discussions and counter unsubstantiated rumors and worst-case suspicion.

Nuclear Nuts and Bolts

The 2017 SSMP does not update the nuclear stockpile number but continues to use the 4,018-warhead number (as of September 2016) declassified by the Obama administration in January 2017. The Trump administration has yet to declassify any nuclear stockpile numbers. The number now is estimated at around 4,000.

The report includes a graph that shows the average warhead age in the stockpile over the years. The graph shows the age continued to increase until about 2009, at which point it slowed until leveling out in 2014, presumably because of the significant production of W76-1 warheads (an LEP resets the warhead age to zero). In 2016, the average age began to drop, presumably because of the Obama administration’s 500-warhead cut in 2016 and continued production of the W76-1.

NNSA’s average warhead graph shows no effect from W Bush administration’s massive nuclear stockpile reduction. Click to view full size.

The near-continuous age increase through 2003-2007 is curious, however, because it shows hardly any visible effect from the massive stockpile reduction that occurred in those years. Why did a 50-percent reduction of the stockpile in 2003-2007 not have any effect on the average age of the remaining stockpiled warheads, when a 12-percent reduction in 2016 did? (The reductions in 1992-1994 also had a clear effect on the average warhead age.)

For that to be true, NNSA would have had to retire precisely the same portion of newer and older warheads of each warhead type, which seems odd.

The report reveals that the B61-10 tactical bomb was quietly retired in September 2016. The B61-10 has been in the inactive stockpile since 2006. The retirement is a surprise because the B61-10 is one of four B61 versions NNSA has listed to be consolidated into the B61-12. Once the B61-12 was produced and certified, so the argument was, the older versions would be retired.

The 2017 SSMP reveals that the B61-10 tactical bombs has been retired but continues to list the weapon as part of the B61-12 “consolidation” plan.

Despite the B61-10 retirement, officials have continued to include the weapon in the “consolidation” justification for the B61-12 during congressional hearings in 2017. In fact, the 2017 SSMP itself continues to include the B61-10 in its description of the B61-12 programs: “will consolidate four versions of the B61 into a single variant.”

Despite the B61-10 retirement, the SSMP’s main table of the current nuclear weapons and associated delivery vehicles still lists the bomb (another table in the report does not list the B61-10).

 

The SSMP report’s main table for the arsenal lists the B61-10 even though it has been retired, and gravity bombs for the B-52H even though it no longer caries them.

That table also lists the B-52H as carrying gravity bombs, even though other government documents no longer list gravity bombs assigned to the bomber. The authors appear to have done a sloppy job and simply copied the table from the 2016 SSMP without updating it.

The 2017 SSMP breaks down the extensive nuclear weapons modernization plan:

The 2017 SSMP also reaffirms the commitment to the “3+2” warhead strategy (which actually is a 6+2 strategy) even though the program is too expensive and potentially threatens the US nuclear testing moratorium. The “3” are so-called “interoperable warheads” intended for deployment on the ICBMs and SLBMs. The SSMP describes the Nuclear Weapons Council’s definition of an IW as “an interoperable NEP [Nuclear Explosive Package], with adaptable non-nuclear components on SLBMs and ICBMs.”

But even though “[f]inal designs of NEPs for the IW1, IW2, and IW3 warheads are yet to be determined,” the SSMP nonetheless confidently declares that the “3+2 Strategy preserves confidence in the stockpile’s operational reliability and effectiveness, while mitigating risk and uncertainty.” IW1 production is not expected until 2031, and I bet there are a couple of more design evaluations and decisions before NNSA can make any realistic assessment about reliability and effectiveness.

Moreover, I hear a lot of grumbling in the Navy and Air Force with concerns about introducing significantly modified warhead designs when the existing versions work just fine. Indeed, because the IW designs have not been tested in the assembled configuration envisioned, the 3+2 plan could introduce new uncertainties into the stockpile about warhead reliability and performance.

The Nuclear Posture Review is considering modifying a SLBM warhead to primary-only configuration to enable rapid low-yield strikes with ballistic missiles.

And The Money?

NNSA’s nuclear weapons budget has increased by 60 percent since 2010, and the agency is hoping for another $1 billion increase in 2018. In anticipation of the new NPR, the 2017 SSMP does not include budget numbers for 2019-2022 (the 2016 SSMP included these out-year numbers). And the detailed cost graph cuts off after 2018, unlike the 2016 SSMP graph that continued through 2021. But NNSA provides a new graph that plots expected weapons activities costs through 2042; there are significant changes compared with the graph included in the 2016 SSMP.

