[Federal Register: March 25, 1996 (Rules and Regulations)]
[Page 13014-13041]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[[pp. 13014-13041]] Export Administration Regulation; Simplification of Export
Administration Regulations
[[Continued from page 13013]]
[[Page 13014]]
6B008 Pulse radar cross-section measurement systems having transmit
pulse widths of 100 ns or less and specially designed components
therefor.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
6B108 Systems specially designed for radar cross section measurement
usable for ``missiles'' and their subsystems.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
C. Materials
6C002 Optical sensors.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: Yes for 6C002.c
CIV: Yes for 6C002.c
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items:
a. Elemental tellurium (Te) of purity levels equal to or more
than 99.9995%;
b. Single crystals of cadmium telluride (CdTe) cadmium zinc
telluride (CdZnTe) or mercury cadmium tellurium (HgCdTe) of any
purity level, including epitaxial wafers thereof;
Technical Note: Purity verified in accordance with ASTM F574-83
standard or equivalents.
c. ``Optical fiber preforms'' specially designed for the
manufacture of high birefringence fibers controlled by 6A002.d.3.
6C004 Optics.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1500
GBS: Yes for 6C004.h and 6C004.a, e.2, and .f as described in
Advisory Note 4.1 to Category 6
CIV: Yes for 6C004.h and 6C004.a, e.2, and .f as described in
Advisory Note 4.1 to Category 6
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Zinc selenide (ZnSe) and zinc sulphide (ZnS) ``substrate
blanks'' produced by the chemical vapor deposition process:
a.1. Larger than 100 cm<SUP>3 in volume; or
a.2. Larger than 80 mm in diameter with a thickness equal to or
more than 20 mm;
b. Boules of the following electro-optic materials:
b.1. Potassium titanyl arsenate (KTA);
b.2. Silver gallium selenide (AgGaSe<INF>2);
b.3. Thallium arsenic selenide (Tl<INF>3AsSe<INF>3, also known
as TAS);
c. Non-linear optical materials having:
c.1. Third order susceptibility (chi 3) equal to or less than 1
W/m<SUP>2; and
c.2. A response time of less than 1 ms;
d. ``Substrate blanks'' of silicon carbide or beryllium
beryllium (Be/Be) deposited materials exceeding 300 mm in diameter
or major axis length;
e. Low optical absorption materials, as follows:
e.1. Bulk fluoride compounds containing ingredients with a
purity of 99.999% or better; or
Note: 6C004.e.1 controls fluorides of zirconium or aluminium and
variants.
e.2. Bulk fluoride glass made from compounds controlled by
6C004.e.1;
f. Glass, including fused silica, phosphate glass,
fluorophosphate glass, zirconium fluoride (ZrF<INF>4) and hafnium
fluoride (HfF<INF>4) with:
f.1. A hydroxil ion (OH-) concentration of less than 5 ppm;
f.2. Integrated metallic purity levels of less than 1 ppm; and
f.3. High homogeneity (index of refraction variance) less than
5 x 10<SUP>-6;
g. Synthetically produced diamond material with an absorption of
less than 10<SUP>-5 cm<SUP>-1 for wavelengths exceeding 200 nm, but
not exceeding 14,000 nm;
h. ``Optical fiber preforms'' made from bulk fluoride compounds
containing ingredients with a purity of 99.999% or better, specially
designed for the manufacture of ``fluoride fibers'' controlled by
6A004.f.
6C005 Synthetic crystalline ``laser'' host material in unfinished
form.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: N/A
Related Definitions: N/A
Items:
a. Titanium doped sapphire;
b. Alexandrite.
D. Software
6D001 ``Software'' specially designed for the ``development'' or
``production'' of equipment controlled by 6A002, 6A003, 6A004, 6A005,
6A007, 6A008, 6A102, 6A108, 6B008 or 6B108.
License Requirements
Reason for Control: NS, MT, NP, RS, AT, UN
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to ``software'' for NS Column 1.
equipment controlled by 6A004, 6A005,
6A008 or 6B008.
MT applies to ``software'' for MT Column 1.
equipment controlled by 6A002, 6A003,
6A007, 6A008 (that is designed for
airborne applications and that are
usable in systems controlled for MT
reasons), 6A102, 6A108 or 6B108 for MT
reasons.
NP applies to ``software'' for NP Column 1.
equipment controlled by 6A005 for NP
reasons.
RS applies to ``software'' for RS Column 1.
equipment controlled by 6A002 or 6A003
for RS reasons.
AT applies to entire entry............. AT Column 1.
UN applies to ``software'' for Rwanda.
equipment controlled by 6A002 or 6A003
for UN reasons.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
[[Page 13015]]
TSR: Yes
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6D002 ``Software'' specially designed for the ``use'' of equipment
controlled by 6A002.b, 6A008, or 6B008.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1
MT applies to ``software'' for MT Column 1
equipment controlled by 6A008 that is
designed for airborne applications and
that are usable in systems controlled
for MT reasons.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6D003 Other ``software.''
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
CIV: Yes for 6D003.d.1
TSR: Yes
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Acoustics:
a.1. ``Software'' specially designed for acoustic beam forming
for the ``real-time processing'' of acoustic data for passive
reception using towed hydrophone arrays;
a.2. ``Source code'' for the ``real-time processing'' of
acoustic data for passive reception using towed hydrophone arrays;
b. Magnetometers:
b.1. ``Software'' specially designed for magnetic compensation
systems for magnetic sensors designed to operate on mobile
platforms;
b.2. ``Software'' specially designed for magnetic anomaly
detection on mobile platforms;
c. Gravimeters: ``Software'' specially designed to correct
motional influences of gravity meters or gravity gradiometers;
d. Radar:
d.1. Air Traffic Control ``software'' application ``programs''
hosted on general purpose computers located at Air Traffic Control
centers and capable of any of the following:
d.1.a. Processing and displaying more than 150 simultaneous
``system tracks'';
d.1.b. Accepting radar target data from more than four primary
radars; or
d.1.c. Automatically handing over primary radar target data (if
not correlated with secondary surveillance radar (SSR) data) from
the host ATC center to another ATC center;
d.2. ``Software'' for the design or ``production'' of radomes
that:
d.2.a. Are specially designed to protect the ``electronically
steerable phased array antennae'' controlled by 6A008.e; and
d.2.b. Limit the average side-lobe level increase by less than
13 dB for frequencies equal to or higher than 2 GHz.
6D102 ``Software'' specially designed for the ``use'' of equipment
controlled by 6A002, 6A003, 6A007, 6A102, 6A108 or 6B108.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6D103 ``Software'' that processes post-flight recorded data obtained
from systems controlled by 6A108.b, enabling determination of vehicle
position throughout its flight path.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
The list of items controlled is contained in the ECCN heading.
6D990 ``Software'' specially designed for the ``development'',
``production'', or ``use'' of equipment controlled by 6A990, 6A992 or
6A993.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6D994 ``Software'' specially designed for the ``development'',
``production'', or ``use'' of equipment controlled by 6A994.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 2.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
E. Technology
6E001 ``Technology'' according to the General Technology Note for the
``development'' of equipment, materials or ``software'' controlled by
6A (except 6A018 6A990, 6A992 to 6A994), 6B, 6C, or 6D (except 6D990 or
6D994).
License Requirements
Reason for Control: NS, MT, NP, RS, CC, AT, UN
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to ``technology'' for items NS Column 1.
controlled by 6A001 to 6A008, 6B004 to
6B008, 6C002 to 6C005, or 6D001 to
6D003.
MT applies to ``technology'' for items MT Column 1.
controlled by 6A002, 6A007, 6A008,
6A102, 6A107, 6A108, 6B108, 6D001,
6D002, 6D102 or 6D103 for MT reasons.
[[Page 13016]]
NP applies to ``technology'' for NP Column 2.
equipment controlled by 6A003, 6A005,
6A202, 6A203, 6A205, 6A225 or 6A226
for NP reasons.
RS applies to ``technology'' for RS Column 1.
equipment controlled by 6A002 or 6A003
for RS reasons.
