NSA Records Languish at National Archives for Now

Last year, the National Archives (NARA) acquired a large number of historically valuable National Security Agency records. But they remain inaccessible to researchers, at least for the time being.

David Langbart of NARA described the situation at a closed meeting of the State Department Historical Advisory Committee late last year. According to recently published minutes of that meeting:

“The [NSA] records consist of approximately 19,000 folders without any real arrangement. These records mostly consist of technical, analytical, historical, operational, and translation reports and related materials. Most of the records date from the period from the 1940s to the 1960s, but there are also documents from the 1920s and 1930s and even earlier. The NSA reviewed the records for declassification before accessioning and most documents and folder titles remain classified. Langbart concluded that the finding aid prepared by NSA was the only practical way to locate documents of interest for researchers, but it is 557 pages long and is classified.”

The National Archives confirmed that this description remains accurate today.

So not only are these thousands of half-century-old records still classified or otherwise unavailable, but the finding aid that would enable researchers to locate specific documents of interest is itself a classified document.

The Federation of American Scientists asked NSA officials to voluntarily declassify the 557-page finding aid as a first step towards making the NARA collection useful to researchers.

They agreed to do so.

“We can have a redacted version for you by September,” wrote Dr. David J. Sherman of NSA. “We of course will provide one to NARA as well.”

Dr. Sherman noted that the collection includes documents of widely varying complexity. “Judging by their titles, some almost certainly require significant training in mathematics and engineering to understand.  Others appear to have been written for more general audiences.”

Furthermore, although the collection as a whole is maintained as classified, “just under one third of the folders appear to be unclassified in full,” he estimated.

Under the circumstances, classifying the entire set of records along with its descriptive catalog was obviously not optimal, he agreed.

“I take the point about this foreclosing any possibility for researchers to know what might be available in the collection and agree it is something we should have addressed in this instance and need to fix in the future,” Dr. Sherman said.

Therefore, he added, “in any similar situations in the future — i.e. ones where we are transferring large, mixed collection such as this — we’ll make it standard practice to consider whether the percentage of unclassified materials is high enough to provide NARA with a redacted finding aid at the time of the transfer.”

A Guide to Parliamentary Information Online

Parliaments around the world have moved online, placing legislative information and other resources on public-facing websites. Fifty countries’ parliamentary websites — of differing degrees of depth and sophistication — were surveyed in a new publication from the Law Library of Congress.

“While the information on the parliamentary websites is primarily in the national language of the particular country, around forty of the individual websites surveyed were found to provide at least limited information in one or more other languages,” the Law Library report said.

“All of the parliamentary websites included in the survey have at least basic browse tools that allow users to view legislation in a list format, and that may allow for viewing in, for example, date or title order.”

“Around thirty-nine of the individual websites surveyed provide users with some form of tracking or alert function to receive updates on certain documents (including proposed legislation), parliamentary news, committee activities, or other aspects of the website.”

Unlike the United States Congress, which does not yet provide public access to most products of its Congressional Research Service, many of the websites portrayed in the new report do offer online access to their legislative research services. These include the Islamic Parliament Research Center of Iran, the Oireachtas Library & Research Service of Ireland, and the Knesset Research and Information Center of Israel, to name a few.

See Features of Parliamentary Websites in Selected Jurisdictions, Law Library of Congress, Global Legal Research Center, July 2017.

Sharing Intelligence with Non-Intel Agencies

Executive branch agencies that are not part of the US Intelligence Community (IC) can still get access to classified intelligence and to IC information technology systems under certain conditions.

But they must follow procedures that were spelled out last month in new policy guidance from Director of National Intelligence Daniel R. Coats.

In a nutshell, the non-IC agency must have an identifiable need for access to intelligence information and must be able to meet required physical security standards for safeguarding the information.

“The originating [IC] element must receive confirmation from the [non-IC] Federal Partner that all applicable safeguarding requirements in law and policy are met prior to gaining access to the data.”

See Federal Partner Access to Intelligence Community Information Technology Systems, Intelligence Community Policy Guidance 404.1, June 16, 2017.