NNSA has restructure LEP spending plan so it moves “bow wave” up earlier, creates new bow wave later, and increases overall long-term costs.

It will take more time to analyze the data but a first impression is that NNSA has reorganized the projected costs so that the bow wave shown in the 2016 SSMP to appear in the 2020s now has been spread out and moved up so that it begins almost immediately and ends in the mid-2020s. Moreover, the graph shows a new high-range estimate cost emerging in the late-2020s and with significantly higher projections through 2042.

As part of that projection, all of NNSA’s LEPs high-end cost estimates appear to have increased, and there are still funding gaps toward the end of some of the programs, a budgeting problem that has previously been pointed out by GAO.

Some LEP programs appear to have insufficient funding.

And if you think the $10 billion B61-12 program is expensive, just check out the high-end cost estimate for the next B61 LEP (known as B61-13): a whopping $13.7 billion to $26.3 billion. Combined, in NNSA’s illustration, all the LEPs add up to $1.4 billion in 2017, increasing to nearly $2 billion per year in 2021-2037, and then ballooning to more than $2.8 billion per year by 2041.

With $2 billion multi-LEP costs annually, another even more expensive B61 LEP looms on the horizon.

Production Infrastructure

The 2017 SSMP also includes some interesting information about the production complex capacity, not least the planned production of plutonium pits at Los Alamos National Laboratory. Production is scheduled to increase from four pits in 2018 to 10 in 2024, 20 in 2025, 30 in 2026, and build capacity to produce 50-80 pits per year by 2030.

Later in the SSMP (p. A-10), it turns out the requirement for the 10, 20, and 30 pits in 2024, 2025, and 2026, respectively, actually is to produce “not less than” those numbers. And the requirement for 2030 is no less than 80 pits.

All of this of course hinges on if and how NNSA can complete the construction of the expensive production facilities needed.

Testing

The 2017 SSMP concludes that “there is no current requirement to conduct an underground nuclear test to maintain certification of any nuclear warhead.” That is good news. The 1993 Presidential Decision Directive (PDD-15, “Stockpile Stewardship”) directed NNSA to maintain the capability to conduct a nuclear test within 24 to 36 months, just in case a test was needed in the future.

But the 2017 SSMP states that NNSA has changed its assessment of what that guidance means and says “the fundamental approach taken to achieve test readiness has also changed.” Unlike the 2016 SSMP, the 2017 SSMP introduces a much shorter readiness timeline for a simple test:

This reassessment of the test readiness requirement appears to erode the US commitment to the testing moratorium. And it implies that NNSA is anticipating that future and more complex LEPs might potentially require “a simple test” with a nuclear yield. Such a test would be devastating to the international security environment and trigger a wave of nuclear tests in other nuclear-armed states.

For now, warhead development and surveillance rely on subcritical hydrodynamic tests, which are gradually becoming more complex and using more fissile material. The 2017 SSMP describes work is underway to develop an operational “enhanced capability” for subcritical experiments by the mid 2020s.

There were seven “integrated hydrodynamic experiments” conducted in 2016, including for what the SSMP describes as “stockpile options.” These options appear to be different from the known LEPs and stockpile maintenance efforts.

Conclusions and Recommendations

This is not even a Trump SSMP. The document describes the program of record: the maintenance and modernization plan initiated by the Obama administration. Yet in setting the policy framework for the 2017 SSMP, NNSA invokes president Trump’s January 2017 memorandum (NSPM-1) on rebuilding the armed forces to conduct a “new Nuclear Posture Review to ensure that the U.S. nuclear deterrent is modern, robust, flexible, resilient, ready, and appropriately tailored to deter 21st-century threats and reassure our allies.”

This formulation is different and much broader than the requirement listed in the 2016 SSMP, which required NNSA to “maintaining the safety, security, and effectiveness of the nuclear stockpile.”

From NSPM-1, the 2017 SSMP highlight an overall intension “to pursue peace through strength” and “give the President and the Secretary [of Defense] maximum strategic flexibility.”

“Maximum” is a dangerous requirement because it can be used to justify pursuit of all sorts of enhancements for the sake of improved capability. “Sufficient” is a much better word because it forces planners to think about how much is enough and balance this against other realities and requirements.