CC applies to ``technology'' for CC Column 1.
equipment controlled by 6A002 for CC
reasons.
AT applies to entire entry............. AT Column 1.
UN applies to ``technology'' for Rwanda.
equipment controlled by 6A002 or 6A003
for UN reasons.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
6E002 ``Technology'' according to the General Technology Note for the
``production'' of equipment or materials controlled by 6A (except
6A018, 6A990, 6A992 to 6A994), 6B, or 6C.
License Requirements
Reason for Control: NS, MT, NP, RS, AT, CC, UN
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to ``technology'' for NS Column 1.
equipment controlled by 6A001 to
6A008, 6B004 to 6B008, or 6C002 to
6C005.
MT applies to ``technology'' for MT Column 1.
equipment controlled by 6A002, 6A007,
6A008, 6A102, 6A107, 6A108, or 6B108
for MT reasons.
NP applies to ``technology'' for NP Column 1.
equipment controlled by 6A003, 6A005,
6A202, 6A203, 6A205, 6A225 or 6A226
for NP reasons.
RS applies to ``technology'' for RS Column 1.
equipment controlled by 6A002 or 6A003
for RS reasons.
CC applies to ``technology'' for CC Column 1.
equipment controlled by 6A002 for CC
reasons.
AT applies to entire entry............. AT Column 1.
UN applies to ``technology'' for Rwanda.
equipment controlled by 6A002 or 6A003
for UN reasons.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6E003 Other ``technology''.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items:
a. Optics.
a.1. Optical surface coating and treatment ``technology''
required to achieve uniformity of 99.5% or better for optical
coatings 500 mm or more in diameter or major axis length and with a
total loss (absorption and scatter) of less than 5 x 10<SUP>-3;
a.2. Optical fabrication technologies, as follows:
a.2.a. For serially producing optical components at a rate
exceeding 10 m<SUP>2 of surface area per year on any single spindle
and with:
a.2.a.1. An area exceeding 1 m<SUP>2; and
a.2.a.2. A surface figure exceeding lambda/10 rms at the
designed wavelength;
a.2.b. Single point diamond turning techniques producing surface
finish accuracies of better than 10 nm rms on non-planar surfaces
exceeding 0.5 m<SUP>2;
Note: See also ECCN 2E003.d in Category 2, Materials Processing.
b. Lasers.
b.1. ``Technology'' for optical filters with a bandwidth equal
to or less than 10 nm, a field of view (FOV) exceeding 40 deg. and a
resolution exceeding 0.75 line pairs per milliradian;
b.2. ``Technology'' ``required'' for the ``development'',
``production'' or ``use'' of specially designed diagnostic
instruments or targets in test facilities for Super High Power
Lasers (SHPL) testing or testing or evaluation of materials
irradiated by SHPL beams;
c. Magnetometers. ``Technology'' ``required'' for the
``development'' or ``production'' of fluxgate ``magnetometers'' or
fluxgate ``magnetometer'' systems having a noise level:
c.1. Less than 0.05 nT rms per root Hz at frequencies of less
than 1 Hz; or
c.2. 1 x 10<SUP>-3 nT rms per square root Hz at frequencies of 1
Hz or more.
6E101 ``Technology'' according to the General Technology Note for the
``use'' of equipment or ``software'' controlled in 6A002.a.1, a.3 and
a.4, 6A007.b. and .c, 6A008, 6A102, 6A107, 6A108, 6B108, 6D001, 6D002,
6D102 or 6D103 for MT reasons.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6E201 ``Technology'' for the ``use'' of equipment controlled by 6A003,
6A005, 6A202, 6A203, 6A205, 6A225 or 6A226 for NP reasons.
License Requirements
Reason for Control: NP, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NP applies to entire entry............. NP Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6E990 ``Technology'' for the ``development'', ``production'' or
``use'' equipment controlled by 6A990, 6A992, or 6A993.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
[[Page 13017]]
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
6E994 ``Technology'' for the ``development'', ``production'', or
``use'' of equipment controlled by 6A994.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 2.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
EAR99 Items subject to the EAR that are not elsewhere specified in
this CCL Category or in any other category in the CCL are designated by
the number EAR99.
Advisory Notes for Category 6
Acoustics
Advisory Note 1: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of equipment controlled by
6A001.a.1.b.4 for use in civil research or civil exploration work.
Optical Sensors
Advisory Note 2.1: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in the People's Republic of China of image intensifier
tubes incorporating microchannel-plates, not specially designed for
cameras controlled by 6A003.
N.B.: Advisory Note 2.1 does not apply to tubes incorporating a
gallium arsenide (or similar semiconductor) photocathode.
Advisory Note 2.2: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of reasonable quantities of non-
ruggedized image intensifier tubes controlled by 6A002.a.2.a.3.a for
bona fide medical use.
Cameras
Advisory Note 3: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of mechanical framing cameras
controlled by 6A003.a.2 designed for civil purposes (i.e., non-
nuclear use) with a framing speed of not more than 2 million frames
per second.
Optics
Advisory Note 4.1: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of the following items for
installation and use at ground-based bona fide academic or civilian
astronomical research sites or in international air- or space-based
bona fide academic or civilian astronomical research projects. For
the end-use stated in this Advisory Note, the following limits
apply:
a. One optical mirror controlled by 6A004.a.1;
b. Three optical mirrors controlled by 6A004.a.2;
c. Three optical mirrors controlled by 6A004.a.4;
d. Three optical mirrors controlled by 6A004.b;
e. Ten optical filters controlled by 6A004.d.1.a;
f. One piece of optical control equipment controlled by
6A004.e.2 for each operational mirror;
g. Four pieces of optical control equipment controlled by
6A004.e.4;
h. Three ``substrate blanks'' controlled by 6C004.a;
i. A reasonable quantity of the bulk fluoride glass controlled
by 6C004.e.2;
j. A reasonable quantity of the materials controlled by 6C004.f.
N.B.: The quantity limitations listed in Advisory Note 4.1 refer
to specific projects.
Advisory Note 4.2: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of equipment controlled by 6B004.b
for stated bona fide civil end-uses.
Lasers
Advisory Note 5.1: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in the People's Republic of China of:
a. ``Tunable'' pulsed flowing-dye ``lasers'' having all of the
following, and specially designed components therefor:
1. An output wavelength less than 800 nm;
2. A ``pulse duration'' not exceeding 100 ns; and
3. A peak output power not exceeding 15 MW;
b. CO<INF>2 or CO/CO<INF>2 ``lasers'' having an output
wavelength in the range from 9,000 to 11,000 nm and having a pulsed
output not exceeding 2 J per pulse and a maximum rated average
single or multimode output power not exceeding 5 kW; or
c. CO ``lasers'' having a CW maximum rated single or multimode
output power not exceeding 10 kW.
Advisory Note 5.2: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of ``lasers'', for civil
applications, as follows:
a. Neodymium-doped (other than glass), pulse-excited, ``Q-
switched lasers'' controlled by 6A005.c.2.c.2.b having:
1. A pulse duration equal to or more than 1 ns; and
2. A multiple-transverse mode output with a ``peak power'' not
exceeding 400 MW;
b. Neodymium-doped (other than glass) ``lasers'' controlled by
6A005.c.2.c.3.b or 6A005.c.2.c.4.b:
1. Having:
a. An output wavelength exceeding 1,000 nm, but not exceeding
1,100 nm; and
b. An average or CW output power not exceeding 2 kW; and
2. Being:
a. Pulse-excited, non-''Q-switched'' multiple-transverse mode;
or
b. Continuously excited, multiple-transverse mode;
c. CO<INF>2 ``lasers'' controlled by 6A005.a.4:
1. Being in CW multiple-transverse mode; and
2. Having a CW output power not exceeding 15 kW.
d. CO ``lasers'' having a CW maximum rated single or multimode
output power not exceeding 10 kW.
Advisory Note 5.3: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of optical equipment controlled by
6A005.g when intended for use with ``lasers'' that are not
controlled or controlled ``lasers'' that have been approved for
export and reexport.