The Director of the Central Intelligence Agency is responsible for monitoring the activities of non-IC personnel who are present on IC networks “to ensure access is consistent with U.S. legal and policy requirements, and report any variance.”

Can States Uphold Paris Accord?, & More from CRS

Some American cities and states are committing to pursue the goals of the Paris Agreement on climate change despite President Trump’s repudiation of that policy.

But a new brief from the Congressional Research Service said the US Constitution may limit the ability of states to formally adopt such a course. In particular, the Constitution appears to bar states from making legally binding agreements with foreign nations. And the Supreme Court has often stated that the federal government preempts states in matters of foreign affairs.

See Constitutional Limits on States’ Efforts to “Uphold” the Paris Agreement, CRS Legal Sidebar, June 27, 2017.

Other new and updated reports from the Congressional Research Service include the following.

Climate Change: Frequently Asked Questions about the 2015 Paris Agreement, updated June 28, 2017

Help Wanted: Supreme Court Holds Vacancies Act Prohibits Nominees from Serving as Acting Officers, CRS Legal Sidebar, June 28, 2017

Comparison of the American Health Care Act (AHCA) and the Better Care Reconciliation Act (BCRA), July 3, 2017

Foreign Direct Investment in the United States: An Economic Analysis, updated June 29, 2017

U.S. Direct Investment Abroad: Trends and Current Issues, updated June 29, 2017

The Federal Budget: Overview and Issues for FY2018 and Beyond, June 30, 2017

No Bivens for You?, CRS Legal Sidebar, July 5, 2017

Qatar: Governance, Security, and U.S. Policy, updated June 29, 2017

The United Arab Emirates (UAE): Issues for U.S. Policy, updated June 28, 2017

The Coast Guard’s Role in Safeguarding Maritime Transportation: Selected Issues, updated June 28, 2017

The Legal and Practical Effects of Private Immigration Legislation and Recent Policy Changes, CRS Legal Sidebar, June 30, 2017

The Darkening Web

Cyberspace has increasingly become an arena of national self-assertion and international conflict instead of the transnational global commons it once seemed to be. Preserving the vision and the possibility of a free internet is an urgent task.

That is the basic thrust of a new book called The Darkening Web: The War for Cyberspace by Alexander Klimburg (Penguin Press, July 2017).

For my review of the book, see Cybersecurity: The cold war online, Nature 547, 30–31 (06 July 2017).

Army Issues New Counter-WMD Doctrine

Countering weapons of mass destruction is “an enduring mission of the U.S. Armed forces,” the US Army said last week in a new doctrinal publication.

Counter-WMD operations are defined as actions taken “against actors of concern to curtail the research, development, possession, proliferation, use, and effects of WMD, related expertise, materials, technologies, and means of delivery.”

See Combined Arms Countering Weapons of Mass Destruction, ATP 3-90.40, June 29, 2017.

The Army document does not refer to any specific countries such as North Korea.

Instead, it says generally that “Conventional forces and SOF [special operations forces] capabilities may be necessary to stop the movement of CBRN materials, WMD components and means of delivery, WMD-related personnel, or functional weapons into or out of specified areas or nations. Such actions may require boarding vessels and using search and detection capabilities to secure and seize shipments.”

Counter-WMD activities are directed not only at the weapons themselves but at the networks that produce, sponsor, fund and utilize them.

“Interacting with and engaging networks requires the use of lethal and nonlethal means to support, influence, or neutralize network members, cells, or an entire network. As part of this effort, commanders select, prioritize, and match effective means of interacting with friendly networks, influencing the neutral network, and neutralizing threat networks,” the new Army publication said.

“Commanders and staff utilize the targeting process to identify targets, determine the desired effects on those targets, predict secondary and tertiary effects, and plan lethal and nonlethal effects. This process enables the prosecution of targets to capitalize on and exploit targets of opportunity.”

Still No Classified Trump Presidential Directives

After nearly six months in office, President Trump has not yet issued a classified presidential directive on national security.

On June 16, Trump issued an unclassified National Security Presidential Memorandum (NSPM) on US policy towards Cuba, reversing or limiting some of the steps towards normalization of relations with that country that were undertaken by the Obama Administration.