The Trump administration’s Nuclear Posture Review expected at the turn of the year will mainly be focused on implementing the main elements of the Obama administration’s nuclear modernization program, but it is also considering new weapons and modified warheads.

And the tone describing the international environment will certainly darken. In describing the strategic context, the 2017 SSMP unfortunately makes the usual mistake of lumping Russia in among the countries that are “expanding” their nuclear arsenals. In terms of the total number of launchers and warheads, that is not the case.

NNSA’s nuclear warhead modernization plan forms part of a boarder nuclear modernization plan that is unaffordable as currently designed. The Congressional Budget Office recently presented options for how to reduce the costs. Several of those options include scaling back or canceling warhead programs, options that NNSA should actively consider.

Modifying requirements and scaling back ambitions can have considerable effects on what the Nation gets in return for its investments. Consider for example that the complex $10 billion B61-12 LEP only adds 20 years of life for 480 warheads, while the simpler $4 billion W76-1 LEP adds 30 years of life for 1,600 warheads.

The early retirement of the B61-10, moreover, raises obvious questions about why some of the other “consolidation” versions (B61-3, -4, and -7) cannot also be retired early. Moreover, many B83s currently maintained in the stockpile could probably be retired early as well and dismantled.

On dismantlement, the 2017 SSMP is a clear step back. The requirement in the 2016 SSMP to accelerate dismantlement of warheads retired prior to 2009 has been deleted from the 2017 update. And while funding for dismantlement in the 2016 SSMP was increased to two percent of the directed stockpile budget, the 2017 report reduces the budget for warhead dismantlement and disposition to only one percent. Completion of dismantlement of warheads retired prior to 2009 is scheduled for September 2022 – one year later than the deadline listed in the 2016 SSMP. But the 2017 SSMP doesn’t even address what the plan is for dismantling the backlog of the roughly 1,000 warheads that have been retired after 2009.

While dismantlement is not a priority for NNSA or defense planners who are focused on modernization, it is an important and powerful message to the international community that the United States is not only modernizing but actually also scrapping nuclear weapons. After all, with no new arms control treaty to replace New START (not even negotiations), an INF treaty that is close to collapsing, rejection of the Ban Treaty, and rampant modernization programs underway to extend the nuclear era through the rest of this century, what else do we (and the other P5s) have to show at the nuclear Nonproliferation Treaty review conference in 2020?

This publication was made possible by a grant from the Carnegie Corporation of New York, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

‘Small Hands’ Don’t Like Small Nuclear Arsenals

By Hans M. Kristensen

According to an NBC News report, President Donald Trump said during a meeting at the Pentagon on July 20 that “he wanted what amounted to a nearly tenfold increase in the U.S. nuclear arsenal,” according to three officials who were in the room.

Trump’s statement came in response to a chart shown during the meeting on the history of the U.S. and Russia’s nuclear capabilities. Trump reportedly referenced the highest number on the chart – about 32,000 in the late 1960s – and “told his team he wanted the U.S. to have that many now, officials said.”

It is often a mystery how Trump reaches his conclusions and his statement about increasing the arsenal is clearly not based on rational reasoning or factual information. Presidential advisors at the meeting reportedly explained why an expansion was not feasible (that must have been an embarrassing moment) and officials said his comments “raised questions about his familiarity with the nuclear posture and other issues.”

Despite Trump’s fantasies, the United States is unlikely to increase its nuclear weapons stockpile. There are currently about 4,000 nuclear warheads in the Pentagon’s stockpile, of which roughly 1,800 are deployed on ballistic missiles and at bomber and fighter bases. The military says it has too many and could meet national and international commitments with up to one-third fewer deployed weapons. And the trend is that the stockpile will continue to decline over the next decade because of changes being made to the force structure as part of the current modernization program.

Fun facts added: The biggest stockpile increase in one year was 1959-1960 when the United States added 6,340 warheads. During the 72 years since the first production of nuclear weapons in 1945, the average number of nuclear weapons added to the U.S. stockpile per year is 56. At that rate, it would take 487 years to increase the stockpile to the peak of 31,255 warheads in 1967.

Yet Trump’s repeated statements demonstrate a predisposition toward more nuclear weapons. The big question is to what extent that will influence the Nuclear Posture Review (NPR) currently under preparation. Trump might try to slow the reduction and force the military to hang on to excess warheads even though they don’t need them or want them.