Radar
Advisory Note 6: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of Air Traffic Control (ATC)
``software'' application ``programs'' controlled by 6D03.d.1,
provided that:
a. The number of ``system tracks'' does not exceed 700;
b. The number of primary radar inputs does not exceed 32; and
c. The ``software'' is further limited to ``object code'' and
the minimum amount of ``source code'' necessary for installation,
operation or maintenance.
Category 7--Navigation and Avionics
A. Equipment, Assemblies, and Components
7A001 Accelerometers designed for use in inertial navigation or
guidance systems and having any of the following characteristics, and
specially designed components therefor.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
MT applies to entire entry except MT Column 1.
accelerometers that are specially
designed and developed as Measurement
While Drilling (MWD) sensors for use
in downhole well service applications.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. A ``bias'' ``stability'' of less (better) than 130 micro g
with respect to a fixed calibration value over a period of one year;
[[Page 13018]]
b. A ``scale factor'' ``stability'' of less (better) than 130
ppm with respect to a fixed calibration value over a period of one
year; or
c. Specified to function at linear acceleration levels exceeding
100 g.
7A002 Gyros having any of the following characteristics, and specially
designed components therefor.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. A ``drift rate'' ``stability'', when measured in a 1 g
environment over a period of three months and with respect to a
fixed calibration value, of:
a.1. Less (better) than 0.1 deg. per hour when specified to
function at linear acceleration levels below 10 g; or
a.2. Less (better) than 0.5 deg. per hour when specified to
function at linear acceleration levels from 10 g to 100 g inclusive;
or
b. Specified to function at linear acceleration levels above 100
g.
7A003 Inertial navigation systems (gimballed and strapdown) and
inertial equipment for attitude, guidance or control, having any of the
following characteristics, and specially designed components therefor.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Inertial navigation systems and inertial
equipment, and specially designed components therefor specifically
designed, modified or configured for military use are subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls. (See 22 CFR part 121, Category VIII.)
Related Definitions: N/A
Items:
a. For ``aircraft'':
a.1. Navigation error (free inertial) of 0.8 nautical mile per
hour (50% Circular Error Probable (CEP)) or less (better) subsequent
to normal alignment;
a.2. Not certified for use on ``civil aircraft'' by ``civil
aviation authorities''; or
a.3. Specified to function at linear acceleration levels
exceeding 10 g.
b. Reserved.
7A004 Gyro-astro compasses, and other devices that derive position or
orientation by means of automatically tracking celestial bodies or
satellites, with an azimuth accuracy of equal to or less (better) than
5 seconds of arc; and specially designed components therefor.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry except NS Column 2.
specially designed components.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit:$ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
7A006 Airborne altimeters operating at frequencies other than 4.2 to
4.4 GHz inclusive, having either of the following characteristics, and
specially designed components therefor.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry except NS Column 2.
specially designed components.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See Category 8 of the Commerce Control List
for controls on automatic pilots for underwater vehicles, and
Category 6 for controls on radar. Inertial navigation equipment for
ships and submersibles is subject to the export licensing authority
of the U.S. Department of State, Office of Defense Trade Controls.
(See 22 CFR part 121, Category VIII, paragraph (e).)
Related Definitions: N/A
Items:
a. ``Power management''; or
b. Using phase shift key modulation.
7A101 Accelerometers, other than those specified in entry 7A001, with
a threshold of 0.05 g or less, or a linearity error within 0.25% of
full scale output, or both, that are designed for use in inertial
navigation systems or in guidance systems of all types and specially
designed components therefor.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry except MT Column 1.
accelerometers that are specially
designed and developed as Measurement
While Drilling (MWD) sensors for use
in downhole well service applications..
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: 7A101 does not specify accelerometers which
are specially designed and developed as MWD (Measurement While
Drilling) sensors for use in downhole well service operations.
Items: The list of items is included in the entry heading.
7A102 All types of gyros, other than those specified in 7A002, usable
in ``missiles'', with a rated ``drift rate'' ``stability'' of less than
0.5 deg. (1 sigma or rms) per hour in a 1 g environment and specially
designed components therefor.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Sec. value
Related Controls: N/A
Related Definitions: 1.) Drift rate is defined as the time rate
of output deviation from the desired output. It consists of random
and systematic components and is expressed as an equivalent angular
displacement per unit time with respect
[[Page 13019]]
to inertial space. 2.) Stability is defined as standard deviation (1
sigma) of the variation of a particular parameter from its
calibrated value measured under stable temperature conditions. This
can be expressed as a function of time.
Items:
The list of items controlled is contained in the ECCN heading.
7A103 Instrumentation, navigation equipment and systems, other than
those specified in 7A003, and specially designed components therefor.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: 1.) Items controlled in 7A103.b in the
corresponding EU list number are not controlled in this CCL entry.
Those items are subject to the export licensing jurisdiction of the
U.S. Department of State, Office of Defense Trade Controls (See 22
CFR part 121, Category VIII.e) 2.) Inertial navigation systems and
inertial equipment, and specially designed components therefor
specifically designed, modified or configured for military use are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. (See 22 CFR part 121,
Category VIII.)
Related Definitions: N/A
Items:
a. Inertial or other equipment using accelerometers or gyros
specified in 7A001, 7A002, 7A101 or 7A102 and systems incorporating
such equipment.
b. Reserved.
7A104 Gyro-astro compasses and other devices, other than those
specified in 7A004, that derive position or orientation by means of
automatically tracking celestial bodies or satellites and specially
designed components therefor.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
7A106 Avionics equipment and components usable in missile systems.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Altimeters for missile systems controlled in
the corresponding EU list number are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. (See 22 CFR part 121, Category VIII, paragraph (e).)
Related Definitions: N/A
Items:
a. Terrain contour mapping equipment;
b. Scene mapping and correlation (both digital and analog)
equipment;
c. Doppler navigation radar equipment;
d. Imaging sensor equipment (active).
7A115 Airborne passive sensors for determining bearing to specific
electromagnetic sources (direction finding equipment) or terrain
characteristics.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Airborne passive sensors designed or modified
for use in missile systems controlled in the corresponding EU list
number is subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls. (See 22 CFR
part 121.)
Related Definitions: N/A
Items:
a. Scene mapping and correlation (both digital and analog)
equipment;
b. Passive interferometer equipment; and,
c. Imaging sensor equipment (passive).
7A994 Other navigation direction finding equipment, airborne
communication equipment, all aircraft, inertial navigation systems not
controlled under 7A003 or 7A103, and other avionic equipment, including
parts and components, n.e.s.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: Global Positioning Satellite receivers having
the following characteristics are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls (22 CFR part 121, Category XV): (a) Designed for encryption
or decryption (e.g., Y-code) or GPS precise positioning service
(PPS) signal; (b) Designed for producing navigation results above
60,000 feet altitude and at 1,000 knots velocity or greater; (c)
Specifically designed or modified for use with a null-steering
antenna or including a null-steering antenna designed to reduce or
avoid jamming signals; or (d) Designed or modified for use with
unmanned air vehicle systems capable of delivering at least a 500 kg
payload to a range of at least 300 km. (GPS receivers designed or
modified for use with military unmanned air vehicle systems with
less capability are considered to be specially designed, modified or
configured for military use are controlled by 22 CFR part 121,
Category XV, paragraph (c).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
B. Test, Inspection and Production Equipment
7B001 Test, calibration or alignment equipment specially designed for
equipment controlled by 7A, except equipment for Maintenance Level I or
Maintenance Level II.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
[[Page 13020]]
Related Controls: N/A
Related Definition: (1.) Maintenance Level I: The failure of an
inertial navigation unit is detected on the aircraft by indications
from the Control and Display Unit (CDU) or by the status message
from the corresponding sub-system. By following the manufacturer's
manual, the cause of the failure may be localized at the level of
the malfunctioning line replaceable unit (LRU). The operator then
removes the LRU and replaces it with a spare.