The version of the Memorandum that was published on the White House website was unnumbered, but a White House official said last week that it is formally designated as NSPM-5.

Since the first four Trump NSPMs are also unclassified public documents, this means that at least as of June 16 there were still no classified or unreleased presidential directives on national security.

That is unexpected, and it is a departure from past practice in previous Administrations.

The explanation for the lack of classified NSPMs is unclear.

It is possible that President Trump is using some other instrument for issuing policy directives on classified national security matters (though that would be at odds with the definition and purpose of NSPMs). Alternatively, he may have delegated certain aspects of national security decision making elsewhere, as with the authorization for the Secretary of Defense to determine troop levels in Afghanistan.

Or it could be that there just are no other Trump national security directives because there is no other Trump national security policy to speak of. The Administration may still be so understaffed that it is incapable of launching significant new policy initiatives.

The June 16 NSPM-5 directed the Secretary of State to publish it in the Federal Register. But three weeks later, even that simple task has still not been carried out.

Defense Intelligence Agency Views Russian Military Power

The Defense Intelligence Agency yesterday launched a new series of unclassified publications on foreign military threats to the United States with a report on the Russian military.

“The resurgence of Russia on the world stage — seizing the Crimean Peninsula, destabilizing eastern Ukraine, intervening on behalf of Syrian President Bashar al-Assad, and shaping the information environment to suit its interests — poses a major challenge to the United States,” the report said.

The 116-page report provides DIA data and perspective on Russian military strategy, force structure, defense spending, intelligence, nuclear weaponry, cyber programs, foreign arms sales, and more. Though unclassified and citing open sources, it is presumably consistent with DIA’s classified collection. See Russia Military Power 2017 published by the Defense Intelligence Agency, June 2017.

The new publication is inspired by the Soviet Military Power series that was published by DIA in the 1980s to draw critical attention to Soviet military programs. Both informative and provocative, Soviet Military Power was immensely popular by government document standards though it was viewed by some critics as verging on, or crossing over into, propaganda.

The new report usefully describes official US perceptions of Russian military programs and intentions, allowing those perceptions to be scrutinized, discussed and corrected as necessary. “These products are intended to foster a dialogue between U.S. leaders, the national security community, partner nations, and the public,” DIA said.

A companion report on China Military Power, among others, is expected to be published shortly.

Secretary of Defense Harold Brown: A Reassessment

The role of Secretary of Defense Harold Brown in managing the Pentagon, boosting the military and confronting the Soviet Union during the Jimmy Carter Administration is examined in a new Department of Defense historical volume that was declassified and published this month.

It was during Secretary Brown’s tenure that the Carter Administration reversed a decline in defense spending and began a military buildup that is usually associated with the Reagan Administration. Stealth aircraft, precision bombs, cruise missiles and other new weapons programs were championed by Brown, a physicist, and brought into production.

“Unlike previous secretaries of defense, Brown faced the Soviet Union at the apex of its Cold War military might,” wrote historian Edward Keefer in the new DoD volume. “Flush from new discoveries of oil and natural gas in an era of high energy prices, the Soviet Union of the Carter years came closer to matching the United States in strategic power than it had in any other period. By most reckonings, the Kremlin held advantages over the West in conventional weapons and forces in central Europe. Brown and his staff worked diligently and creatively to offset the formidable Soviet military challenge. Yet the achievements Brown amassed as secretary have been overshadowed by one horrendous failure, the Iran hostage rescue mission. As a result, history has paid scant attention to his successes. Similarly, it has ignored the foundation that the Carter administration built for the Reagan revolution in defense. This volume aims to remedy the oversight.”

“This is an authorized history, but not an official one,” wrote DoD Chief Historian Erin R. Mahan. “There is a distinction.” That is, it is based on authorized access to classified source materials and underwent internal peer review, but it represents the author’s own judgment.

Among other areas of friction and public controversy, Secretary Brown defended the nuclear weapon targeting policy set forth in Carter’s Presidential Directive 59. “To liberal arms control advocates, such as the Federation of American Scientists, PD 59 seemed warlike and dangerous,” the Pentagon history said.

