Index

DOD 5200.1-R

 

INFORMATION

SECURITY

PROGRAM

January 1997

THE ASSISTANT SECRETARY OF DEFENSE FOR

COMMAND, CONTROL, COMMUNICATIONS, AND INTELLIGENCE


FOREWORD

This Regulation is issued under the authority of DoD Directive 5200.1, "DoD Information Security Program," December 13, 1996. It prescribes procedures for implementation of Executive Order 12958, "Classified National Security Information," April 20, 1995, within the Department of Defense.

DoD 5200.1-R, "DoD Information Security Program," June 1986, is hereby canceled.

This Regulation applies to the Office of the Secretary of Defense, the Military Departments, the Chairman of the Joint Chiefs of Staff, the Combatant Commands, the Inspector General of the Department of Defense, the Uniformed Services University of the Health Sciences, the Defense Agencies, and the DoD Field Activities (hereafter referred to collectively as "the DoD Components").

This Regulation is effective immediately and is mandatory for use by all the DoD Components. The Heads of the DoD Components may issue implementing instructions when necessary to provide for internal administration of this Regulation within their respective Components.

Send recommended changes to this Regulation through channels to:

The DoD Components may obtain copies of this Regulation through their own publication channels. This Regulation will be published in Title 32, Code of Federal Regulations (CFR), Part 159. The CFR is available in all Government Depository Libraries. Federal Agencies and the public may obtain copies of this Regulation from the U.S. Department of Commerce, National Technical Information Service, 5285 Port Royal Road, Springfield, VA 22161.


s/s Emmett Paige, Jr.


TABLE OF CONTENTS

Foreword

Table of Contents iii

CHAPTER 1: POLICY AND PROGRAM MANAGEMENT

Section 1: Policy

Section 2: Program Management

Section 3: Special Types of Information

Section 4: Exceptional Situations

Section 5: Corrective Actions and Sanctions

Section 6: Reports

Section 7: Self-Inspection

CHAPTER 2: ORIGINAL CLASSIFICATION

Section 1: General Provisions

Section 2: Original Classification Authority

Section 3: The Original Classification Process

Section 4: Special Considerations

Section 5: Security Classification and/or Declassification Guides

Section 6: Information from Private Sources

CHAPTER 3: DERIVATIVE CLASSIFICATION

Section 1: Policy and General Requirements

Section 2: Procedures

CHAPTER 4: DECLASSIFICATION AND REGRADING

Section 1: General

Section 2: Declassification Decisions by Original Classifiers

Section 3: Automatic Declassification at 25 Years

Section 4: Mandatory Review for Declassification

Section 5: Systematic Review for Declassification

Section 6: Downgrading

Section 7: Upgrading

Section 8: Foreign Government Information

Section 9: Challenges to Classification

CHAPTER 5: MARKING

Section 1: General Provisions

Section 2: Specific Markings on Documents

Section 3: Marking Special Types of Documents

Section 4: Marking Special Types of Materials

5-400 General Policy Statement 5-8
5-401 Blueprints, Schematics, Maps, and Charts 5-9
5-402 Photographs, Negatives, and Unprocessed Film 5-9
5-403 Slides and Transparencies 5-9
5-404 Motion Picture Films and Videotapes 5-9
5-405 Sound Recordings 5-9
5-406 Microforms 5-9
5-407 Removable AIS Storage Media 5-9
5-408 Fixed and Internal AIS Storage Media 5-10
5-409 Standard Form (SF) Labels 5-10
5-410 Intelligence Information 5-10

Section 5: Changes in Markings

Section 6: Remarking and Using Old Classified Material

Section 7: Foreign Government Information/Equivalent U.S. Classification Designation

CHAPTER 6: SAFEGUARDING

Section 1: Control Measures

Section 2: Access

Section 3: Safeguarding

Section 4: Storage

Section 5: Reproduction of Classified Material

Section 6: Foreign Government Information

Section 7: Disposition and Destruction of Classified Material

Section 8: Alternative or Compensatory Control Measures

CHAPTER 7: TRANSMISSION AND TRANSPORTATION

Section 1: Methods of Transmission or Transportation

Section 2: Preparation of Material for Transmission

7-200 Envelopes or Containers 7-3

7-201 Addressing 7-4

Section 3: Escort or Hand-Carrying of Classified Material

7-300 General Provisions 7-4

7-301 Documentation 7-5

7-302 Hand-carrying or Escorting Classified Material Aboard Commercial Passenger Aircraft 7-5

CHAPTER 8: SPECIAL ACCESS PROGRAMS

CHAPTER 9: SECURITY EDUCATION AND TRAINING

Section 1: Policy

Section 2: Initial Orientation

Section 3: Special Requirements

Section 4: Continuing Security Education/Refresher Training

Section 5: Termination Briefings

Section 6: Program Oversight

9-600 General 9-4

CHAPTER 10: ACTUAL OR POTENTIAL COMPROMISE OF CLASSIFIED INFORMATION

APPENDIX A: REFERENCES A-1

APPENDIX B: DEFINITIONS B-1

APPENDIX C: CONTROLLED UNCLASSIFIED INFORMATION C-1

APPENDIX D: SPECIAL PROCEDURES FOR USE IN SYSTEMATIC D-1

AND MANDATORY REVIEW OF CRYPTOLOGIC INFORMATION

APPENDIX E: CONTROL OF DISSEMINATION OF INTELLIGENCE E-1

INFORMATION (to be provided at a later date)

APPENDIX F: EQUIVALENT FOREIGN SECURITY CLASSIFICATIONS F-1

APPENDIX G: PHYSICAL SECURITY STANDARDS G-1

APPENDIX H: TRANSMISSION TO FOREIGN GOVERNMENTS H-1

APPENDIX I: SPECIAL ACCESS PROGRAM DOCUMENTATION I-1