(2.) Maintenance Level II: The defective LRU is sent to the
maintenance workshop (the manufacturer's or that of the operator
responsible for level II maintenance). At the maintenance workshop,
the malfunctioning LRU is tested by various appropriate means to
verify and localize the defective shop replaceable assembly (SRA)
module responsible for the failure. This SRA is removed and replaced
by an operative spare. The defective SRA (or possibly the complete
LRU) is then shipped to the manufacturer. Maintenance Level II does
not include the removal of controlled accelerometers or gyro sensors
from the SRA.
Items: The list of items controlled is contained in the ECCN
heading.
7B002 Equipment specially designed to characterize mirrors for ring
``laser'' gyros.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Scatterometers having a measurement accuracy of 10 ppm or
less (better); or
b. Profilometers having a measurement accuracy of 0.5 nm (5
angstrom) or less (better).
7B003 Equipment specially designed for the ``production'' of equipment
controlled by 7A, and specially designed components therefor.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Gyro tuning test stations;
b. Gyro dynamic balance stations;
c. Gyro run-in/motor test stations;
d. Gyro evacuation and fill stations;
e. Centrifuge fixtures for gyro bearings;
f. Accelerometer axis align stations.
7B101 Equipment specially designed for the ``production'' of equipment
controlled by 7A, and specially designed components therefor.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Inertial Measurement Unit (IMU Module) tester;
b. IMU platform tester;
c. IMU stable element handling fixture;
d. IMU platform balance fixture;
e. Acceleromerter test station.
7B102 Reflectometers specially designed to characterize mirrors, for
``laser'' gyros, having a measurement accuracy of 50 ppm or less
(better).
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
7B994 Other equipment for the test, inspection, or ``production'' of
navigation and avionics equipment.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
C. Materials
[Reserved]
D. Software
7D001 ``Software'' specially designed or modified for the
``development'' or ``production'' of equipment controlled by 7A (except
7A994) or 7B (except 7B994).
License Requirements
Reason for Control: NS, MT, RS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to ``software'' for NS Column 1.
equipment controlled by 7A001 to
7A004, 7A006, 7B001, 7B002 or 7B003.
MT applies to entire entry............. MT Column 1.
RS applies to ``software'' for inertial RS Column 1.
navigation systems inertial equipment,
and specially designed components
therefor, for ``civil aircraft''.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1.) The corresponding EU List number controls
``software'' relating to entries that do not appear on the CCL
(e.g., 7A003.b, 7A005, 7A103.b, 7A105, 7A116, 7A117, 7B103). The
``software'' related to these entries is subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. (See 22 CFR part 121.) (2.) ``Software'' for
inertial navigation systems and inertial equipment, and specially
designed components therefor, not for use on civil aircraft are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. (See 22
[[Page 13021]]
CFR part 121, Category VIII, paragraph (e).)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
7D002 ``Source code'' for the ``use'' of any inertial navigation
equipment or Attitude Heading Reference Systems (AHRS) (except
gimballed AHRS) including inertial equipment not controlled by 7A003 or
7A004.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: AHRS generally differ from inertial
navigation systems (INS) in that an AHRS provides altitude heading
information and normally does not provide the acceleration, velocity
and position information associated with INS.
Items: The list of items controlled is contained in the ECCN
heading.
7D003 Other ``software''.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. ``Software'' specially designed or modified to improve the
operational performance or reduce the navigational error of systems
to the levels specified in 7A003 or 7A004;
b. ``Source code'' for hybrid integrated systems that improves
the operational performance or reduces the navigational error of
systems to the level specified in 7A003 by continuously combining
inertial data with any of the following navigation data:
b.1. Doppler radar velocity;
b.2. Global Positioning Satellite (GPS) references or;
b.3. Terrain data base;
c. ``Source code'' for integrated avionics or mission systems
that combine sensor data and employ knowledge-based expert systems;
d. ``Source code'' for the ``development'' of:
d.1. Digital flight management systems for flight path
optimization;
d.2. Integrated propulsion and flight control systems;
d.3. Fly-by-wire or fly-by-light control systems;
d.4. Fault-tolerant or self-reconfiguring ``active flight
control systems'';
d.5. Airborne automatic direction finding equipment;
d.6. Air data systems based on surface static data;
d.7. Raster-type head-up displays or three dimensional displays.
7D101 ``Software'' specially designed for the ``use'' of equipment
controlled by 7A001 to 7A004, 7A006, 7A101 to 7A104, 7A106, 7A115,
7B001, 7B002, 7B003, 7B101, or 7B102.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1.) The corresponding EU List number controls
``software'' relating to entries that do not appear on the CCL
(e.g., 7A003.b, 7A005, 7A103.b, 7A105, 7A116, 7A117, or 7B103). The
``software'' related to these entries is subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. (See 22 CFR part 121.) (2.) ``Software'' for
inertial navigation systems and inertial equipment, and specially
designed components therefor, not designed for use on civil aircraft
by civil aviation authorities of a country listed in Country Group
A:1 is subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls. (See 22 CFR
part 121, Category VIII.)
Related Definitions: N/A
Items:The list of items controlled is contained in the ECCN
heading.
7D102 Integration ``software'' for the equipment controlled by 7A003
or 7A103.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions:
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1.) The corresponding EU List number controls
``software'' relating to entries that do not appear on the CCL
(e.g., 7A003.b or 7A103.b). The ``software'' related to these
entries is subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls. (See 22 CFR
part 121.)
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
7D994 ``Software'', n.e.s., for the ``development'', ``production'',
or ``use'' of navigation, airborne communication and other avionics.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
The list of items controlled is contained in the ECCN heading.
E. Technology
7E001 ``Technology'' according to the General Technology Note for the
``development'' of equipment or ``software'' controlled by 7A (except
7A994), 7B (except 7B994), or 7D (except 7D994).
License Requirements
Reason for Control: MT, NS, RS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to ``technology for items NS Column 1.
controlled by 7A001 to 7A004, 7A006,
7B001 to 7B003, 7D001 to 7D003.
MT applies to entire entry............. MT Column 1.
RS applies to ``technology'' for RS Column 1.
inertial navigation systems, inertial
equipment and specially designed
components therefor, for civil
aircraft.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: The corresponding EU List number controls
``technology''
[[Page 13022]]
relating to entries that do not appear on the CCL (e.g., 7A003.b,
7A005, 7A103.b, 7A105, 7A116, 7A117, 7B103). The software related to
these entries is subject to the export licensing authority of the
U.S. Department of State, Office of Defense Trade Control (see 22
CFR part 121).
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
7E002 ``Technology'' according to the General Technology Note for the
``production'' of equipment controlled by 7A (except 7A994) or 7B
(except 7B994).
License Requirements
Reason for Control: NS, MT, RS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to ``technology'' for NS Column 1.
equipment controlled by 7A001 to
7A004, 7A006 or 7B001 to 7B003.
MT applies to entire entry............. MT Column 1.
RS applies to ``technology'' for RS Column 1.
inertial navigation systems, inertial
equipment and specially designed
components therefor, for civil
aircraft.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: The corresponding EU List number controls
``technology'' relating to entries that do not appear on the CCL
(e.g., 7A003.b, 7A005, 7A103.b, 7A105, 7A116, 7A117, 7B103). The
software related to these entries is subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls (see 22 CFR part 121).
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
7E003 ``Technology'' according to the General Technology Note for the
repair, refurbishing or overhaul of equipment controlled by 7A001 to
7A004, except for maintenance ``technology'' directly associated with
calibration, removal or replacement of damaged or unserviceable line
replaceable units (LRU) and shop replaceable units (SRA) of a ``civil
aircraft'' as described in Maintenance Level I or Maintenance Level II.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definition: Refer to the Related Definitions for 7B001
Items: The list of items controlled is contained in the ECCN
heading.
7E004 Other ``technology.''