See Harold Brown: Offsetting the Soviet Military Challenge, 1977-1981, Office of the Secretary of Defense, June 2017, 840 pages.

The new volume is the latest in a series of scholarly histories of the Office of the Secretary of Defense, and one of several new publications from the OSD History Office.

Reception of Refugees in the US, & More from CRS

As of May 31, more than 46,000 refugees from around the world were received in the United States in FY 2017 and were settled in every state except for Wyoming, a new report from the Congressional Research Service found.

Though that is a small number compared with the hundreds of thousands of refugees accepted annually in Germany and some other Western countries, it is roughly consistent with the number of refugees accepted by the US in the last several years, according to data compiled by CRS. See Reception and Placement of Refugees in the United States, June 21, 2017.

Other new and updated publications from the Congressional Research Service include the following.

Paris Agreement: U.S. Climate Finance Commitments, June 19, 2017

Political Status of Puerto Rico: Brief Background and Recent Developments for Congress, updated June 12, 2017

India-U.S. Relations: Issues for Congress, June 19, 2017

Arms Sales: Congressional Review Process, updated June 22, 2017

When Is Running Guns From the Philippines to Mexico a Federal Crime?, CRS Legal Sidebar, June 26, 2017

The Budget Control Act: Frequently Asked Questions, June 22, 2017

Freshwater Harmful Algal Blooms: Causes, Challenges, and Policy Considerations, June 20, 2017

Global Research and Development Expenditures: Fact Sheet, updated June 16, 2017

Violence Against Members of Congress and Their Staff: A Brief Overview, CRS Insight, June 15, 2017

In new legislative report language, the House Appropriations Committee endorsed public access to all non-confidential CRS reports. Subject to approval or amendment by the Committee today, CRS was tentatively told to develop recommendations for implementing such access within 90 days.

“The Committee directs the Library of Congress’s Congressional Research Service (CRS) to make available to the public, all non-confidential reports. The Committee has debated this issue for several years, and after considering debate and testimony from entities inside the legislative branch and beyond the Committee believes the publishing of CRS reports will not impede CRS’s core mission in any impactful way and is in keeping with the Committee’s priority of full transparency to the American people,” the draft Committee report said. (Wash Post, June 28).

Ballistic Missile Technology Advances, Proliferates

Across the globe, “Adversary ballistic missile systems are becoming more mobile, survivable, reliable, and accurate while also achieving longer ranges.”

So concludes a new report from U.S. Department of Defense intelligence agencies entitled Ballistic and Cruise Missile Threats 2017.

The report provides an updated catalog of unclassified information on current and projected foreign ballistic and cruise missile systems.

The new report was first obtained and reported by Bloomberg News. See “Missile Threats Surging Worldwide, DOD Study Finds” by Tony Capaccio and Larry Liebert, June 26, 2017.

“Over 20 countries have ballistic missile systems, and missiles likely will be a threat in future conflicts involving US forces,” the report stated.

“Ballistic missiles have been used in several conflicts over the last 30 years, including the Iran-Iraq war, the Afghan civil war, the war in Yemen, the 1991 and 2003 Persian Gulf conflicts, the Russian military actions in Chechnya and Georgia, and most recently in the conflicts in Syria and the Ukraine. Russia used cruise missiles for the first time during the conflict in Syria.”

US-China Scientific Cooperation “Mutually Beneficial”

The US and China have successfully carried out a wide range of cooperative science and technology projects in recent years, the State Department told Congress last year in a newly released report.

Joint programs between government agencies on topics ranging from pest control to elephant conservation to clean energy evidently worked to the benefit of both countries.

“Science and technology engagement with the United States continues to be highly valued by the Chinese government,” the report said.

At the same time, “Cooperative activities also accelerated scientific progress in the United States and provided significant direct benefit to a range of U.S. technical agencies.”

The 2016 biennial report to Congress, released last week under the Freedom of Information Act, describes programs that were ongoing in 2014-2015.

See Implementation of Agreement between the United States and China on Science and Technology, report to Congress, US Department of State, April 2016.