Planning for the Unthinkable: The targeting strategies of nuclear-armed states
This report was produced with generous support from Norwegian People’s Aid.
The quantitative and qualitative enhancements to global nuclear arsenals in the past decade—particularly China’s nuclear buildup, Russia’s nuclear saber-rattling, and NATO’s response—have recently reinvigorated debates about how nuclear-armed states intend to use their nuclear weapons, and against which targets, in what some describe as a new Cold War.
Details about who, what, where, when, why, and how countries target with their nuclear weapons are some of states’ most closely held secrets. Targeting information rarely reaches the public, and discussions almost exclusively take place behind closed doors—either in the depths of military headquarters and command posts, or in the halls of defense contractors and think tanks. The general public is, to a significant extent, excluded from those discussions. This is largely because nuclear weapons create unique expectations and requirements about secrecy and privileged access that, at times, can seem borderline undemocratic. Revealing targeting information could open up a country’s nuclear policies and intentions to intense scrutiny by its adversaries, its allies, and—crucially—its citizens.
This presents a significant democratic challenge for nuclear-armed countries and the international community. Despite the profound implications for national and international security, the intense secrecy means that most individuals—not only including the citizens of nuclear-armed countries and others that would bear the consequences of nuclear use, but also lawmakers in nuclear-armed and nuclear umbrella states that vote on nuclear weapons programs and policies—do not have much understanding of how countries make fateful decisions about what to target during wartime, and how. When lawmakers in nuclear-armed countries approve military spending bills that enhance or increase nuclear and conventional forces, they often do so with little knowledge of how those bills could have implications for nuclear targeting plans. And individuals across the globe do not know whether they live in places that are likely to be nuclear targets, or what the consequences of a nuclear war would be.
While it is reasonable for governments to keep the most sensitive aspects of nuclear policies secret, the rights of their citizens to have access to general knowledge about these issues is equally valid so they may know about the consequences to themselves and their country, and so that they can make informed assessments and decisions about their respective government’s nuclear policies. Under ideal conditions, individuals should reasonably be able to know whether their cities or nearby military bases are nuclear targets and whether their government’s policies make it more or less likely that nuclear weapons will be used.
As an organization that seeks to empower individuals, lawmakers, and journalists with factual information about critical topics that most affect them, the Federation of American Scientists—through this report—aims to help fill some of these significant knowledge gaps. This report illuminates what we know and do not know about each country’s nuclear targeting policies and practices, and considers how they are formulated, how they have changed in recent decades, whether allies play a role in influencing them, and why some countries are more open about their policies than others. The report does not claim to be comprehensive or complete, but rather should be considered as a primer to help inform the public, policymakers, and other stakeholders. This report may be updated as more information becomes available.
Given the secrecy associated with nuclear targeting information, it is important at the outset to acknowledge the limitations of using exclusively open sources to conduct analysis on this topic. Information in and about different nuclear-armed states varies significantly. For countries like the United States—where nuclear targeting policies have been publicly described and are regularly debated inside and outside of government among subject matter experts—official sources can be used to obtain a basic understanding of how nuclear targets are nominated, vetted, and ultimately selected, as well as how targeting fits into the military strategy. However, there is very little publicly available information about the nuclear strike plans themselves or the specific methodology and assumptions that underpin them. For less transparent countries like Russia and China—where targeting strategy and plans are rarely discussed in public—media sources, third-country intelligence estimates, and nuclear force structure analysis can be used, in conjunction with official statements or statements from retired officials, to make educated assumptions about targeting policies and strategies.
It is important to note that a country’s relative level of transparency regarding its nuclear targeting policies does not necessarily echo its level of transparency regarding other aspects of its governance structure. Ironically, some of the most secretive and authoritarian nuclear-armed states are remarkably vocal about what they would target in a nuclear war. This is typically because those same countries use nuclear rhetoric as a means to communicate deterrence signals to their respective adversaries and to demonstrate to their own population that they are standing up to foreign threats. For example, while North Korea keeps many aspects of its nuclear program secret, it has occasionally stated precisely which high-profile targets in South Korea and across the Indo-Pacific region it would strike with nuclear weapons. In contrast, some other countries might consider that frequently issuing nuclear threats or openly discussing targeting policies could potentially undermine their strategic deterrent and even lower the threshold for nuclear use.
Classified and Public: B-53 Bomb Yield Declassified
The explosive yield of the B-53 thermonuclear bomb, once the highest-yield nuclear weapon in the U.S. arsenal, was 9 Megatons. “Effective 20 November, 2014, the Department of Defense and the Department of Energy jointly declassified the fact that the yield of the B53/W53 Y1 was 9 megatons,” according to a notice posted on a DoD website last week.
This is less of a breakthrough in declassification policy than might be supposed, since the 9 Megaton yield for the B-53 bomb has been publicly reported for decades, including on this 1997 web page.
But it seems that this information had not been officially disclosed before. Now that it has been, it can be publicly acknowledged by government employees without penalty and it no longer need be painstakingly redacted from historical documents as they are processed for declassification.
The problem of nuclear weapons information that is both formally classified and readily available to the public has long been a challenge for the Department of Energy.
Last September, DOE updated its longstanding “GEN 16” policy which dictates a “no comment” response to classified information in public settings.
The newly revised no-comment policy “recognizes that it is possible to have incidental contact online” with a classified document and that “merely reading the document online does not constitute a comment.” See Classification Bulletin GEN-16, Revision 2, No Comment Policy on Classified Information in the Open Literature, September 23, 2014.
A DOE training package gives guidance on how to respond, and how not to respond, to public references to information that is classified, in accordance with the GEN-16 policy. The following exchange is offered as an example of what NOT to say:
Joe: “Can you believe there were weapons in X country?” [when that fact is classified]
DOE: “I thought everyone knew that”
Instead, suggested alternative DOE responses are: “I never really thought about it,” or “DOE doesn’t confirm or deny the presence of weapons in most countries.”
Another example of what NOT to say:
Joe: “Is it true you’re holding up publication of Jim’s book on his work in nuclear weapons development because of classification concerns?”
DOE: “It’s taking a long time to review, not just because there is a lot of classified information about thermonuclear weapons, but also because it’s boring.”
One should also not disconfirm the status or validity of published nuclear-related information, DOE advises. Thus, one should not say, “I hope terrorists read that article, because the [nuclear weapon] design was a joke.”
See DOE briefing on Classification Bulletin GEN-16, Revision 2, Classification Training Institute, October 2014.