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls:
N/A
Related Definitions: N/A
Items:
a. ``Technology'' for the ``development'' or ``production'' of:
a.1. Airborne automatic direction finding equipment operating at
frequencies exceeding 5 MHz;
a.2. Air data systems based on surface static data only, i.e.,
that dispense with conventional air data probes;
a.3. Raster-type head-up displays or three dimensional displays
for ``aircraft'';
a.4. Inertial navigation systems or gyro-astro compasses
containing accelerometers or gyros controlled by 7A001 or 7A002;
b. ``Development'' ``technology'', as follows, for ``active
flight control systems'' (including fly-by-wire or fly-by-light);
b.1. Configuration design for interconnecting multiple
microelectronic processing elements (on-board computers) to achieve
``real time processing'' for control law implementation;
b.2. Control law compensation for sensor location or dynamic
airframe loads, i.e., compensation for sensor vibration environment
or for variation of sensor location from the center of gravity;
b.3. Electronic management of data redundancy or systems
redundancy for fault detection, fault tolerance, fault isolation or
reconfiguration;
Note: 7E004.b.3 does not control ``technology'' for the design
of physical redundancy.
b.4. Flight controls that permit inflight reconfiguration of
force and moment controls for real time autonomous air vehicle
control;
b.5. Integration of digital flight control, navigation and
propulsion control data into a digital flight management system for
flight path optimization, except ``development'' ``technology'' for
aircraft flight instrument systems integrated solely for VOR, DME,
ILS or MLS navigation or approaches;
b.6. Full authority digital flight control or multi sensor
mission management systems incorporating knowledge-based expert
systems;
Note: (For ``technology'' for Full Authority Digital Engine
Control (FADEC), see 9E003.a.10)
c. ``Technology'' for the ``development'' of helicopter systems,
as follows:
c.1. Multi-axis fly-by-wire or fly-by-light controllers that
combine the functions of at least two of the following into one
controlling element:
c.1.a. Collective controls;
c.1.b. Cyclic controls;
c.1.c. Yaw controls;
c.2. ``Circulation-controlled anti-torque or circulation-
controlled directional control systems'';
c.3. Rotor blades incorporating ``variable geometry airfoils''
for use in systems using individual blade control.
7E101 ``Technology'' according to the General Technology Note for the
``use'' of equipment or ``software'' specified in 7A001 to 7A004,
7A006, 7A101 to 7A104, 7A106, 7A115, 7B002, 7B003, 7B101, 7B102, 7D101
or 7D102 for MT reasons.
License Requirements
Reason for Control: MT, RS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
RS applies to ``development'' or RS Column 1.
``production'' of inertial navigation
systems, inertial equipment and
specially designed components
therefor, for civil aircraft..
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: 1.) The corresponding EU List number controls
``technology'' relating to entries that do not appear on the CCL
(e.g., 7A003.b, 7A005, 7A103.b, 7A105, 7A116, 7A117, 7B103). The
software related to these entries is subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. (See 22 CFR part 121.) 2.)
``Technology'' for inertial navigation systems and inertial
equipment, and specially designed components therefor, not for use
on civil aircraft are subject to the export licensing authority of
the U.S. Department of State, Office of Defense Trade Controls. (See
22 CFR part 121, Category VIII.)
Related Definitions: N/A
[[Page 13023]]
Items: The list of items controlled is contained in the ECCN
heading.
97E102 ``Technology'' for protection of avionics and electrical
subsystems against electromagnetic pulse (EMP) and electromagnetic
interference (EMI) hazards from external sources.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items:
a. Design ``technology'' for shielding systems;
b. Design ``technology'' for the configuration of hardened
electrical circuits and subsystems;
c. Design ``technology'' for the determination of hardening
criteria of paragraph a and b above.
7E994 ``Technology'', n.e.s., for the ``development'', ``production'',
or ``use'' of navigation, airborne communication, and other avionics
equipment.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
EAR99 Items subject to the EAR that are not elsewhere specified in
this CCL Category or in any other category in the CCL are designated by
the number zEAR99.
Category 8--Marine
A. Equipment, Assemblies and Components
8A001 Submersible vehicles or surface vessels.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in Sec. value
Related Controls: See other Categories, as appropriate, within
the Commerce Control List for controls of equipment for submersible
vehicles (e.g., for the control status of marine gas turbine
engines, see Category 9).
Related Definitions: N/A
Items:
a. Manned, tethered submersible vehicles designed to operate at
depths exceeding 1,000 m;
b. Manned, untethered submersible vehicles:
b.1. Designed to ``operate autonomously'' and having a lifting
capacity of:
b.1.a. 10% or more of their weight in air; and
b.1.b. 15 kN or more;
b.2. Designed to operate at depths exceeding 1,000 m; or
b.2.a. Designed to carry a crew of 4 or more;
b.2.b. Designed to ``operate autonomously'' for 10 hours or
more;
b.2.c. Having a ``range'' of 25 nautical miles or more; and
b.2.d. Having a length of 21 m or less;
c. Unmanned, tethered submersible vehicles designed to operate
at depths exceeding 1,000 m:
c.1. Designed for self-propelled maneuver using propulsion
motors or thrusters controlled by 8A002.a.2; or
c.2. Having a fiber optic data link;
d. Unmanned, untethered submersible vehicles:
d.1. Designed for deciding a course relative to any geographical
reference without real-time human assistance;
d.2. Having an acoustic data or command link; or
d.3. Having a fiber optic data or command link exceeding 1,000
m;
e. Ocean salvage systems with a lifting capacity exceeding 5 MN
for salvaging objects from depths exceeding 250 m and having either
of the following:
e.1. Dynamic positioning systems capable of position keeping
within 20 m of a given point provided by the navigation system; or
e.2. Seafloor navigation and navigation integration systems for
depths exceeding 1,000 m with positioning accuracies to within 10 m
of a predetermined point;
f. Surface-effect vehicles (fully skirted variety) with a
maximum design speed, fully loaded, exceeding 30 knots in a
significant wave height of 1.25 m (Sea State 3) or more, a cushion
pressure exceeding 3,830 Pa, and a light-ship-to-full-load
displacement ratio of less than 0.70;
g. Surface-effect vehicles (rigid sidewalls) with a maximum
design speed, fully loaded, exceeding 40 knots in a significant wave
height of 3.25 m (Sea State 5) or more;
h. Hydrofoil vessels with active systems for automatically
controlling foil systems, with a maximum design speed, fully loaded,
of 40 knots or more in a significant wave height of 3.25 m (Sea
State 5) or more;
i. Small waterplane area vessels with:
i.1. A full load displacement exceeding 500 tons with a maximum
design speed, fully loaded, exceeding 35 knots in a significant wave
height of 3.25 m (Sea State 5) or more; or
i.2. A full load displacement exceeding 1,500 tons with a
maximum design speed, fully loaded, exceeding 25 knots in a
significant wave height of 4 m (Sea State 6) or more.
Technical Note: A small waterplane area vessel is defined by the
following formula: waterplane area at an operational design draft
less than 2 x (displaced volume at the operational design
draft)\2/3\.
8A002 Systems or equipment.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 2.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: Yes for 8A002.i.2 as described in Advisory Note to Category
8 and 8A002.e.2
CIV: Yes for 8A002.i.2 as described in Advisory Note to Category
8 and 8A002.e.2
List of Items Controlled
Unit: Equipment in number
Related Controls: See other Categories, as appropriate, within
the Commerce Control List for controls of equipment for submersible
vehicles (e.g., for underwater communications systems, see Category
5).