More likely is that Trump with the NPR will try to further increase the capabilities of the remaining weapon types. Again, enhancements are already being added as part of the ongoing modernization programs, but there are people involved in the NPR process that are advocating doing more. The White House apparently is in favor of researching and developing a ground-launched missile that, if tested and deployed, would violate the INF treaty (this is a Cold War tit-for-tat response to Russia’s violation of the treaty).

Despite current challenges to the international nuclear weapons arms control efforts, it is essential that the Trump administration reaffirms long-standing U.S. nuclear policy to reduce nuclear arsenals and work toward the eventual elimination of nuclear weapons. Doing otherwise might satisfy defense hawks with no gain for national security, but it would also embolden other nuclear-armed states to further increase their arsenals to the detriment of the security of the United States and its allies.

Background:

This publication was made possible by a grant from the Carnegie Corporation of New York, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

New START Data: Russia Slashes Deployed Warheads, US Reaches Limits

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By Hans M. Kristensen

The United States has now reached the limits for all three weapons categories under the New START treaty.

The latest data published by the State Department shows that the United States for the first time since the treaty entered into force in 2011 has reached the limit of 800 deployed and non-deployed strategic launchers. The 660 deployed launchers are also below the treaty limit of 700 and the 1,393 deployed warheads is well below the limit of 1,550. As such, the United States is now technically in compliance with the treaty.

The latest US reductions are the result of denuclearization of bombers and reduction of launch tubes on the Ohio-class submarines.

The data shows that Russia has reduced its deployed strategic warheads by 235 in the past 12 months and is now only 11 warheads above the New START treaty limit of 1,550 warheads to be achieved by February 2018. Russia is already below the treaty limit on deployed launchers as well as deployed and non-deployed launchers.

Russia’s increase in deployed strategic warheads between 2013 and 2016 triggered widespread claims by defense hawks that Kremlin was building up its nuclear forces. As I previously pointed out, that was wrong and the result of temporary fluctuations in the Russian force structure. Russia is modernizing, not increasing, its nuclear arsenal.

The Bigger Picture

The latest data shows that the United States has a significant advantage over Russia in deployed strategic launchers; 660 versus 505. The 155-launcher disparity means Russia emphasizes multiple warhead loading on its ICBMs while the United States has downloaded its ICBMs to carrying only a single warhead each. A future follow-on treaty will need to address this disparity, which is unhealthy for long-term strategic stability.

Although the United States and Russia are now at, near, or below the limits of the New START treaty, the warheads counted by the treaty only constitute a small fraction of the two countries’ total warhead inventories.

We estimate that Russia has a military stockpile of 4,300 warheads with more retired warheads in reserve for a total inventory of 7,000 warheads. For its part, we estimate the United States has a military stockpile of 4,000 warheads with more retired warheads in reserve for a total inventory of 6,800 warheads.

These arsenals are vastly in excess of the nuclear force levels maintained by other nuclear-armed states and constitute more than 90% of the world’s combined inventory of nearly 15,000 nuclear warheads.

Moreover, the New START treaty does not limit the 2,350 non-strategic nuclear warheads we estimate that Russia and the United States have in their arsenals combined. Both sides are modernizing their non-strategic nuclear forces.

Finally, the New START treaty expires in 2021 unless extended for another five years. The Trump administration has previously indicated opposition to extending the treaty, although recent discussions with Russia may seek to change that. A follow-on treaty seems unlikely given the current political climate but could easily be achieved by reducing the excess nuclear forces of Russia and the United States.

This publication was made possible by a grant from the Carnegie Corporation of New York, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

NASIC Removes Russian INF-Violating Missile From Report

By Hans M. Kristensen

The U.S. Air Force National Air and Space Intelligence Center (NASIC) has quietly published a corrected report on the world’s Ballistic and Cruise Missile Threats that deletes a previously identified Russian ground-launched cruise missile.

The earlier version, published on June 26, 2017, identified a “ground” version of the 3M-14 land-attack cruise missile that appeared to identify the ground-launched cruise missile the United States has accused Russia of testing and deploying in violation of the 1987 INF Treaty.

The corrected version, available on the NASIC web site, no longer lists a “ground” version of the 3M-14 (popularly referred to as Kalibr) but only ship- and submarine-launched versions of the missile.