Related Definitions: N/A
Items:
a. Systems or equipment, specially designed or modified for
submersible vehicles, designed to operate at depths exceeding 1,000
m, as follows:
a.1. Pressure housings or pressure hulls with a maximum inside
chamber diameter exceeding 1.5 m;
a.2. Direct current propulsion motors or thrusters;
a.3. Umbilical cables, and connectors therefor, using optical
fiber and having synthetic strength members;
b. Systems specially designed or modified for the automated
control of the motion of equipment for submersible vehicles
controlled by 8A001 using navigation data and having closed loop
servo-controls to:
b.1. Enable a vehicle to move within 10 m of a predetermined
point in the water column;
b.2. Maintain the position of the vehicle within 10 m of a
predetermined point in the water column; or
b.3. Maintain the position of the vehicle within 10 m while
following a cable on or under the seabed;
c. Fiber optic hull penetrators or connectors;
[[Page 13024]]
d. Underwater vision systems, as follows:
d.1.a. Television systems (comprising camera, lights, monitoring
and signal transmission equipment) having a limiting resolution when
measured in air of more than 500 lines and specially designed or
modified for remote operation with a submersible vehicle; or
d.1.b. Underwater television cameras having a limiting
resolution when measured in air of more than 700 lines;
Technical Note: Limiting resolution in television is a measure
of horizontal resolution usually expressed in terms of the maximum
number of lines per picture height discriminated on a test chart,
using IEEE Standard 208/1960 or any equivalent standard.
d.2. Systems, specially designed or modified for remote
operation with an underwater vehicle, employing techniques to
minimize the effects of back scatter, including range-gated
illuminators or ``laser'' systems;
d.3. Low light level television cameras specially designed or
modified for underwater use containing:
d.3.a. Image intensifier tubes controlled by 6A002.a.2.a; and
d.3.b. More than 150,000 ``active pixels'' per solid state area
array;
e. Photographic still cameras specially designed or modified for
underwater use, having a film format of 35 mm or larger, and:
e.1. Annotating the film with data provided by a source external
to the camera;
e.2. Having autofocussing or remote focussing specially designed
for underwater use;
e.3. Having automatic back focal distance correction; or
e.4. Having automatic compensation control specially designed to
permit an underwater camera housing to be usable at depths exceeding
1,000 m;
f. Electronic imaging systems, specially designed or modified
for underwater use, capable of storing digitally more than 50
exposed images;
g. Light systems, as follows, specially designed or modified for
underwater use:
g.1. Stroboscopic light systems capable of a light output energy
of more than 300 J per flash;
g.2. Argon arc light systems specially designed for use below
1,000 m;
h. ``Robots'' specially designed for underwater use, controlled
by using a dedicated stored program computer, and:
h.1. Having systems that control the ``robot'' using information
from sensors that measure force or torque applied to an external
object, distance to an external object, or tactile sense between the
``robot'' and an external object; or
h.2. Capable of exerting a force of 250 N or more or a torque of
250 Nm or more and using titanium based alloys or ``fibrous and
filamentary'' ``composite'' materials in their structural members;
i. Remotely controlled articulated manipulators specially
designed or modified for use with submersible vehicles and having
either of the following characteristics:
i.1. Having systems that control the manipulator using the
information from sensors that measure the torque or force applied to
an external object, or tactile sense between the manipulator and an
external object; or
i.2. Controlled by proportional master-slave techniques or by
using a dedicated stored program computer, and having 5 degrees of
freedom of movement or greater;
Note: Only functions having proportional control using
positional feedback or by using a dedicated stored program computer
are counted when determining the number of degrees of freedom of
movement.
j. Air-independent power systems, as follows, specially designed
for underwater use:
j.1. Brayton, Stirling or Rankine cycle engine air independent
power systems having any of the following:
j.1.a. Chemical scrubber or absorber systems specially designed
to remove carbon dioxide, carbon monoxide and particulates from
recirculated engine exhaust;
j.1.b. Systems specially designed to use a monoatomic gas;
j.1.c. Devices or enclosures specially designed for underwater
noise reduction in frequencies below 10 kHz, or special mounting
devices for shock mitigation; or
j.1.d. Systems specially designed:
j.1.d.1. To pressurize the products of reaction or for fuel
reformation;
j.1.d.2. To store the products of the reaction; and
j.1.d.3. To discharge the products of the reaction against a
pressure of 100 kPa or more;
j.2. Diesel cycle engine air independent systems, having all of
the following:
j.2.a. Chemical scrubber or absorber systems specially designed
to remove carbon dioxide, carbon monoxide and particulates from
recirculated engine exhaust;
j.2.b. Systems specially designed to use a monoatomic gas;
j.2.c. Devices or enclosures specially designed for underwater
noise reduction in frequencies below 10 kHz or special mounting
devices for shock mitigation; and
j.2.d. Specially designed exhaust systems that do not exhaust
continuously the products of combustion;
j.3. Fuel cell air independent power systems with an output
exceeding 2 kW having either of the following:
j.3.a. Devices or enclosures specially designed for underwater
noise reduction in frequencies below 10 kHz or special mounting
devices for shock mitigation; or
j.3.b. Systems specially designed:
j.3.b.1. To pressurize the products of reaction or for fuel
reformation;
j.3.b.2. To store the products of the reaction; and
j.3.b.3. To discharge the products of the reaction against a
pressure of 100 kPa or more;
k. Skirts, seals and fingers, as follows:
k.1. Designed for cushion pressures of 3,830 Pa or more,
operating in a significant wave height of 1.25 m (Sea State 3) or
more and specially designed for surface effect vehicles (fully
skirted variety) controlled by 8A001.f;
k.2. Designed for cushion pressures of 6,224 Pa or more,
operating in a significant wave height of 3.25 m (Sea State 5) or
more and specially designed for surface effect vehicles (rigid
sidewalls) controlled by 8A001.g;
l. Lift fans rated at more than 400 kW specially designed for
surface effect vehicles controlled by 8A001.f or 8A001.g;
m. Fully submerged subcavitating or supercavitating hydrofoils
specially designed for vessels controlled by 8A001.h;
n. Active systems specially designed or modified to control
automatically the sea-induced motion of vehicles or vessels
controlled by 8A001.f, .g, .h or .i;
o.1. Water-screw propeller or power transmission systems, as
follows, specially designed for surface effect vehicles (fully
skirted or rigid sidewall variety), hydrofoils or small waterplane
area vessels controlled by 8A001.f, .g, .h or .i:
o.1.a. Supercavitating, super-ventilated, partially-submerged or
surface piercing propellers rated at more than 7.5 MW;
o.1.b. Contrarotating propeller systems rated at more than 15
MW;
o.1.c. Systems employing pre-swirl or post-swirl techniques for
smoothing the flow into a propeller;
o.1.d. Light-weight, high capacity (K factor exceeding 300)
reduction gearing;
o.1.e. Power transmission shaft systems, incorporating
``composite'' material components, capable of transmitting more than
1 MW;
o.2. Water-screw propeller, power generation or transmission
systems for use on vessels.
o.2.a. Controllable-pitch propellers and hub assemblies rated at
more than 30 MW;
o.2.b. Internally liquid-cooled electric propulsion engines with
a power output exceeding 2.5 MW;
o.2.c. ``Superconductive'' propulsion engines, or permanent
magnet electric propulsion engines, with a power output exceeding
0.1 MW;
o.2.d. Power transmission shaft systems, incorporating
``composite'' material components, capable of transmitting more than
2 MW;
o.2.e. Ventilated or base-ventilated propeller systems rated at
more than 2.5 MW;
o.3. Noise reduction systems for use on vessels of 1,000 tons
displacement or more, as follows:
o.3.a. Noise reduction systems that attenuate at frequencies
below 500 Hz and consist of compound acoustic mounts for the
acoustic isolation of diesel engines, diesel generator sets, gas
turbines, gas turbine generator sets, propulsion motors or
propulsion reduction gears, specially designed for sound or
vibration isolation, having an intermediate mass exceeding 30% of
the equipment to be mounted;
o.3.b. Active noise reduction or cancellation systems, or
magnetic bearings, specially designed for power transmission
systems, and incorporating electronic control systems capable of
actively reducing equipment vibration by the generation of anti-
noise or anti-vibration signals directly to the source;
p. Pumpjet propulsion systems with a power output exceeding 2.5
MW using divergent nozzle and flow conditioning vane
[[Page 13025]]
techniques to improve propulsive efficiency or reduce propulsion-
generated underwater-radiated noise.
8A018 Items on the International Munitions List.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............. NS Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Closed and semi-closed circuit (rebreathing) apparatus for
diving and underwater swimming, and specially designed components
for use in the conversion of open-circuit apparatus to military use;
b. Naval equipment, as follows:
b.1. Diesel engines of 1,500 hp and over with rotary speed of
700 rpm or over specially designed for submarines;
b.2. Electric motors specially designed for submarines, i.e.,
over 1,000 hp, quick reversing type, liquid cooled, and totally
enclosed;
b.3. Nonmagnetic diesel engines, 50 hp and over, specially
designed for military purposes. (An engine shall be presumed to be
specially designed for military purposes if it has nonmagnetic parts
other than crankcase, block, head, pistons, covers, end plates,
valve facings, gaskets, and fuel, lubrication and other supply
lines, or its nonmagnetic content exceeds 75 percent of total
weight.);
b.4. Marine boilers designed to have any of the following
characteristics:
b.4.a. Heat release rate (at maximum rating) equal to or in
excess of 190,000 BTU per hour per cubic foot of furnace volume; or
b.4.b. Ratio of steam generated in pounds per hour (at maximum
rating) to the dry weight of the boiler in pounds equal to or in
excess of 0.83;
b.5. Submarine and torpedo nets; and
b.6. Components, parts, accessories, and attachments for the
above.
8A992 Other underwater camera equipment, n.e.s., other submersible
systems, n.e.s.; and specially designed parts therefor.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
8A993 Self-contained underwater breathing apparatus (scuba gear) and
related equipment.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............. AT Column 2.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Self-contained underwater breathing apparatus (scuba gear);
b. Pressure regulators, air cylinders, hoses, valves and
backpacks for the apparatus described in paragraph 8A993.a;
c. Life jackets, inflation cartridges, compasses, wetsuits,
masks, fins, weight belts, and dive computers;
d. Underwater lights and propulsion equipment;
e. Air compressors and filtration systems specially designed for
filling air cylinders; and
f. Other self-contained underwater breathing apparatus (scuba
gear) and related equipment, n.e.s.
8A994 Boats, n.e.s., including inflatable boats, marine engines (both
inboard and outboard) and submarine engines, n.e.s; and specially
designed parts therefor, n.e.s.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............... AT Column 2.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
B. Test, Inspection and Production Equipment
8B001 Water tunnels, having a background noise of less than 100 dB
(reference 1 microPascal, 1 Hz) in the frequency range from 0 to 500
Hz, designed for measuring acoustic fields generated by a hydro-flow
around propulsion system models.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 2.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $3000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
C. Materials
8C001: Syntactic foam for underwater use.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 2.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definition: Syntactic foam consists of hollow spheres of
plastic or glass embedded in a resin matrix.
Items:
a. Designed for marine depths exceeding 1,000 m; and
b. With a density less than 561 kg/m<SUP>3.
D. Software
8D001 ``Software'' specially designed or modified for the
``development'', ``production'' or ``use'' of equipment or materials
controlled by 8A (except 8A018, 8A992 to 8A994), 8B, or 8C.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
[[Page 13026]]
TSR: Yes
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
8D002 Specific ``software'' specially designed or modified for the
``development'', ``production'', repair, overhaul or refurbishing (re-
machining) of propellers specially designed for underwater noise
reduction.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
8D992 ``Software'' specially designed or modified for the
``development'', ``production'' or ``use'' of equipment controlled by
8A992.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
8D993 ``Software'' specially designed or modified for the
``development'', ``production'' or ``use'' of equipment controlled by
8A993 and 8A994.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............... AT Column 2.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
E. Technology
8E001 ``Technology'' according to the General Technology Note for the
``development'' or ``production'' of equipment or materials controlled
by 8A (except 8A018, 8A992 to 8A994), 8B, or 8C.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
8E002 Other technology.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: Yes
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items:
a. ``Technology'' for the ``development'', ``production'',
repair, overhaul or refurbishing (re-machining) of propellers
specially designed for underwater noise reduction;
b. ``Technology'' for the overhaul or refurbishing of equipment
controlled by 8A001, 8A002.b, .j, .o, or .p.
8E992 ``Technology'' for the ``development'', ``production'' or
``use'' of equipment controlled by 8A992.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
8E993 ``Technology'' for the ``development'', ``production'' or
``use'' of items controlled by 8A993 and 8A994.
License Requirements
Reason for Control: AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
AT applies to entire entry............... AT Column 2.
------------------------------------------------------------------------
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
EAR99 Items subject to the EAR that are not elsewhere specified in
this CCL Category or in any other category in the CCL are designated by
the number EAR99.
Advisory Notes for Category 8
Advisory Note: Licenses are likely to be approved, as
administrative exceptions, for export and reexport to satisfactory
end-users in Country Group D:1 of manipulators, for civil end-uses
(e.g., underwater oil, gas or mining operations), that are
controlled by 8A002.i.2 and have 5 degrees of freedom of movement.
Category 9--Propulsion Systems Space Vehicles and Related Equipment
A. Equipment, Assemblies and Components
9A001 Aero gas turbine engines incorporating any of the technologies
controlled by 9E003.a and described in this entry.
License Requirements
Reason for Control: NS, MT, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 2.
MT applies to only to those engines that MT Column 1.
meet the characteristics listed in 9A101.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: N/A
Related Definitions: N/A
Items:
a. Not certified for the specific ``civil aircraft'' for which
they are intended;
[[Page 13027]]
Note: For the purpose of the ``civil aircraft'' certification
process, a limited number of civil certified engines, assemblies or
components may be authorized for export and reexport to Country
Group D:1. This limited number is defined as the minimum required
(up to 16, including spares) for civil certification.
b. Not certified for civil use by the civil aviation authorities
in a country listed in Country Group A:1;
c. Designed to cruise at speeds exceeding Mach 1.2 for more than
thirty minutes;
9A002 Marine gas turbine engines with an ISO standard continuous power
rating of 24,245 kW or more and a specific fuel consumption of less
than 0.219 kg/kWh at any point in the power range from 35 to 100%, and
specially designed assemblies and components therefor.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 2.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: Yes, only as described in Advisory Note 1 to Category 9
CIV: Yes, only as described in Advisory Note 1 to Category 9
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definition: The term marine gas turbine engines includes
those industrial, or aero-derivative, gas turbine engines adapted
for marine propulsion or shipboard power generation.
Items: The list of items controlled is contained in the ECCN
heading.
9A003 Specially designed assemblies and components, incorporating any
of the technologies controlled by 9E003.a, for gas turbine engine
propulsion systems.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 2.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls:
Related Definition: This entry does not control multiple domed
combusters operating at average burner outlet temperatures equal to
or less than 1,813 K (1,540 deg.C).
Items:
a. Assemblies and components specially designed for those gas
turbine engine propulsion systems controlled by 9A001; or
b. Whose design or production origins are either countries
listed in Country Group D:1 or unknown to the manufacturer;
9A004 ``Spacecraft'', (not including their payloads) and specially
designed components therefore.
License Requirements
Reason for Control: NS, AT
------------------------------------------------------------------------
Control(s) Country chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; components, parts and accessories in
$ value
Related Controls: (1.) The corresponding EU list number controls
space launch vehicles (not including their payloads) and other
``spacecraft'' (not identified in this CCL entry). These items are
subject to the export licensing authority of the U.S. Departement of
State, Office of Defense Trade Controls (See 22 CFR part 121,
Category XV). (2.) For the control status of products contained in
``spacecraft'' payloads, see the appropriate categories. (3.) All
communication satellites identified in paragraphs a.1 through a.9 of
this entry and specially designed components, parts, accessories,
attachments, associated equipment, and ground support equipment
therefor, are subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls. (See 22 CFR
part 121, Category XV.)
Related Definition: (1.) Transferring registration or
operational control to any foreign person of any satellite
controlled by this entry must be authorized on a license issued by
the Bureau of Export Administration. This requirement applies
whether the satellite is physically located in the United States or
abroad. (2.) If you are requesting a license from BXA for items
other than those specified in 9A004, you must provide a statement
from the U.S. Department of State, Office of Defense Trade Controls,
verifying that the item intended for export or reexport is under the
export licensing jurisdiction of the U.S. Department of Commerce.