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Apart from correcting the spelling of the North Korean Bukkeukseong-2 medium-range ballistic missile and downgrading the operational status of the Iranian Shahab-3 medium-range ballistic missile from deployed with “fewer than 50” launchers to “undetermined,” the deletion of the “ground” version of the Russian 3M-14 appears to be the only correction in the new NASIC report. (Curiously, the report still doesn’t identify the Russian Kh-102 air-launched cruise missile). Other than these changes buried deep in the report, however, there are no external markings on the new version to indicate that it has been changed (the URL identifies the new report date as July 21, 2017).

The older version of the NASIC report has been deleted from the NASIC web site, but a copy can be found here.

Implications and Recommendations

The deletion of the 3M-14 as the apparent INF-violating missile from the NASIC report is noteworthy, but it doesn’t actually change much. In essence, it returns the public INF debate to square one where it was three months ago. The correction even helps clear up confusion about the origins and status of the alleged Russian INF violation (several of us in the GNO community have been trying to crosscheck and cross-reference missile designations).

The United States has refused to publicly identify the INF-violating ground-launched cruise missile, apparently to protect intelligence sources. Instead, government sources have described what the missile is not (see here for previous statements). Although NASIC took the time to correct the error, it missed the opportunity to identify the actual INF-violating ground-launched cruise missile.

The correction refocuses the attention back on what I’ve heard all along: That the Russian INF-violating missile is thought to be a modification of the ground-launched SSC-7, a short-range cruise missile used on the Iskander system. But U.S. intelligence officials are adamant that the INF-violating missile is not the Iskander but a state-of-the-art missile. The new missile is known in the U.S. intelligence community as the SSC-8. The launcher itself apparently is physically different from the one used for the SSC-7. I co-authored a paper about this with the Deep Cuts Commission in April.

Apparently one battalion is operational and a second is fitting out, potentially embedded with Islander battalions starting in central Russia, and deployments are expected eventually in all four Russian military districts. So far, however, according to U.S. officials, the SSC-8 does not appear to give Russia any military advantage in Europe. And the U.S. military already has the military capability to counter the SSC-8 with sea- and air-launched cruise missiles and other means.

The U.S. refusal to identify the missile has given the Russian government the public space to “play ignorant” and claim it doesn’t know what the U.S. government is talking about. Similarly, the secrecy has made it difficult for allied governments to verify the claim and privately and publicly assist the United States with putting pressure on Russia to return to treaty compliance. That, in turn, has allowed hardliners in the U.S. Congress to propose that the United States should also develop it’s own ground-launched cruise missile (something the U.S. military does not believe is necessary).

Rather than making a bad situation worse, in order to sustain and increase pressure on Russia to return to INF compliance, the United States must reinforce its own commitment to the treaty by rejecting any Cold War proposal to mimic Russia’s bad behavior by developing a U.S. ground-launched cruise missile and instead focus potential military responses on existing forces already widely available, remove public ambiguity by identifying the Russia missile and disclose the information it has shared with Russia (if it can tell the Kremlin, then it can also tell the rest of the world), increase intelligence sharing with allies to improve their ability to work the issue with Russia directly, and pursue the matter directly with Russia in the Special Versification Commission of the INF treaty.

Background information:

This publication was made possible by a grant from the Carnegie Corporation of New York, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

New START Data Shows US Implementation, Questions About Bomber Force

By Hans M. Kristensen

While defense hawks try to block funding for implementing the US-Russian New START treaty, the US military is making rapid process toward meeting the treaty limits by February 2018.

The latest full declassified aggregate data for the US force structure under New START shows that both the ICBMs and bombers appear to have reached the force level planned and more than two-thirds of the SSBN fleet has been converted as well.

But the implementation also raises questions about what the plan is for the future bomber force structure. Depending on how many new B-21 bombers the Air Force will deploy how soon and how many will be nuclear-capable, the Air Force might have to withdraw the B-52 from the nuclear mission by the early 2030s.

This also raises questions about the need to deploy the new nuclear air-launched cruise missile (RLSO) on the B-52 bombers. The new B-21 is intended to take over the nuclear air-launched cruise missile mission. The B-2 appears to have been eliminated as a future LRSO platform.

The ICBM Force

The Minuteman III ICBM force is listed with 405 deployed missiles, a reduction of 8 since September 2016. Since this count was reported, the Air Force has removed the last 5 ICBMs from their silos, leaving 400 deployed ICBMs, the goal identified in the New START Implementation report.

A Minuteman III ICBM is removed from its silo at Malmstrom AFB on June 2, 2017, as part of US implementation of the New START treaty.