Items:
a. Commercial Communication Satellites, except those with the
following characteristics:
a.1. Anti-jam capability: Antennas and/or antenna systems with
the ability to respond to incoming interference by adaptively
reducing antenna gain in the direction of the interference;
a.2. Antennas:
a.2.a. With aperture (overall dimension of the radiating
portions(s) of the antennas) greater than 30 feet; or
a.2.b. With all sidelobes less than or equal to -35db; or
a.2.c. Designed, modified or configured to provide coverage area
on the surface of the earth less than 200 nm in diameter, where
``coverage area'' is defined as that area on the surface of the
earth that is illuminated by the main beam width of the antenna
(which is the angular distance between half power points of the
beam);
a.3. Designed, modified or configured for intersatellite data
relay links that do not involve a ground relay terminal (``cross-
links'');
a.4. Spaceborne baseband processing equipment that uses any
technique other than frequency translation which can be changed on a
channel by channel basis among previously assigned fixed frequencies
several times a day;
a.5. Employing any of the cryptographic items subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls under 22 CFR part 121, Category XIII,
paragraph (b);
a.6. Employing radiation-hardened devices controlled elsewhere
in 22 CFR 121.1 that are not ``embedded'' in the satellite in such a
way as to deny physical access. (For purposes of this subparagraph,
``embedded'' means that the device cannot feasibly either be removed
from the satellite or used for other purposes);
a.7. Having propulsion systems that permit acceleration of the
satellite on-orbit (i.e., after mission orbit injection) at rates
greater than 0.1 g;
a.8. Having attitude control and determination systems designed
to provide spacecraft pointing determination and control better than
0.02 degrees per axis; or
a.9. Having orbit transfer engines (``kick motors'') that remain
permanently with the spacecraft and are capable of being restarted
after achievement of mission orbit and providing acceleration
greater than 1 g. (Orbit transfer engines that are not designed,
built, and shipped as an integral part of the satellite subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls under 22 CFR part 121, Category
IV.)
b. Other ``spacecraft'' not subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls under 22 CFR part 121, Category XV.)
Note: 9A004.b includes the international space station being
developed, launched and operated under the supervision of the U.S.
National Aeronautics and Space Administration.
9A018 Equipment on the International Munitions List.
License Requirements
Reason for Control: NS, RS, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
NS applies to entire entry............... NS Column 1.
RS applies to 9A018.a and b.............. RS Column 2.
[[Page 13028]]
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: (a) Parachute systems designed for use in
dropping military equipment, braking military aircraft, slowing
spacecraft descent, or retarding weapons delivery; AND (b)Instrument
flight trainers for combat simulation are subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. (See 22 CFR part 121, Category VIII.)
Related Definition: This entry controls parachute systems
designed for use in dropping personnel only.
Items:
a. Military trainer aircraft bearing ``T'' designations:
a.1. Using reciprocating engines; or
a.2. Turbo prop engines with less than 600 horse power (h.p.);
a.3. T-37 model jet trainer aircraft; and
a.4. Specially designed component parts.
b. Vehicles specially designed or modified for military
purposes. (See part 770 of the EAR, Interpretation 8)
c. Pressure refuelers, pressure refueling equipment, and
equipment specially designed to facilitate operations in confined
areas; and ground equipment, n.e.s, developed specially for military
aircraft and helicopters, and specially designed parts and
accessories, n.e.s.;
d. Pressurized breathing equipment specially designed for use in
military aircraft and helicopters;
e. Military parachutes and complete canopies, harnesses, and
platforms and electronic release mechanisms therefor, except such
types as are in normal sporting use;
f. Military instrument flight trainers, except for combat
simulation; and components, parts, attachments and accessories
specially designed for such equipment.
9A101 Lightweight turbojet and turbofan engines (including
turbocompound engines) usable in ``missiles'', other than those
specified in 9A001, having both the following characteristics.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............... MT Column 1.
AT applies to entire entry............... AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in Sec. value
Related Controls: (1.) Items controlled in 9A101.b in the
corresponding EU List number are not controlled in this CCL entry.
Those items are subject to the export licensing jurisdiction of the
U.S. Department of State, Office of Defense Trade Controls (See 22
CFR part 121, Category IV, paragraph (h) and Category VIII). (2.)
Engines designed or modified for missiles (except engines for non-
military unmanned air vehicles [UAVs] or remotely piloted vehicles
[RPVs]), regardless of thrust or specific fuel consumption, are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. (See 22 CFR part 121,
Category VIII.)
Related Definitions: N/A
Items:
a. Maximum thrust value greater than 1000 N (achieved un-
installed) excluding civil certified engines with a maximum thrust
value greater than 8,890 N (achieved un-installed); and
b. Reserved.
c. Specific fuel consumption of 0.13kg/N/hr or less (at sea
level static and standard conditions).
9A106 Systems or components, other than those controlled by 9A006,
usable in ``missiles,'' as follows, specially designed for liquid
rocket propulsion systems.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment and components in number; parts and accessories
in $ value
Related Controls: Items controlled in 9A106.a, .b, and .c in the
corresponding EU List number are not controlled in this CCL entry.
Those items are subject to the export licensing jurisdiction of the
U.S. Department of State, Office of Defense Trade Controls (See 22
CFR part 121, Category IV, paragraphs (f) and (h).)
Related Definitions: Only the following servo valves and pumps
are controlled by this entry: (1.) Servo valves designed for flow
rates of 24 liters per minute or greater, at an absolute pressure of
7 MPa (1,000 psi) or greater, have an actuator response time of less
than 100 ms; (2.) Pumps, for liquid propellants, with shaft speeds
equal to or greater than 8,000 rpm or with discharge pressures equal
to or greater than 7 MPa (1,000 psi).
Items:
a. Reserved.
b. Reserved.
c. Reserved.
d. Liquid or slurry propellant (including oxidizers) control
systems designed or modified to operate in vibration environments of
more than 10 g RMS between 20 Hz and 2,000 Hz, and specially
designed components therefor.
9A110 Composite structures, laminates, and manufactures thereof, and
resin impregnated fiber prepregs and metal coated fiber preforms,
therefor, made either with organic matrix or metal matrix utilizing
fibrous or filamentary reinforcements having a specific tensile
strength greater than 7.62 x 10\4\ m (3 x 10\6\ inches) and a specific
modulus greater than 3.18 x 10\6\ m (1.25 x 10\8\ inches).
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: The corresponding EU List number includes
references to items that are not contained on the CCL (e.g., 9A005,
9A007, 9A010, 9A104, 9A105, 9A106.a, .b, and .c, 9A107, 9A108, 9A116
to 9A119). These items are not cross-referenced in the CCL since
they are subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls (see 22 CFR
part 121) and do not appear on the CCL.
Related Definition: The only resin impregnated fiber prepregs
specified in entry 9A110 are those using resins with a glass
transition temperature (T<INF>g), after cure, exceeding 418 K
(145 deg. C) as determined by ASTM D4065 or national equivalents.
Items: The list of items controlled is contained in the ECCN
heading.
9A115 Launch support equipment designed or modified for systems
controlled by 9A004 or 9A104.
License Requirements
Reason for Control: MT, UN, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
UN applies to entire entry............. Rwanda.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
[[Page 13029]]
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: (1.) Items controlled in 9A115.a in the
corresponding EU List number are not controlled in this CCL entry.
Those items are subject to the export licensing jurisdiction of the
U.S. Department of State, Office of Defense Trade Controls (see 22
CFR part 121, Category VIII, paragraph (e)). (2.) This entry
contains references to EU list numbers that are not contained on the
CCL.
Related Definitions: N/A
Items:
a. Reserved.
b. Vehicles for transport, handling, control, activation or
launching.
9A190 Non-military unmanned air vehicle systems (UAVs) and remotely
piloted vehicles (RPVs) that are capable of a maximum range of at least
300 kilometers (km), regardless of payload.
License Requirements
Reason for Control: MT, AT
------------------------------------------------------------------------
Control(s) Country Chart
------------------------------------------------------------------------
MT applies to entire entry............. MT Column 1.
AT applies to entire entry............. AT Column 1.
------------------------------------------------------------------------
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN
heading.
9A980 Nonmilitary mobile crime science laboratories; and parts and
accessories, n.e.s