The ICBM reduction is spread evenly across the three missile wings (133 ICBMs per wing), but other detailed New START data obtained from State Department shows that Malmstrom AFB was the first of the three wings to reach the 133 number.

Although the number of deployed ICBMs has been reduced, the total number of deployed and non-deployed ICBMs has not gone down but remains at 454 as in September 2016. The reason is that the reduction of 50 deployed ICBMs since 2011 requires the 50 empty silos to be kept “warm” and ready for redeployments if necessary. There is no strategic need to do so.

All deployed Minuteman III ICBMs have been “de-MIRVed” and currently carry one warhead each. Yet more than half of the force (those with the W78/Mk12A reentry vehicle) can still carry up to three warheads; the additional warheads are in storage. The remaining W87/Mk21-equipped ICBMs can only carry one warhead each. However, all of the next-generation ICBMs (currently known as Ground Based Strategic Deterrent, GBSD) will be MIRVable.

The SSBN Force

The New START data shows that US SSBNs carried a total of 220 SLBMs at the time of the count. That’s 11 missiles more than the previous count in September 2016. A total of 80 launchers were empty (three SSBNs in drydock and one in missile handling) for a total of 300 missile launch tubes.

Nine of the 14 SSBNs appear to have been converted to 20 missile launchers, a reduction of 4 missile launchers per boat to meet the New START overall limit of 700 deployed launchers. As of March 2017, the navy still had to inactivate a total of 20 launch tubes on five SSBNs to reach the goal of 280 deployed and non-deployed SLBM launchers by February 2018. Of those, no more than 240 will be deployed at any time.

The USS Alaska (SSBN-732) that returned to Kings Bay in mid-June following its 100th deterrent patrol since 1986, probably carried 20 Trident II SLBMs loaded with 88 nuclear W76-1 and W88 warheads.

Additional information obtained from State Department shows where the changes have been made (see table below). The Atlantic fleet has almost completed the conversion to 20 launchers per SSBN (one sub in refueling overhaul is probably being converted), while the Pacific fleet still has three SSBNs with 24 missiles, but two of them were empty at the time of the count (one of them in refueling overhaul) and a third was only partially loaded (probably undergoing missile handling).

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The full declassified aggregate data also shows that there were a total of 958 warheads onboard deployed SLBMs as of March 2017, or nearly two-thirds of the total warhead number permitted by New START by February 2018. The United States does not need to make additional reductions in deployed warheads but could in fact increase the number of warheads deployed on SSBNs by another 139 warheads if it decided to do so.

The Heavy Bomber Force

The reduction of nuclear bombers appears to be complete. The Air Force has not yet declared so in public, but the data shows the number of deployed and non-deployed nuclear bombers are down to 66 – the same number required by the New START Implementation report. That is a reduction of 45 bombers compared with the inventory of 111 nuclear-capable bombers declared back in September 2011 (another 39 retired bombers were also declared as nuclear at the time but did not have an actual nuclear mission).

B-1, B-2 and B-52 bombers at RAF Fairfield in England on June 12, 2017. B-1 is equipped with conventional JASSM-ER. The B-2 and B-52 are nuclear-capable and part of the 66 nuclear bomber force planned under the New START treaty.

At 48, the number of deployed nuclear bombers is now 12 aircraft below the “up to 60 deployed heavy bombers” the Pentagon set in 2010 as the New START force level. That development is despite the B-52s having lost the nuclear gravity bomb mission and is now only delivering ALCMs; only the B-2 today has a strategic gravity bomb mission. The willingness to drop below the 60 indicates that there is excess capacity in the nuclear bomber force.

Moreover, with a New START force level of 66 deployed and non-deployed nuclear bombers (20 B-2s and 46 B-52s), an important question is how many of the new B-21 bombers will be nuclear-capable. The Air Force wants “a minimum of 100” B-21s in total and Lt Gen Jack Weinstein, the Air Force’s deputy chief of staff for strategic deterrence and nuclear integration, reportedly told Flight Global that the entire fleet of B-21s will be dual-capable.

The Air Force wants more than 100 B-21 bombers and officials say all will be nuclear-capable. That would violate the force level of “up to 60 deployed heavy bombers” planned under New START.

If that were the case, then it would raise questions about US long-term nuclear forces plans, challenge nuclear arms control, and potentially influence strategic stability. Assuming delivery of about seven B-21s per year starting in 2025 and the first nuclear-capable aircraft two years later, the US would by 2028 begin to exceed the “up to 60 deployed heavy bombers” pledged in 2010 and reaffirmed in April 2014, unless it begins to denuclearize B-52 and B-2 bombers as the B-21 enters the force. Although that would be two years after a possible extended treaty had expired in 2026 leaving the United States free of legal constraints, the Pentagon currently uses the New START force level as long-term guidance for the force structure. So a decision to go beyond “up to 60 deployed heavy bombers” would be a significant change.

To avoid exceeding the “up to 60 deployed heavy bombers” force level, it would be necessary to begin reducing the number of B-52s in the nuclear mission pretty much as soon as the B-21 begins to enter the force. By the mid-2030s, all the B-52s would have to be out of the nuclear mission, and the B-2 would have to begin withdrawing from the nuclear mission as well. By 2037, there would only be room for B-21s in the “up to 60 deployed heavy bombers” force level. Any B-21 produced after that year would have to be conventional-only (see graph below). A slower B-21 production would obviously affect this projection.

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How the nuclear bomber force structure evolves also has implications for development and deployment of the new nuclear air-launched cruise missile (LRSO). The Air Force has previously stated that the LRSO would be made compatible with all three nuclear bombers: B-2, B-21, and B-52. In testimony before the U.S. Congress in July 2016, Air Force Global Strike Command listed all three bombers as part of the LRSO program, but in its June 2017 testimony the command only said the LRSO “will be compatible with B-52 and B-21 platforms.” Apparently, the B-2 has been removed from the LRSO program. [Update 7/26/2017: Although AFGSC chief Gen Rand omitted the B-2 from his 2017 congressional testimonies, AFGSC PA told me the “LRSO will be compatible with B-2, B-52, and B-21″  but also reminded that the Trump administration’s NPR “will guide modernization efforts, including the future of our bombers.”]

But the B-52 is still intended to be made compatible with the LRSO. By the time the new missile becomes operation in 2030, however, half of the B-52s that are currently nuclear-capable might already have been denuclearized to make room for the B-21 under the “up to 60 deployed heavy bombers” force level (see above). The remaining nuclear B-52s would be gone from the force only a few years later, which appears to make the fielding of the LRSO on the B-52 a waste of money and effort.

The Air Force should clarify its plans for the bomber force, whether it intends to keep the “up to 60 deployed heavy bombers” force structure, how many B-21s will be nuclear-capable, and whether the LRSO needs to be made compatible with the B-52 at all.

This publication was made possible by a grant from the Carnegie Corporation of New York, the New Land Foundation, and the Ploughshares Fund. The statements made and views expressed are solely the responsibility of the author.

Monitoring Nuclear Testing is Getting Easier

The ability to detect a clandestine nuclear explosion in order to verify a ban on nuclear testing and to detect violations has improved dramatically in the past two decades.

There have been “technological and scientific revolutions in the fields of seismology, acoustics, and radionuclide sciences as they relate to nuclear explosion monitoring,” according to a new report published by Los Alamos National Laboratory that describes those developments.

“This document… reviews the accessible literature for four research areas: source physics (understanding signal generation), signal propagation (accounting for changes through physical media), sensors (recording the signals), and signal analysis (processing the signal).”

A “signal” here is a detectable, intelligible change in the seismic, acoustic, radiological or other environment that is attributable to a nuclear explosion.

The new Los Alamos report “is intended to help sustain the international conversation regarding the [Comprehensive Test Ban Treaty] and nuclear explosive testing moratoria while simultaneously acknowledging and celebrating research to date.”

“The primary audience for this document is the next generation of research scientists that will further improve nuclear explosion monitoring, and others interested in understanding the technical literature related to the nuclear explosion monitoring mission.”

See Trends in Nuclear Explosion Monitoring Research & Development —  A Physics Perspective, Los Alamos National Laboratory, LA-UR-17-21274, June 2017.

“A ban on all nuclear tests is the oldest item on the nuclear arms control agenda,” the Congressional Research Service noted last year. “Three treaties that entered into force between 1963 and 1990 limit, but do not ban, such tests. In 1996, the United Nations General Assembly adopted the Comprehensive Nuclear-Test-Ban Treaty (CTBT), which would ban all nuclear explosions. In 1997, President Clinton sent the CTBT to the Senate, which rejected it in October 1999.”